Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Sage Advisory Services Ltd Co CRD: 106236 | - | 0 | 10 | - | Unknown |
| Sage Arin Asset Management, LLC CRD: 329307 | - | 0 | 0 | - | Unknown |
| Sage Asset Management, L.P. CRD: 160890 | - | 0 | 0 | - | Unknown |
| Sage Canyon Advisors, LLC CRD: 139688 | CO | 0 | 2 | A | Active |
| Sage Capital Advisors CRD: 286194 | - | 0 | 0 | - | Unknown |
| Sage Capital Advisors, LLC CRD: 136577 | - | 0 | 9 | - | Unknown |
| Sage Capital Concepts CRD: 313402 | - | 0 | 0 | - | Unknown |
| Sage Capital LLC CRD: 44963 | - | 0 | 0 | A | INACTIVE |
| Sage Capital LLC CRD: 288430 | - | 0 | 1 | - | Unknown |
| Sage Capital PTY Ltd. CRD: 323199 | - | 0 | 0 | - | Unknown |
| Sage Collective CRD: 326663 | - | 0 | 0 | - | Unknown |
| Sage Consultants, Inc. CRD: 4070 | - | 0 | 0 | A | INACTIVE |
| Sage Distributors, Inc. CRD: 44831 | - | 0 | 0 | A | INACTIVE |
| Sage Financial CRD: 328149 | - | 0 | 1 | - | Unknown |
| Sage Financial Advice, LLC CRD: 283192 | - | 0 | 0 | - | Unknown |
| Sage Financial Advice, LLC CRD: 151942 | - | 0 | 0 | - | Unknown |
| Sage Financial Advisors Inc. CRD: 116933 | - | 0 | 2 | - | Unknown |
| Sage Financial Design, Inc CRD: 127996 | - | 0 | 0 | - | Unknown |
| Sage Financial Group Inc. CRD: 116574 | - | 0 | 4 | - | Unknown |
| Sage Financial, LLC CRD: 115929 | - | 0 | 0 | A | INACTIVE |
| Sage Financial, LLC CRD: 135510 | - | 0 | 0 | - | Unknown |
| Sage Future Financial, LLC CRD: 152576 | - | 0 | 0 | - | Unknown |
| Sage Harbor Advisors, Inc. CRD: 107461 | - | 0 | 0 | - | Unknown |
| Sage Hill Advisory and Management LLC CRD: 149365 | - | 0 | 1 | - | Unknown |
| Sage Hill Capital CRD: 155016 | - | 0 | 1 | - | Unknown |
| Sage Investment Advisers LLC CRD: 304559 | - | 0 | 1 | - | Unknown |
| Sage Investment Counsel CRD: 116907 | - | 0 | 2 | - | Unknown |
| Sage Investment Group CRD: 144025 | - | 0 | 0 | - | Unknown |
| Sage Investment Group CRD: 322823 | - | 0 | 1 | - | Unknown |
| Sage Investment Inc. CRD: 118237 | - | 0 | 0 | - | Unknown |
| Sage Investment Management CRD: 113008 | - | 0 | 0 | - | Unknown |
| Sage Mountain Advisors, LLC CRD: 298593 | - | 0 | 5 | - | Unknown |
| Sage Mountain Wealth Management CRD: 322921 | - | 0 | 2 | - | Unknown |
| Sage Partners Limited CRD: 309639 | - | 0 | 0 | - | Unknown |
| Sage Partners Securities, LLC CRD: 104381 | CA | 0 | 2 | A | Active |
| Sage Path Solutions CRD: 307479 | - | 0 | 1 | - | Unknown |
| Sage Portfolio Management LLC CRD: 153512 | - | 0 | 1 | - | Unknown |
| Sage Private Wealth Group, LLC CRD: 173399 | - | 0 | 6 | - | Unknown |
| Sage Residential Management LLC CRD: 315039 | - | 0 | 1 | - | Unknown |
| Sage Rhino Capital LLC CRD: 290148 | - | 0 | 7 | - | Unknown |
| Sage Road Capital CRD: 164952 | - | 0 | 0 | - | Unknown |
| Sage Rock Capital Management LP CRD: 171117 | - | 0 | 0 | - | Unknown |
| Sage Securities Corp. CRD: 41354 | - | 0 | 0 | A | INACTIVE |
| Sage Securities, Inc. CRD: 15496 | - | 0 | 0 | A | INACTIVE |
| Sage Stone Wealth Management LLC CRD: 155477 | - | 0 | 1 | - | Unknown |
| Sage Trading Collective CRD: 337481 | - | 0 | 1 | - | Unknown |
| Sage Tree Wealth CRD: 298951 | - | 0 | 1 | - | Unknown |
| Sage Wealth Advisors LLC CRD: 128997 | - | 0 | 2 | - | Unknown |
| Sage Wealth Advisory CRD: 325286 | - | 0 | 1 | - | Unknown |
| Sage Wealth Capital CRD: 309666 | - | 0 | 1 | - | Unknown |