Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| S Capital VC Management Ltd. CRD: 296465 | - | 0 | 0 | - | Unknown |
| S Conway Consulting, LLC CRD: 305970 | - | 0 | 1 | - | Unknown |
| S F Sentry Securities, Inc. CRD: 27432 | - | 1 | 0 | B | INACTIVE |
| S G Miller & Company CRD: 16409 | - | 0 | 0 | A | INACTIVE |
| S G Miller & Company CRD: 24567 | - | 0 | 0 | A | INACTIVE |
| S Harris Financial Group, LLC CRD: 151899 | - | 0 | 1 | - | Unknown |
| S J S Securities Inc. CRD: 35625 | - | 2 | 0 | B | INACTIVE |
| S Line Capital Advisors CRD: 294341 | - | 0 | 1 | - | Unknown |
| S P Hinduja Advisory Limited CRD: 321067 | - | 0 | 0 | - | Unknown |
| S Squared Advisors LLC CRD: 283785 | - | 0 | 1 | - | Unknown |
| S Squared Retirement Solutions LLC CRD: 173297 | - | 0 | 2 | - | Unknown |
| S Squared Technology, LLC CRD: 124441 | - | 0 | 1 | - | Unknown |
| S T Partners L P CRD: 45054 | - | 0 | 0 | A | INACTIVE |
| S V Capital Partners, LLC CRD: 268793 | - | 0 | 0 | - | Unknown |
| S W Securities, Inc. CRD: 15229 | - | 0 | 0 | A | INACTIVE |
| S&A Financial Services, Inc. CRD: 110471 | - | 0 | 4 | - | Unknown |
| S&C Messina Capital Management, LLC CRD: 281252 | - | 0 | 0 | - | Unknown |
| S&D Capital Holdings LLC CRD: 153811 | - | 0 | 0 | - | Unknown |
| S&F Investment Advisors CRD: 129367 | - | 0 | 3 | - | Unknown |
| S&L Capital Markets LLC CRD: 307082 | - | 0 | 0 | A | INACTIVE |
| S&L Global Asset Management, LLC CRD: 308910 | - | 0 | 1 | - | Unknown |
| S&L, L.L.C. CRD: 47524 | - | 1 | 0 | B | INACTIVE |
| S&P Investors, Inc. CRD: 18421 | - | 4 | 0 | C | INACTIVE |
| S&R Income Fund GP, LLC CRD: 284904 | - | 0 | 0 | - | Unknown |
| S&S Equity Corp. CRD: 126561 | - | 0 | 1 | - | Unknown |
| S&S Wealth Management CRD: 130652 | - | 0 | 3 | - | Unknown |
| S-B-F Securities Co. CRD: 11110 | - | 0 | 0 | A | INACTIVE |
| S-F, Inc. CRD: 16768 | - | 0 | 0 | A | INACTIVE |
| S-III Management, LLC CRD: 286275 | - | 0 | 0 | - | Unknown |
| S. a. Judah & Co., Inc. CRD: 2376 | - | 0 | 0 | A | INACTIVE |
| S. a. Russell & Co., Inc. CRD: 3244 | - | 0 | 0 | A | INACTIVE |
| S. B. Cantor & Co., Inc. CRD: 1384 | - | 10 | 0 | D | INACTIVE |
| S. B. Lewis & Company CRD: 8221 | - | 0 | 0 | A | INACTIVE |
| S. C. Costa Company, Inc. CRD: 7044 | - | 0 | 0 | A | INACTIVE |
| S. D. Cohn & Co. CRD: 735 | - | 0 | 0 | A | INACTIVE |
| S. D. Cohn & Co., Inc. CRD: 27827 | - | 0 | 0 | A | INACTIVE |
| S. D. Securities, Inc. CRD: 3324 | - | 0 | 0 | A | INACTIVE |
| S. Goldman Advisors, LLC CRD: 139529 | NY | 0 | 2 | A | Active |
| S. Goldman Capital LLC CRD: 145107 | - | 0 | 0 | A | INACTIVE |
| S. H. Brandt Investments Co. CRD: 37183 | - | 0 | 0 | A | INACTIVE |
| S. H. Rich Securities, Inc. CRD: 10221 | - | 0 | 0 | A | INACTIVE |
| S. J. COX & Company CRD: 7439 | - | 0 | 0 | A | INACTIVE |
| S. J. Wolfe & Co. CRD: 3793 | - | 0 | 0 | A | INACTIVE |
| S. Kisin & Co. Inc. CRD: 2454 | - | 0 | 0 | A | INACTIVE |
| S. L. Samberg Securities CRD: 15442 | - | 0 | 0 | A | INACTIVE |
| S. LEE Puckett, Inc. CRD: 7566 | - | 0 | 0 | A | INACTIVE |
| S. M. Fine and Company CRD: 8128 | - | 0 | 0 | A | INACTIVE |
| S. P. Douthett & Company, Incorporated CRD: 15115 | - | 0 | 0 | A | INACTIVE |
| S. R. Schill & Associates, Inc. CRD: 105864 | - | 0 | 3 | - | Unknown |
| S. Rieger Management LLC CRD: 150188 | - | 0 | 0 | - | Unknown |