Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Saint Soter Capital, LLC CRD: 118119 | - | 0 | 0 | A | INACTIVE |
| Saint-Laurent Associates CRD: 129268 | - | 0 | 0 | - | Unknown |
| Saints Advisors LLC CRD: 117126 | CO | 0 | 2 | A | Active |
| Saints Capital CRD: 161723 | - | 0 | 1 | - | Unknown |
| Saints Chamonix LLP CRD: 163382 | - | 0 | 0 | - | Unknown |
| Saiph Capital, LLC CRD: 312119 | - | 0 | 1 | - | Unknown |
| Sajor Capital Management, L.P. CRD: 283686 | - | 0 | 0 | - | Unknown |
| Saka Ventures, LLC CRD: 322624 | - | 0 | 1 | - | Unknown |
| Sakonnet Point Capital, LP CRD: 299850 | - | 0 | 0 | - | Unknown |
| Sakonnet Point Capital, LP CRD: 331272 | - | 0 | 1 | - | Unknown |
| Sakthi Capital LLC CRD: 323023 | - | 0 | 1 | - | Unknown |
| Sakura Wealth Management CRD: 329514 | - | 0 | 0 | - | Unknown |
| SAL Clearing Corporation CRD: 2199 | - | 0 | 0 | A | INACTIVE |
| SAL Equity Trading, GP CRD: 29337 | PA | 16 | 2 | D | Active |
| SAL. Oppenheim JR. & CIE. Securities Inc. CRD: 23449 | - | 0 | 0 | A | INACTIVE |
| Sala Capital, LLC CRD: 283821 | - | 0 | 1 | - | Unknown |
| Salamanca Capital LLC CRD: 339875 | - | 0 | 1 | - | Unknown |
| Salaurmor Management LLC CRD: 168671 | - | 0 | 0 | - | Unknown |
| Salazar Capital Ventures CRD: 336789 | - | 0 | 1 | - | Unknown |
| Salcedo Financial Services CRD: 318439 | - | 0 | 1 | - | Unknown |
| Salehi Wealth Management, LLC CRD: 332392 | - | 0 | 1 | - | Unknown |
| Salem Advisory Group LLC CRD: 145697 | - | 0 | 1 | - | Unknown |
| Salem Asset Management CRD: 134309 | - | 0 | 1 | - | Unknown |
| Salem David CRD: 122861 | - | 0 | 0 | A | INACTIVE |
| Salem Equity CRD: 8332 | - | 0 | 0 | A | INACTIVE |
| Salem Financial Systems, Inc. CRD: 44733 | - | 0 | 0 | A | INACTIVE |
| Salem Investment Counselors Inc CRD: 104855 | - | 0 | 10 | - | Unknown |
| Salem Investment Partners CRD: 325193 | - | 0 | 1 | - | Unknown |
| Salem Partners LLC CRD: 43363 | CA | 1 | 3 | B | Active |
| Salem Partners Wealth Management, LLC CRD: 131359 | - | 0 | 1 | - | Unknown |
| Salem Securities CRD: 119147 | - | 0 | 0 | A | INACTIVE |
| Salem Securities, Inc. CRD: 31541 | - | 0 | 0 | A | INACTIVE |
| Saler Asset Management, LLC CRD: 157080 | - | 0 | 0 | - | Unknown |
| Sali Fund Services CRD: 124235 | - | 0 | 1 | - | Unknown |
| Saliba Asset Management L.L.C. CRD: 123646 | - | 0 | 2 | - | Unknown |
| Saliba Partners, L.L.C. CRD: 38777 | - | 16 | 0 | F | INACTIVE |
| Salida Financial Advice and Planning CRD: 317464 | - | 0 | 1 | - | Unknown |
| Salient Advisors, L.P. CRD: 122833 | - | 0 | 1 | - | Unknown |
| Salient Capital Advisors, LLC CRD: 153914 | - | 0 | 0 | - | Unknown |
| Salient Capital L.P. CRD: 147912 | TX | 0 | 3 | A | Active |
| Salient Wealth Planning CRD: 327885 | - | 0 | 1 | - | Unknown |
| Salinas Consulting Group LLC CRD: 152874 | - | 0 | 0 | - | Unknown |
| Salinas III, Roque CRD: 313274 | - | 0 | 0 | - | Unknown |
| Saline Wealth Management Group CRD: 169499 | - | 0 | 0 | - | Unknown |
| Saling Wealth Advisors CRD: 283226 | - | 0 | 1 | - | Unknown |
| Saling, Simms, Associates Inc. CRD: 119810 | - | 0 | 0 | - | Unknown |
| Salisbury Capital Corporation CRD: 25744 | - | 2 | 0 | B | INACTIVE |
| Saliterman Trading LLC CRD: 104397 | - | 0 | 0 | A | INACTIVE |
| Salix Ventures CRD: 161066 | - | 0 | 0 | - | Unknown |
| Salkin, Welch & Co., Incorporated CRD: 4124 | - | 0 | 0 | A | INACTIVE |