Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Savile Capital Markets LLC CRD: 316748 | WY | 0 | 4 | A | Active |
| Savile Private Wealth LLC CRD: 339409 | - | 0 | 1 | - | Unknown |
| Saville & Associates, Inc. CRD: 116403 | - | 0 | 0 | - | Unknown |
| Savills Investment Management Inc. CRD: 288881 | - | 0 | 0 | - | Unknown |
| Saving2Retire, LLC CRD: 156868 | - | 0 | 0 | - | Unknown |
| Savings Coach, LLC CRD: 142756 | - | 0 | 1 | - | Unknown |
| Savings Drive Inc. CRD: 299281 | - | 0 | 0 | - | Unknown |
| Savior Wealth CRD: 299178 | - | 0 | 5 | - | Unknown |
| Savoia Investments LLC CRD: 343144 | - | 0 | 1 | - | Unknown |
| Savoia, Inc. CRD: 23433 | - | 0 | 0 | A | INACTIVE |
| Savoie Capital LLC CRD: 167497 | - | 0 | 1 | - | Unknown |
| Savory Capital LLC CRD: 334473 | - | 0 | 1 | - | Unknown |
| Savory III GP LLC CRD: 330989 | - | 0 | 0 | - | Unknown |
| Savory Milln Securities, Inc. CRD: 16242 | - | 0 | 0 | A | INACTIVE |
| Savoy Discount Brokerage CRD: 34700 | - | 0 | 0 | A | INACTIVE |
| Savoy Investment Management, Inc. CRD: 117921 | - | 0 | 1 | - | Unknown |
| Savrin CRD: 291554 | - | 0 | 1 | - | Unknown |
| Savvi Financial LLC CRD: 169196 | - | 0 | 1 | - | Unknown |
| Savvly Advisor CRD: 321125 | - | 0 | 1 | - | Unknown |
| Savvy CRD: 318493 | - | 0 | 135 | - | Unknown |
| Savvy DUO Financial Planning, Inc. CRD: 168150 | - | 0 | 0 | - | Unknown |
| Savvy Financial CRD: 292220 | - | 0 | 0 | - | Unknown |
| Savvy Labs Inc CRD: 322453 | - | 0 | 1 | - | Unknown |
| Savvy Outcomes Inc. CRD: 141346 | - | 0 | 0 | - | Unknown |
| Savvy Wealth Management LLC CRD: 313380 | - | 0 | 1 | - | Unknown |
| Savvy Wealth Management LLC CRD: 338136 | NY | 0 | 2 | A | Active |
| Savvyfi CRD: 304337 | - | 0 | 1 | - | Unknown |
| Savy Wealth Advisors, Inc CRD: 341453 | - | 0 | 1 | - | Unknown |
| Savyon Advisory, LLC CRD: 298256 | - | 0 | 0 | - | Unknown |
| SAW Mill Capital L.L.C. CRD: 156472 | - | 0 | 1 | - | Unknown |
| Sawatch Investments CRD: 284094 | - | 0 | 0 | - | Unknown |
| Sawaya Partners Securities, LLC CRD: 148860 | - | 0 | 0 | A | INACTIVE |
| Sawbill Capital LLC CRD: 331758 | - | 0 | 0 | - | Unknown |
| Sawo Securities,Inc. CRD: 16074 | - | 0 | 0 | A | INACTIVE |
| Sawtooth Capital LLC CRD: 151394 | - | 0 | 1 | - | Unknown |
| Sawtooth Securities, LLC CRD: 105386 | - | 0 | 0 | A | INACTIVE |
| Sawyer & Co Inc CRD: 112849 | - | 0 | 1 | - | Unknown |
| SAX Capital LLC CRD: 288220 | - | 0 | 0 | - | Unknown |
| SAX Options, Inc. CRD: 34360 | - | 0 | 0 | A | INACTIVE |
| SAX Wealth Advisors, LLC CRD: 119193 | - | 0 | 37 | - | Unknown |
| Saxa Capital Partners LLC CRD: 288483 | - | 0 | 0 | - | Unknown |
| Saxecap Management, LLC CRD: 331158 | - | 0 | 1 | - | Unknown |
| Saxecap VC Holdings, LLC CRD: 316724 | - | 0 | 1 | - | Unknown |
| Saxiom Capital LLC CRD: 317995 | - | 0 | 0 | - | Unknown |
| Saxon Financial Group CRD: 311687 | - | 0 | 1 | - | Unknown |
| Saxon Securities Inc. CRD: 10134 | - | 0 | 0 | A | INACTIVE |
| Saxon Securities LLC CRD: 155168 | - | 0 | 1 | - | Unknown |
| Saxon Weber Funds CRD: 340981 | - | 0 | 1 | - | Unknown |
| Saxony Capital Management, LLC CRD: 122692 | - | 0 | 40 | - | Unknown |
| Saxony Securities, Inc. CRD: 115547 | MO | 3 | 47 | B | Active |