Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| RWA Wealth Partners CRD: 156984 | - | 0 | 33 | - | Unknown |
| Rwatson Financial CRD: 305681 | - | 0 | 0 | - | Unknown |
| RWC for Life CRD: 317898 | - | 0 | 2 | - | Unknown |
| RWC Singapore (PTE) Limited CRD: 281446 | - | 0 | 0 | - | Unknown |
| RWC Wealth Management, Inc. CRD: 165217 | - | 0 | 1 | - | Unknown |
| RWE V Investment SPV MM, LLC CRD: 313021 | - | 0 | 0 | - | Unknown |
| RWF Wealth Management LLC CRD: 304320 | - | 0 | 2 | - | Unknown |
| RWH Asset Management CRD: 168983 | - | 0 | 1 | - | Unknown |
| RWI Ventures Management Company, LLC CRD: 161477 | - | 0 | 0 | - | Unknown |
| RWI Wealth Management, LLC CRD: 142975 | - | 0 | 0 | - | Unknown |
| RWM Asset Management, LLC CRD: 130468 | - | 0 | 4 | - | Unknown |
| RWM Capital, LLC CRD: 310635 | - | 0 | 11 | - | Unknown |
| RWN Consulting, LLC CRD: 297539 | - | 0 | 0 | - | Unknown |
| RWN Management, LLC CRD: 157085 | - | 0 | 0 | - | Unknown |
| RWR Investments LLC CRD: 157966 | - | 0 | 1 | - | Unknown |
| RWW Investment Advisors Inc. CRD: 155309 | - | 0 | 1 | - | Unknown |
| RX Financial Security CRD: 157808 | - | 0 | 0 | - | Unknown |
| RX Investment Solutions LLC CRD: 147848 | - | 0 | 1 | - | Unknown |
| RX Wealth Advisors, LLC CRD: 297743 | - | 0 | 0 | - | Unknown |
| RX Wealth Management CRD: 326737 | - | 0 | 1 | - | Unknown |
| RX3, LLC CRD: 297294 | - | 0 | 1 | - | Unknown |
| RXR Asset Management LLC CRD: 158268 | - | 0 | 1 | - | Unknown |
| RXR Securities Inc. CRD: 17535 | - | 1 | 0 | B | INACTIVE |
| RY Financial CRD: 314314 | - | 0 | 0 | - | Unknown |
| Ryan & Company, LP CRD: 21669 | - | 4 | 0 | C | INACTIVE |
| Ryan & Friends GP, Ltd. CRD: 315992 | - | 0 | 0 | - | Unknown |
| Ryan ALM Advisers, LLC CRD: 135781 | - | 0 | 1 | - | Unknown |
| Ryan Beck & Co. CRD: 3248 | - | 23 | 0 | F | INACTIVE |
| Ryan Capital Company CRD: 13629 | - | 0 | 0 | A | INACTIVE |
| Ryan Chan Advisors, LLC CRD: 305369 | - | 0 | 0 | - | Unknown |
| Ryan Financial Advisors Inc CRD: 106834 | - | 0 | 0 | - | Unknown |
| Ryan Financial Advisory Services, LLC. CRD: 165916 | - | 0 | 0 | - | Unknown |
| Ryan Financial Inc. CRD: 174382 | - | 0 | 0 | - | Unknown |
| Ryan Financial Solutions, LLC CRD: 312269 | - | 0 | 1 | - | Unknown |
| Ryan Financial, Inc. CRD: 39617 | - | 0 | 0 | A | INACTIVE |
| Ryan Future Technology Inc CRD: 340725 | - | 0 | 1 | - | Unknown |
| Ryan Gregan LLC CRD: 226766 | - | 0 | 0 | - | Unknown |
| Ryan Heritage, LLP CRD: 317097 | - | 0 | 1 | - | Unknown |
| Ryan Investments CRD: 115755 | - | 0 | 1 | - | Unknown |
| Ryan Joseph Mazzie CRD: 314456 | - | 0 | 0 | - | Unknown |
| Ryan Kephart, LLC. CRD: 308118 | - | 0 | 0 | - | Unknown |
| Ryan Labs Asset Management CRD: 224519 | - | 0 | 0 | - | Unknown |
| Ryan Paul Investment Management CRD: 300158 | - | 0 | 0 | - | Unknown |
| Ryan Poage & Co. CRD: 157432 | - | 0 | 1 | - | Unknown |
| Ryan Securities,Inc. CRD: 15499 | - | 0 | 0 | A | INACTIVE |
| Ryan Smith Financial Services CRD: 325545 | - | 0 | 1 | - | Unknown |
| Ryan TAX Capital, LLC CRD: 321878 | NY | 0 | 2 | A | Active |
| Ryan Wealth Management CRD: 296851 | - | 0 | 0 | - | Unknown |
| Ryan, Michael Patrick CRD: 104328 | - | 0 | 0 | A | INACTIVE |
| Ryca Element 41 Investors LLC CRD: 311839 | - | 0 | 0 | - | Unknown |