Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| RS Asset Management, LLC CRD: 157768 | - | 0 | 3 | - | Unknown |
| RS Core Capital LLC CRD: 165078 | - | 0 | 0 | - | Unknown |
| RS Crum Inc. CRD: 158621 | - | 0 | 1 | - | Unknown |
| RS Equities, Inc. CRD: 8489 | - | 0 | 0 | A | INACTIVE |
| RS Fund Manager, LP CRD: 310312 | - | 0 | 0 | - | Unknown |
| RS Funds Distributor LLC CRD: 165753 | - | 0 | 0 | A | INACTIVE |
| RS Investments CRD: 140963 | - | 0 | 0 | - | Unknown |
| RS ISH Advisors Limited CRD: 320686 | - | 0 | 0 | - | Unknown |
| RS Partners (Jersey) Limited, ST Helier, Geneva Br… CRD: 310263 | - | 0 | 0 | - | Unknown |
| RS Wealth Management, Inc. CRD: 167002 | - | 0 | 1 | - | Unknown |
| RS Wealth Management, LLC CRD: 155546 | - | 0 | 0 | - | Unknown |
| RS7 GP, LLC CRD: 172717 | - | 0 | 0 | - | Unknown |
| RSA Capital CRD: 173899 | - | 0 | 1 | - | Unknown |
| RSA FMO Manager, LLC CRD: 161536 | - | 0 | 0 | - | Unknown |
| RSA Securities, Inc. CRD: 6550 | - | 0 | 0 | A | INACTIVE |
| RSA Wealth Management, LLC CRD: 258789 | - | 0 | 0 | - | Unknown |
| RSC Asset Management Group, LLC CRD: 312211 | - | 0 | 1 | - | Unknown |
| RSC Capital Management, L.P. CRD: 288367 | - | 0 | 0 | - | Unknown |
| RSC Industrial Asset Management Group 2, LLC CRD: 324467 | - | 0 | 1 | - | Unknown |
| Rsco Financial Associates LLC CRD: 125037 | - | 0 | 0 | - | Unknown |
| RSD Advisors CRD: 152447 | - | 0 | 1 | - | Unknown |
| RSE Consulting, LLC CRD: 298936 | - | 0 | 0 | - | Unknown |
| RSG Financial Group Inc CRD: 136849 | - | 0 | 3 | - | Unknown |
| RSG Investments LLC CRD: 323527 | - | 0 | 1 | - | Unknown |
| RSG Wealth Management, LLC CRD: 300943 | - | 0 | 2 | - | Unknown |
| RSH Consulting, Inc. CRD: 171177 | - | 0 | 0 | - | Unknown |
| RSI Advisors CRD: 283721 | - | 0 | 1 | - | Unknown |
| RSI Asset Management CRD: 130508 | - | 0 | 0 | - | Unknown |
| Rsip Management, LLC CRD: 297779 | - | 0 | 1 | - | Unknown |
| RSL & Co. Capital Management, LLC CRD: 155431 | - | 0 | 0 | - | Unknown |
| RSL Securities, Inc. CRD: 10999 | - | 0 | 0 | A | INACTIVE |
| RSP Investments, LLC CRD: 161622 | DC | 0 | 2 | A | Active |
| Rsquared Fund Management LLC CRD: 311006 | - | 0 | 1 | - | Unknown |
| RSR Capital Group, Inc. CRD: 27309 | - | 0 | 0 | A | INACTIVE |
| RSR Capital Management, LLC CRD: 124262 | - | 0 | 0 | - | Unknown |
| RSV Management, LLC CRD: 297656 | - | 0 | 1 | - | Unknown |
| RSW Capital Corp. CRD: 14233 | - | 0 | 0 | A | INACTIVE |
| RSW Investments CRD: 302023 | - | 0 | 3 | - | Unknown |
| RSW Investments, LLC CRD: 134261 | - | 0 | 0 | - | Unknown |
| RSW Wealth Management CRD: 284240 | - | 0 | 3 | - | Unknown |
| RT Advisors CRD: 138853 | - | 0 | 0 | - | Unknown |
| RT Carroll & Company CRD: 135064 | - | 0 | 0 | - | Unknown |
| RT Financial Advisors, LLC CRD: 157845 | - | 0 | 0 | - | Unknown |
| RT Fund, LLC CRD: 128911 | - | 0 | 0 | A | INACTIVE |
| RT Fund, LLC CRD: 137745 | - | 0 | 0 | A | INACTIVE |
| RT Tiger Management CRD: 293461 | - | 0 | 0 | - | Unknown |
| RTA Investments Company CRD: 14149 | - | 0 | 0 | A | INACTIVE |
| RTB Wealth Advisors, LLC CRD: 338599 | - | 0 | 1 | - | Unknown |
| RTC Partners CRD: 307065 | - | 0 | 1 | - | Unknown |
| RTD Financial Advisors Inc CRD: 110744 | - | 0 | 6 | - | Unknown |