Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Saturn Management LLC CRD: 163637 | - | 0 | 0 | - | Unknown |
| Saturn V Capital Management LP CRD: 316649 | - | 0 | 1 | - | Unknown |
| Saturna Brokerage Services, Inc CRD: 18437 | WA | 1 | 2 | B | Active |
| Saturna Capital Corporation CRD: 25586 | - | 0 | 0 | A | INACTIVE |
| Satva Advisors LLC CRD: 334053 | - | 0 | 3 | - | Unknown |
| Satx Wealth Management LLC CRD: 154909 | - | 0 | 0 | - | Unknown |
| Satya Artha Financial Advisor CRD: 144508 | - | 0 | 0 | - | Unknown |
| SAU Capital Partners, Ltd CRD: 318801 | - | 0 | 0 | - | Unknown |
| Saubel Financial Group CRD: 330604 | - | 0 | 1 | - | Unknown |
| Sauberan & Company, LLC CRD: 106317 | - | 0 | 1 | - | Unknown |
| Sauceda & Granville Securities, Inc. CRD: 28939 | - | 0 | 0 | A | INACTIVE |
| Sauer, Dazey Investment Company CRD: 16085 | MO | 0 | 2 | A | Active |
| Sauerman Investments, Inc. CRD: 18017 | - | 0 | 0 | A | INACTIVE |
| Sauerman Securities, Inc. CRD: 8252 | - | 0 | 0 | A | INACTIVE |
| Saugatuck Capital Company CRD: 163289 | - | 0 | 1 | - | Unknown |
| Saugatuck Securities, Inc. CRD: 45205 | - | 0 | 0 | A | INACTIVE |
| Saul Wealth Advisors, LLC CRD: 337371 | - | 0 | 1 | - | Unknown |
| Saulsar Enterprises Ltd CRD: 11728 | - | 0 | 0 | A | INACTIVE |
| Saunders Financial LLC CRD: 167114 | - | 0 | 1 | - | Unknown |
| Saunders Karp Securities, L.P. CRD: 25867 | - | 0 | 0 | A | INACTIVE |
| Saunders Retirement Advisors, Inc. CRD: 35041 | - | 1 | 0 | B | INACTIVE |
| Saunderstown Partners, LLC CRD: 324585 | - | 0 | 0 | - | Unknown |
| Sausalito Securities CRD: 18987 | - | 0 | 0 | A | INACTIVE |
| Sauser, James C. CRD: 103140 | - | 0 | 0 | A | INACTIVE |
| Sausley Securities, Inc. CRD: 17742 | - | 1 | 0 | B | INACTIVE |
| Sava Capital Inc. CRD: 341053 | - | 0 | 1 | - | Unknown |
| Sava Capital LLC CRD: 335379 | - | 0 | 1 | - | Unknown |
| Savage and Company Wealth Management, LLC CRD: 168090 | - | 0 | 0 | - | Unknown |
| Savage Financial Planning CRD: 286306 | - | 0 | 0 | - | Unknown |
| Savage Research and Trading L.L.C. CRD: 111942 | - | 0 | 0 | A | INACTIVE |
| Savage, Terry L. CRD: 34227 | - | 0 | 2 | - | Unknown |
| Savageadvisory CRD: 307415 | - | 0 | 2 | - | Unknown |
| Savanna Investment Management LLC CRD: 158770 | - | 0 | 1 | - | Unknown |
| Savano Direct Capital Partners, LLC CRD: 174066 | - | 0 | 1 | - | Unknown |
| Savant Advisor Group LLC CRD: 173525 | - | 0 | 0 | - | Unknown |
| Savant Capital, LLC CRD: 132358 | - | 0 | 0 | - | Unknown |
| Savant Investment Advisers, Inc. CRD: 121794 | - | 0 | 1 | - | Unknown |
| Savant Investment Group, LLC CRD: 108810 | - | 0 | 0 | - | Unknown |
| Savant Partners, LLC CRD: 312567 | - | 0 | 1 | - | Unknown |
| Savant Ventures, LLC CRD: 339664 | - | 0 | 1 | - | Unknown |
| Savant Wealth Management CRD: 107271 | - | 0 | 342 | - | Unknown |
| Save Advisers LLC CRD: 306053 | - | 0 | 1 | - | Unknown |
| Saveaway401K, LLC CRD: 297476 | - | 0 | 0 | - | Unknown |
| SAVEDAILY.COM, Inc. CRD: 108306 | - | 0 | 0 | - | Unknown |
| Saveday Advisors LLC CRD: 291169 | - | 0 | 0 | - | Unknown |
| Savers' Financial Services CRD: 21991 | - | 0 | 0 | A | INACTIVE |
| Savevest, LLC CRD: 175365 | - | 0 | 1 | - | Unknown |
| Savia Ventures, LLC CRD: 328223 | - | 0 | 0 | - | Unknown |
| Savicki Capital, LLC CRD: 288180 | - | 0 | 0 | - | Unknown |
| Savile Capital Management LLC CRD: 337692 | - | 0 | 1 | - | Unknown |