Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Ruby Financial CRD: 142491 | - | 0 | 1 | - | Unknown |
| Ruby Pebble Financial Planning LLC CRD: 322267 | - | 0 | 1 | - | Unknown |
| Ruby RED Capital Management, LLC CRD: 169932 | - | 0 | 0 | - | Unknown |
| Rucker Capital Partners, LLC CRD: 128045 | NJ | 0 | 2 | A | Active |
| Rucker Securities Ltd. CRD: 13891 | - | 0 | 0 | A | INACTIVE |
| Ruda Financial CRD: 336179 | - | 0 | 1 | - | Unknown |
| Rudbart Investment Corp. CRD: 16298 | - | 0 | 0 | A | INACTIVE |
| Rudd and Wisdom, Inc. CRD: 115092 | - | 0 | 2 | - | Unknown |
| Rudd Asset Management CRD: 162821 | - | 0 | 0 | - | Unknown |
| Rudder Investments, LLC CRD: 300478 | - | 0 | 0 | - | Unknown |
| Rude Wealth Advisory CRD: 312865 | - | 0 | 1 | - | Unknown |
| Ruderman Investment Management CRD: 164693 | - | 0 | 0 | - | Unknown |
| Rudgear Capital Management, LLC CRD: 147438 | - | 0 | 0 | - | Unknown |
| Rudisill Investment Management, LLC CRD: 168885 | - | 0 | 0 | - | Unknown |
| Rudius Management, L.P. CRD: 305465 | - | 0 | 1 | - | Unknown |
| Rudman Cannon Financial Advisors CRD: 155400 | - | 0 | 0 | - | Unknown |
| Rudney Associates CRD: 110235 | - | 0 | 1 | - | Unknown |
| Rudoi S.R.L. CRD: 323807 | - | 0 | 0 | - | Unknown |
| Rudwall Wealth Management LLC CRD: 284515 | - | 0 | 2 | - | Unknown |
| Ruedi Wealth Management, Inc. CRD: 173262 | - | 0 | 4 | - | Unknown |
| Ruesch, Gregory CRD: 322020 | - | 0 | 0 | - | Unknown |
| Ruesoff Asset Management LLC CRD: 325121 | - | 0 | 1 | - | Unknown |
| Ruff Choices CRD: 128987 | - | 0 | 1 | - | Unknown |
| Ruffer Aifm Limited CRD: 315315 | - | 0 | 0 | - | Unknown |
| Ruffer LLC CRD: 322523 | NY | 0 | 2 | A | Active |
| Ruffer LLP CRD: 309733 | - | 0 | 0 | - | Unknown |
| Rufus Hayes Asset Management, LLC CRD: 171421 | - | 0 | 1 | - | Unknown |
| Rugby Associates, L.L.C. CRD: 115571 | - | 0 | 0 | - | Unknown |
| Ruggaard & Associates CRD: 107489 | - | 0 | 6 | - | Unknown |
| Rugged Group LLC CRD: 281640 | - | 0 | 0 | - | Unknown |
| Ruggie Wealth Management CRD: 145595 | - | 0 | 0 | - | Unknown |
| Ruggieri Wealth Advisors LLC CRD: 285787 | - | 0 | 0 | - | Unknown |
| Ruggiero Investments CRD: 169180 | - | 0 | 9 | - | Unknown |
| Ruggiero Wealth Management CRD: 306588 | - | 0 | 0 | - | Unknown |
| Rugh Financial CRD: 147310 | - | 0 | 1 | - | Unknown |
| Ruhl Investments, Inc. CRD: 15713 | - | 0 | 0 | A | INACTIVE |
| Ruiz Brothers Holdings LLC CRD: 319051 | - | 0 | 0 | - | Unknown |
| Ruiz Financial Group, LLC CRD: 342372 | - | 0 | 1 | - | Unknown |
| Rukh Fund Capital Partners LLC CRD: 283543 | - | 0 | 0 | - | Unknown |
| Rule 1 Management LLC CRD: 322610 | - | 0 | 1 | - | Unknown |
| Rule Advisors, LLC CRD: 311723 | - | 0 | 0 | - | Unknown |
| Rule ONE Partners, LLC CRD: 166341 | - | 0 | 1 | - | Unknown |
| Rule72 Financial CRD: 316922 | - | 0 | 1 | - | Unknown |
| Rulicent CRD: 339865 | - | 0 | 1 | - | Unknown |
| Rulo Wealth Strategies LLC CRD: 324244 | - | 0 | 0 | - | Unknown |
| Rumbaugh Financial Inc CRD: 168680 | - | 0 | 0 | - | Unknown |
| Rumbold Financial Advisory CRD: 156210 | - | 0 | 0 | - | Unknown |
| Rumi Capital Partners LP CRD: 312569 | - | 0 | 1 | - | Unknown |
| Rumson Capital, LLC CRD: 33848 | - | 7 | 0 | D | INACTIVE |
| Rumson Securities, L.L.C. CRD: 42289 | - | 0 | 0 | A | INACTIVE |