Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Sallie & Company, Inc. CRD: 7650 | - | 0 | 0 | A | INACTIVE |
| Sallis Securities Co. CRD: 13194 | - | 0 | 0 | A | INACTIVE |
| Sallux Investments LLC CRD: 328981 | - | 0 | 0 | - | Unknown |
| Sallyport CRD: 327533 | - | 0 | 1 | - | Unknown |
| Salman Partners (USA) Inc. CRD: 43842 | - | 2 | 0 | B | INACTIVE |
| Salmon BAY Wealth Management, LLC CRD: 167975 | - | 0 | 1 | - | Unknown |
| Salmon River Capital Management, LLC CRD: 281890 | - | 0 | 0 | - | Unknown |
| Salmon Securities Inc. CRD: 14003 | - | 0 | 0 | A | INACTIVE |
| Salomon and Ludwin CRD: 292456 | - | 0 | 1 | - | Unknown |
| Salomon Brothers Inc. CRD: 740 | - | 0 | 0 | A | INACTIVE |
| Salomon Brothers Municipals Inc CRD: 28940 | - | 0 | 0 | A | INACTIVE |
| Salomon Grey Financial Corporation CRD: 43413 | - | 11 | 0 | D | INACTIVE |
| Salomon Reinvestment Company Inc CRD: 39213 | - | 0 | 0 | A | INACTIVE |
| Salt Blockchain Asset Partners CRD: 289877 | - | 0 | 0 | - | Unknown |
| Salt Capital Management CRD: 147702 | - | 0 | 0 | - | Unknown |
| Salt Creek Hills Money, Ltd. CRD: 172401 | - | 0 | 1 | - | Unknown |
| Salt Creek Securities, LLC CRD: 114137 | - | 0 | 0 | A | INACTIVE |
| Salt Financial LLC CRD: 291199 | - | 0 | 0 | - | Unknown |
| Salt Fund Management LLC CRD: 316587 | - | 0 | 1 | - | Unknown |
| Salt Light Investing for the Good CRD: 340586 | - | 0 | 1 | - | Unknown |
| Salt Mines Advisors CRD: 316089 | - | 0 | 1 | - | Unknown |
| Salt Rock Capital Partners LLP CRD: 168505 | - | 0 | 0 | - | Unknown |
| Salt Spray Capital CRD: 149675 | - | 0 | 0 | A | INACTIVE |
| Salt Valley Associates, LLC CRD: 314688 | - | 0 | 1 | - | Unknown |
| Salt Wealth Partners CRD: 122202 | - | 0 | 0 | - | Unknown |
| Salta Securities, LDC CRD: 38717 | - | 0 | 0 | A | INACTIVE |
| Saltbox Financial LLC CRD: 130882 | - | 0 | 5 | - | Unknown |
| Saltstone Capital Management, LLC CRD: 284414 | - | 0 | 0 | - | Unknown |
| Saltwater Harbor Financial LLC CRD: 166473 | - | 0 | 0 | - | Unknown |
| Saltzman, Micahel Bradley CRD: 46089 | - | 0 | 0 | A | INACTIVE |
| Saluda Grade Asset Management LLC CRD: 304725 | - | 0 | 1 | - | Unknown |
| Saluda Grade Ventures LLC CRD: 309809 | - | 0 | 0 | - | Unknown |
| Salus Financial Advisors CRD: 329882 | - | 0 | 5 | - | Unknown |
| Salus, LP CRD: 291137 | - | 0 | 0 | - | Unknown |
| Salvatore & Co., Inc. CRD: 31644 | - | 1 | 0 | B | INACTIVE |
| Salvus Wealth Management, LLC CRD: 171986 | - | 0 | 7 | - | Unknown |
| Salyn Securities, Incorporated CRD: 2122 | - | 2 | 0 | B | INACTIVE |
| Salzburg Securities, LLC CRD: 125450 | - | 0 | 0 | A | INACTIVE |
| Salzinger Sheaff Brock, LLC CRD: 139417 | - | 0 | 0 | - | Unknown |
| Salzman & Co., Inc. CRD: 159703 | - | 0 | 0 | - | Unknown |
| SAM Badgley Inc. CRD: 152632 | - | 0 | 1 | - | Unknown |
| SAM Financial Advisors, LLC CRD: 288780 | - | 0 | 0 | - | Unknown |
| SAM Sinopoli, Registered Investment Advisor CRD: 131217 | - | 0 | 0 | - | Unknown |
| SAM Skurnick CRD: 6491 | - | 0 | 0 | A | INACTIVE |
| Samalin Wealth CRD: 142214 | - | 0 | 4 | - | Unknown |
| Samara Capital CRD: 336178 | - | 0 | 1 | - | Unknown |
| Samara Capital GT IM, LP CRD: 339859 | - | 0 | 1 | - | Unknown |
| Samara Financial, Inc. CRD: 288772 | - | 0 | 1 | - | Unknown |
| Samarah and Company CRD: 21198 | - | 0 | 0 | A | INACTIVE |
| Samaritan Partners, LLC CRD: 327440 | - | 0 | 1 | - | Unknown |