Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Safe Harbor Wealth Advisors, LLC CRD: 284613 | - | 0 | 1 | - | Unknown |
| Safe Harbor Wealth Management, LLC CRD: 156743 | - | 0 | 4 | - | Unknown |
| Safe Harbour LLC CRD: 300265 | - | 0 | 0 | - | Unknown |
| Safe Landing Financial CRD: 297835 | - | 0 | 1 | - | Unknown |
| Safe Money Inc. CRD: 285163 | - | 0 | 1 | - | Unknown |
| Safe Money Management CRD: 157089 | - | 0 | 1 | - | Unknown |
| Safe Money Solutions, LLC CRD: 283832 | - | 0 | 2 | - | Unknown |
| Safebay, Inc. CRD: 289735 | - | 0 | 0 | - | Unknown |
| Safebridge LLC CRD: 289485 | - | 0 | 1 | - | Unknown |
| Safeguard Investment Advisory Group, LLC CRD: 146132 | - | 0 | 4 | - | Unknown |
| Safeguard Securities, Inc. CRD: 31256 | - | 2 | 1 | B | INACTIVE |
| Safeguard Wealth Management CRD: 306953 | - | 0 | 0 | - | Unknown |
| Safened US, Inc. CRD: 308433 | - | 0 | 0 | A | INACTIVE |
| Safer Made Ventures, LLC CRD: 288312 | - | 0 | 1 | - | Unknown |
| Safety of Principle Wealth Management, LLC CRD: 143918 | - | 0 | 1 | - | Unknown |
| Safewater Investment Management LLC CRD: 316571 | - | 0 | 1 | - | Unknown |
| Saffer Wealth Strategies CRD: 114028 | - | 0 | 0 | - | Unknown |
| Safford Nicholas H & Co Inc CRD: 104740 | - | 0 | 3 | - | Unknown |
| Saffron Capital, LLC CRD: 306921 | - | 0 | 1 | - | Unknown |
| Saffron Consulting Services LLC CRD: 255788 | - | 0 | 1 | - | Unknown |
| Safian Investment Research, Inc. CRD: 16246 | - | 0 | 0 | A | INACTIVE |
| Safie Holdings LLC CRD: 118579 | - | 3 | 0 | C | INACTIVE |
| Safir Securities, Inc. CRD: 35805 | - | 0 | 0 | A | INACTIVE |
| Safir Wealth Advisors, LLC CRD: 285848 | - | 0 | 1 | - | Unknown |
| Safira Wealth Management LLC CRD: 290142 | - | 0 | 0 | - | Unknown |
| Safra Securities LLC CRD: 47873 | NY | 3 | 5 | B | Active |
| Safran Wealth Advisors, LLC CRD: 152161 | - | 0 | 1 | - | Unknown |
| Safranek and Associates, LLC CRD: 147231 | - | 0 | 1 | - | Unknown |
| SAG Harbor Advisors, Inc. CRD: 159317 | - | 0 | 0 | - | Unknown |
| SAG Harbor Capital Management, LLC CRD: 161490 | - | 0 | 1 | - | Unknown |
| Saga Capital LLC CRD: 322480 | - | 0 | 0 | - | Unknown |
| Saga Financial Management CRD: 158732 | - | 0 | 1 | - | Unknown |
| Saga Partners LLC CRD: 156577 | - | 0 | 1 | - | Unknown |
| Saga Tree Capital Advisors CRD: 169194 | - | 0 | 0 | - | Unknown |
| Saga Ventures Management, LLC CRD: 330717 | - | 0 | 1 | - | Unknown |
| Sagace Wealth Management CRD: 307212 | - | 0 | 1 | - | Unknown |
| Sagacious Capital LLC CRD: 285612 | - | 0 | 0 | - | Unknown |
| Sagamore Investment Management (BVI) Limited CRD: 313249 | - | 0 | 0 | - | Unknown |
| Sagar Investments CRD: 141742 | - | 0 | 0 | - | Unknown |
| Sagard Holdings Manager (US) LLC CRD: 322374 | - | 0 | 1 | - | Unknown |
| Sagard Holdings Manager LP CRD: 304924 | - | 0 | 0 | - | Unknown |
| Sagard Private Equity Partners CRD: 162504 | - | 0 | 0 | - | Unknown |
| Sagard Private Equity Solutions CRD: 110207 | - | 0 | 1 | - | Unknown |
| Sagard Real Estate Advisors CRD: 167125 | - | 0 | 1 | - | Unknown |
| Sage & Bell Financial Advisors, LLC CRD: 152543 | - | 0 | 0 | - | Unknown |
| Sage 360 Advisors LLC CRD: 143680 | - | 0 | 2 | - | Unknown |
| Sage Advice Financial LLC CRD: 338145 | - | 0 | 1 | - | Unknown |
| Sage Advisors LLC CRD: 314476 | - | 0 | 0 | - | Unknown |
| Sage Advisors, LLC CRD: 301328 | - | 0 | 3 | - | Unknown |
| Sage Advisors, LLC CRD: 148964 | - | 0 | 1 | - | Unknown |