Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Rycam Asset Management, LLC CRD: 174810 | - | 0 | 0 | - | Unknown |
| Rycore Capital Management LLC CRD: 323175 | - | 0 | 1 | - | Unknown |
| Rydar Equities, Inc. CRD: 154086 | - | 0 | 2 | - | Unknown |
| Rydell Financial CRD: 134095 | - | 0 | 0 | - | Unknown |
| Ryder Capital, Inc. CRD: 164992 | - | 0 | 0 | - | Unknown |
| Ryder Select CRD: 323342 | - | 0 | 0 | - | Unknown |
| Ryder, Stilwell Investment Corp. CRD: 5624 | - | 3 | 0 | C | INACTIVE |
| RYE BAY Capital LLP CRD: 283859 | - | 0 | 0 | - | Unknown |
| RYE Brook Capital, LLC CRD: 288517 | - | 0 | 1 | - | Unknown |
| RYE Global Investors, LLC CRD: 203511 | - | 0 | 0 | - | Unknown |
| Ryefield Capital, LLC CRD: 178514 | - | 0 | 1 | - | Unknown |
| Ryen & Associates Inc. CRD: 115768 | - | 0 | 0 | - | Unknown |
| Ryerson Financial, LLC CRD: 318022 | - | 0 | 2 | - | Unknown |
| Rykel Securities, Inc. CRD: 32179 | - | 0 | 0 | A | INACTIVE |
| Rylander Richter CRD: 297550 | - | 0 | 1 | - | Unknown |
| Ryndak Asset Management CRD: 142732 | - | 0 | 0 | - | Unknown |
| Rynkowski, Grzegorz CRD: 306814 | - | 0 | 0 | - | Unknown |
| RYO Capital Partners LLC CRD: 335769 | - | 0 | 0 | - | Unknown |
| RYO Global Markets Limited CRD: 338021 | - | 0 | 1 | - | Unknown |
| Ryse Capital Management CRD: 334978 | - | 0 | 1 | - | Unknown |
| Rysiewski, Richard R. CRD: 124305 | - | 0 | 0 | - | Unknown |
| Ryvest Financial LLC CRD: 319277 | - | 0 | 0 | - | Unknown |
| Ryzome Investment Advisors CRD: 170762 | - | 0 | 1 | - | Unknown |
| RYZZ Capital Management CRD: 298831 | - | 0 | 0 | - | Unknown |
| RZ Wealth CRD: 172573 | - | 0 | 0 | - | Unknown |
| RZB Securities LLC CRD: 45736 | - | 0 | 0 | A | INACTIVE |
| RZH Advisors LLC CRD: 125696 | - | 0 | 2 | - | Unknown |
| RZR Capital Management LLC CRD: 307287 | - | 0 | 1 | - | Unknown |
| RZVP Access Advisors LLC CRD: 316389 | - | 0 | 1 | - | Unknown |
| S & a Financial Strategies & Services, LLC CRD: 140188 | - | 0 | 1 | - | Unknown |
| S & Co., Inc. CRD: 110026 | - | 0 | 1 | - | Unknown |
| S & D Wealth Management, LLC CRD: 166167 | - | 0 | 1 | - | Unknown |
| S & F Securities, LLC CRD: 132489 | - | 1 | 0 | B | INACTIVE |
| S & K Investment Services, LLC CRD: 139350 | - | 0 | 1 | - | Unknown |
| S & L Financial Management CRD: 318996 | - | 0 | 2 | - | Unknown |
| S & P Wealth Planning LLC CRD: 129468 | - | 0 | 0 | - | Unknown |
| S & R Real Estate Advisors, LLC CRD: 280030 | - | 0 | 0 | - | Unknown |
| S & S Capital, Inc. CRD: 21965 | - | 0 | 0 | A | INACTIVE |
| S & S Securities, Inc. CRD: 6842 | - | 0 | 0 | A | INACTIVE |
| S & S Trading Inc. CRD: 34893 | - | 0 | 0 | A | INACTIVE |
| S & T Securities, Inc. CRD: 14290 | - | 0 | 0 | A | INACTIVE |
| S & W Advisors, LLC CRD: 148266 | - | 0 | 0 | - | Unknown |
| S & W Grain Co. CRD: 104046 | - | 0 | 0 | A | INACTIVE |
| S & Y Asset Management LLC CRD: 129754 | - | 0 | 0 | A | INACTIVE |
| S a B Securities Corp CRD: 14966 | - | 0 | 0 | A | INACTIVE |
| S and F Investment Advisors Limited CRD: 312824 | - | 0 | 0 | - | Unknown |
| S Brown and Associates, LLC CRD: 158625 | - | 0 | 0 | - | Unknown |
| S Capital 2 VC Management Ltd CRD: 308993 | - | 0 | 0 | - | Unknown |
| S Capital 3 VC Management Ltd. CRD: 322099 | - | 0 | 0 | - | Unknown |
| S Capital 4 VC Management Ltd CRD: 341230 | - | 0 | 0 | - | Unknown |