Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| RPC Wealth, LLC CRD: 221532 | - | 0 | 1 | - | Unknown |
| RPD Fund Management LLC CRD: 316867 | - | 0 | 1 | - | Unknown |
| Rpev I GP Ltd. CRD: 164822 | - | 0 | 0 | - | Unknown |
| RPF Capital CRD: 327893 | - | 0 | 1 | - | Unknown |
| RPG Family Wealth Advisory, LLC CRD: 158528 | - | 0 | 10 | - | Unknown |
| RPG Investment Advisory, LLC CRD: 172173 | - | 0 | 1 | - | Unknown |
| RPH Financial Services, Inc CRD: 112884 | - | 0 | 0 | - | Unknown |
| RPH Financial Services, Inc. CRD: 298683 | - | 0 | 0 | - | Unknown |
| RPK Capital Management CRD: 173382 | - | 0 | 0 | - | Unknown |
| RPM Advisors, LLC CRD: 167729 | - | 0 | 0 | - | Unknown |
| RPM Capital Management, LLC CRD: 164200 | - | 0 | 2 | - | Unknown |
| RPM Capital Partners, LLC CRD: 160913 | - | 0 | 1 | - | Unknown |
| RPM Land Sales, Inc. CRD: 21568 | - | 0 | 0 | A | INACTIVE |
| RPM Metropolitan Capital, LLC CRD: 114786 | - | 0 | 0 | - | Unknown |
| RPM Ventures CRD: 163696 | - | 0 | 1 | - | Unknown |
| RPM Ventures III Management, L.L.C. CRD: 283398 | - | 0 | 1 | - | Unknown |
| RPO LLC CRD: 318296 | - | 0 | 1 | - | Unknown |
| RPO Wealth Partners LLC CRD: 312384 | - | 0 | 1 | - | Unknown |
| RPP Securities CRD: 314893 | NY | 0 | 1 | A | Active |
| RPR Financial CRD: 316557 | - | 0 | 2 | - | Unknown |
| RPS Management LLC CRD: 306091 | - | 0 | 1 | - | Unknown |
| RPS Retirement Plan Advisors CRD: 319220 | - | 0 | 2 | - | Unknown |
| RPS Securities, Inc. CRD: 16770 | - | 0 | 0 | A | INACTIVE |
| RPS Ventures GP LLC CRD: 306530 | - | 0 | 0 | - | Unknown |
| RPV Management, LLC CRD: 322158 | - | 0 | 0 | - | Unknown |
| RPX Securities LLC CRD: 297800 | - | 0 | 0 | A | INACTIVE |
| RQD* Clearing, LLC CRD: 134284 | NY | 6 | 2 | C | Active |
| RR Advisors, LLC CRD: 130609 | - | 0 | 1 | - | Unknown |
| RR Financial Management LLC CRD: 310395 | - | 0 | 2 | - | Unknown |
| RR Fund Management LLC CRD: 334344 | - | 0 | 1 | - | Unknown |
| RR Portfolios, LLC CRD: 288261 | - | 0 | 1 | - | Unknown |
| RRA Capital CRD: 306287 | - | 0 | 1 | - | Unknown |
| RRA Capital Management CRD: 298065 | - | 0 | 0 | - | Unknown |
| RRA Wealth, LLC CRD: 305212 | - | 0 | 2 | - | Unknown |
| RRBB Asset Management, LLC CRD: 157823 | - | 0 | 0 | - | Unknown |
| RRC Wealth Management, Inc CRD: 164462 | - | 0 | 0 | - | Unknown |
| RRE Legacy Co. LLC CRD: 157365 | - | 0 | 0 | - | Unknown |
| RRE Ventures CRD: 163937 | - | 0 | 1 | - | Unknown |
| Rreef America L.L.C. CRD: 109596 | - | 0 | 1 | - | Unknown |
| Rreic Advisors, LLC CRD: 160335 | - | 0 | 0 | - | Unknown |
| RRG Capital Management LLC CRD: 291853 | - | 0 | 1 | - | Unknown |
| Rrig MG, LLC CRD: 333605 | - | 0 | 1 | - | Unknown |
| Rrim Asset Strategies CRD: 117297 | - | 0 | 0 | - | Unknown |
| RRJ Management Ltd CRD: 160414 | - | 0 | 0 | - | Unknown |
| RRO Capital, LLC CRD: 300829 | - | 0 | 1 | - | Unknown |
| RRW SAS CRD: 340737 | - | 0 | 0 | - | Unknown |
| RRW US, LLC CRD: 289446 | - | 0 | 1 | - | Unknown |
| RRZ Public Markets, Inc. CRD: 8171 | - | 0 | 0 | A | INACTIVE |
| RRZ Public Markets, Inc. CRD: 43257 | - | 1 | 0 | B | INACTIVE |
| RS Advisory Group, LLC CRD: 319533 | - | 0 | 1 | - | Unknown |