Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| RUN Free Capital LLC CRD: 335076 | - | 0 | 2 | - | Unknown |
| RUN Ventures CRD: 159746 | - | 0 | 1 | - | Unknown |
| Runa Capital Advisors CRD: 286601 | - | 0 | 0 | - | Unknown |
| Runa Digital Assets, LLC CRD: 316951 | - | 0 | 1 | - | Unknown |
| Runde & Co. LLC CRD: 106383 | - | 0 | 3 | - | Unknown |
| Runestone Wealth Advisors LLC CRD: 117752 | - | 0 | 0 | - | Unknown |
| Runey & Associates Wealth Management CRD: 171271 | - | 0 | 1 | - | Unknown |
| Running OAK Capital LLC CRD: 286656 | - | 0 | 6 | - | Unknown |
| Running Point Capital Advisors LLC CRD: 306275 | - | 0 | 4 | - | Unknown |
| Runnymede Capital Advisors, Inc. CRD: 128974 | - | 0 | 1 | - | Unknown |
| Runnymede Capital Management Inc CRD: 106719 | - | 0 | 1 | - | Unknown |
| Runnymede Equities, Inc. CRD: 6485 | - | 0 | 0 | A | INACTIVE |
| Runtide Capital CRD: 320746 | - | 0 | 0 | - | Unknown |
| Runtide Capital CRD: 307164 | - | 0 | 1 | - | Unknown |
| Runtide Capital SPV II CRD: 320744 | - | 0 | 1 | - | Unknown |
| Runtime Path LLC CRD: 319589 | - | 0 | 0 | - | Unknown |
| Runtitle Properties LLC CRD: 299321 | - | 0 | 0 | A | INACTIVE |
| Runway Growth Capital LLC CRD: 281514 | - | 0 | 1 | - | Unknown |
| Runway Investment Advisory, LLC CRD: 331705 | - | 0 | 1 | - | Unknown |
| Rupani Capital Management, LLC CRD: 326466 | - | 0 | 0 | - | Unknown |
| Rupert Capital Management LLC CRD: 322116 | - | 0 | 0 | - | Unknown |
| Rupp & Company, Inc. CRD: 7363 | - | 0 | 0 | A | INACTIVE |
| Rural Securities, Inc. CRD: 39294 | - | 3 | 0 | C | INACTIVE |
| Rusconi Securities, Inc. CRD: 18120 | - | 0 | 0 | A | INACTIVE |
| Rush Capital Management CRD: 146724 | - | 0 | 0 | - | Unknown |
| Rush Island Management, LP CRD: 291275 | - | 0 | 1 | - | Unknown |
| Rush Lake Capital, LLC CRD: 292976 | - | 0 | 0 | - | Unknown |
| Rush Penn, LLC. CRD: 175093 | - | 0 | 0 | - | Unknown |
| Rushlight Investments LLC CRD: 184511 | - | 0 | 0 | - | Unknown |
| Rushmont Capital Management CRD: 333041 | - | 0 | 1 | - | Unknown |
| Rushmore Capital Partners CRD: 332491 | - | 0 | 1 | - | Unknown |
| Rushmore Capital, Inc. CRD: 5940 | - | 5 | 0 | C | INACTIVE |
| Rushmore Securities Corporation CRD: 8392 | - | 8 | 0 | D | INACTIVE |
| Rushwald, Mark Steven CRD: 125205 | - | 0 | 2 | - | Unknown |
| Rusinak, Anthony Edward CRD: 113292 | - | 0 | 0 | A | INACTIVE |
| Rusnano Ventures CRD: 282024 | - | 0 | 0 | - | Unknown |
| Russ Kaplan Investments CRD: 124131 | - | 0 | 0 | - | Unknown |
| Russ Trading Inc CRD: 173681 | - | 0 | 0 | - | Unknown |
| Russell & Co CRD: 10264 | - | 0 | 0 | A | INACTIVE |
| Russell Advisory Group, Inc CRD: 297199 | - | 0 | 2 | - | Unknown |
| Russell Capital Management, LLC CRD: 166859 | - | 0 | 0 | - | Unknown |
| Russell Capital Management, LLC CRD: 109513 | - | 0 | 3 | - | Unknown |
| Russell Clark Investment Management Limited CRD: 135849 | - | 0 | 0 | - | Unknown |
| Russell DOE Financial Services CRD: 134840 | - | 0 | 1 | - | Unknown |
| Russell Institutional Services Inc., Part of Russe… CRD: 37550 | - | 0 | 1 | A | INACTIVE |
| Russell Investments CRD: 105734 | - | 0 | 76 | - | Unknown |
| Russell Investments CRD: 106446 | - | 0 | 0 | - | Unknown |
| Russell Investments CRD: 290353 | - | 0 | 0 | - | Unknown |
| Russell Investments CRD: 335783 | - | 0 | 1 | - | Unknown |
| Russell Investments CRD: 335782 | - | 0 | 1 | - | Unknown |