Branch offices
2 offices
FINRA: Small firm
CRD #16085 · FINRA BrokerCheck + SEC IAPD
Sauer, Dazey Investment Company
According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, Sauer, Dazey Investment Company ranks #16,939 of 20,055 by disclosure count (most disclosures first). Among firms registered in MO, it ranks #36 of 36 on the same disclosure sort used on the state browse page. Sauer, Dazey Investment Company has a clean FINRA BrokerCheck record, no reportable disclosures across its 2 branch offices, earning a Grade A.
- Grade A
- Safety grade
- 2
- branch offices
- 0
- disclosures
- #16,939 of 20,055
- disclosure rank · graded
FINRA BrokerCheck disclosure docket
CRD record 16085 Sauer, Dazey Investment Company
Sauer, Dazey Investment Company · Grade A · 0 disc · 0.00/office · Small firm
- CRD 16085
- GRADE A
- DISC 0
- REG 0
- ARB 0
- CIV 0
- BRANCH 2
- PER-OFF 0.00
- RANK #16,939 of 20,055
- BOOK Small firm
Intensity peers
Nearest same-size peer: 1031 Securities Inc. (0.00 disc/office)
Sauer, Dazey Investment Company ranks #16,939 of 20,055 by disclosure count among graded broker-dealers; clean record at 0.00 disclosures per office. Verify on FINRA BrokerCheck →
PlainAdvisorCheck rating 5/5 - an editorial, size-normalized signal, not a regulatory determination. Always verify the underlying record on FINRA BrokerCheck before engaging an advisor.
Data updated July 2026
Total disclosures
0 events
On FINRA BrokerCheck
Regulatory events
0 actions
On FINRA BrokerCheck
Disclosures per office
0.00 per office
0 ÷ 2 offices
Clean disclosure surface
Sauer, Dazey Investment Company has zero reportable FINRA BrokerCheck disclosures in this extract across 2 branch offices (Grade A). Verify on FINRA BrokerCheck ↗
Firm Details
- Firm Size
- Small
- Scope
- ACTIVE
- Location
- St. Louis, MO
- CRD Number
- 16085
Clean BrokerCheck surface
Sauer, Dazey Investment Company's clean BrokerCheck surface
Sauer, Dazey Investment Company shows a clean FINRA BrokerCheck surface: zero reportable disclosures on 2 branch offices (Grade A).
Sauer, Dazey Investment Company shows zero reportable disclosures across 2 branch offices in this extract. Verify on FINRA BrokerCheck ↗ · how disclosures are interpreted.
Educational summary of Sauer, Dazey Investment Company's clean BrokerCheck surface - not financial advice. Always verify on FINRA before engaging an advisor.
Missouri cohort · 0.00× state average
Sauer, Dazey Investment Company sits below the Missouri disclosure average
Sauer, Dazey Investment Company reports 0 BrokerCheck disclosures, 0.00× the Missouri average of 34.3, lighter than most of the 36 graded firms filed there.
In Missouri, 9 firms carry Grade A and 0 carry Grade F on the same size-normalized scale.
Average uses graded firms with a principal-office state on file, not a full 50-state census. Open the Missouri state book →
Source: FINRA BrokerCheck & SEC IAPD Public Disclosure Data
Frequently Asked Questions
Where does Sauer, Dazey Investment Company sit among graded broker-dealers by disclosure count?
According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, Sauer, Dazey Investment Company ranks #16,939 of 20,055 by disclosure count (most disclosures first). Among firms registered in MO, it ranks #36 of 36 on the same disclosure sort used on the state browse page. Ordinals match the disclosure-first sort documented on our methodology corpus-placement section. A high disclosure rank is not automatically a finding of wrongdoing; larger firms accumulate more reported events. Always review the underlying FINRA BrokerCheck detail before engaging.
What does a grade of A mean for Sauer, Dazey Investment Company?
A grade of A means Sauer, Dazey Investment Company has a clean record, no reportable FINRA BrokerCheck disclosures on file. Grades on PlainAdvisorCheck are size-normalized: clean firms earn an A regardless of size.
How many FINRA disclosures does Sauer, Dazey Investment Company have?
Sauer, Dazey Investment Company has 0 total FINRA disclosures. Disclosures reflect reported events on FINRA BrokerCheck and do not necessarily indicate proven violations.
How big is Sauer, Dazey Investment Company?
Sauer, Dazey Investment Company operates 2 branch offices and is classified by FINRA as a small firm, registered in MO (Small firm). FINRA BrokerCheck publishes branch-office counts but not a firmwide registered-representative headcount, so PlainAdvisorCheck measures firm size by branch footprint.
Where can I verify Sauer, Dazey Investment Company's disciplinary record?
You can verify Sauer, Dazey Investment Company's full disciplinary history on FINRA BrokerCheck at brokercheck.finra.org using CRD number 16085. BrokerCheck provides detailed information about individual registered representatives, complaints, and regulatory actions.
What is a FINRA disclosure?
A FINRA disclosure is a reported event on a broker-dealer's BrokerCheck record. Sauer, Dazey Investment Company currently shows none - that is a clean surface, not a guarantee that future events will not appear.
Read with this firm
- 1031 Securities Inc. (MI) - 0.00 disclosures/office, nearest small firm peer to Sauer, Dazey Investment Company's 0.00
- 16 Points LLC (PR) - 0.00 disclosures/office, nearest small firm peer to Sauer, Dazey Investment Company's 0.00
- 1851 Securities, Inc (CT) - 0.00 disclosures/office, nearest small firm peer to Sauer, Dazey Investment Company's 0.00
- Firms in MO - state roster that includes Sauer, Dazey Investment Company's registration home.
- How to Vet a Financial Advisor - Use Sauer, Dazey Investment Company's clean BrokerCheck surface as the baseline when you compare other firms.
- Reading BrokerCheck Reports - What a Grade A page like Sauer, Dazey Investment Company's does and does not prove.
- Clean-Record Firms - Other Grade-A firms ranked by footprint alongside Sauer, Dazey Investment Company.
- Compare firms - put Sauer, Dazey Investment Company next to peers on grade and footprint.
Read our methodology - clean-record firms: what a Grade A surface does and does not prove.
Retrieved and formatted by PlainAdvisorCheck from FINRA BrokerCheck public records.