Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| SC Capital Advisors CRD: 302008 | - | 0 | 0 | - | Unknown |
| SC Capital Management LLC CRD: 300364 | - | 0 | 1 | - | Unknown |
| SC Capital Partners PTE. Ltd. CRD: 175230 | - | 0 | 0 | - | Unknown |
| SC Fund Management LLC CRD: 159720 | - | 0 | 1 | - | Unknown |
| SC Fund Management, LLC CRD: 316702 | - | 0 | 0 | - | Unknown |
| SC GP III(B), LLC CRD: 309732 | - | 0 | 0 | - | Unknown |
| SC GP III, LLC CRD: 298215 | - | 0 | 0 | - | Unknown |
| SC Lowy Asset Management (HK) Limited CRD: 312843 | - | 0 | 0 | - | Unknown |
| SC Lowy Asset Management (HK) Ltd CRD: 287700 | - | 0 | 0 | - | Unknown |
| SC Lowy Asset Management (UK) Ltd CRD: 287701 | - | 0 | 0 | - | Unknown |
| SC Lowy Asset Management Ltd CRD: 287699 | - | 0 | 0 | - | Unknown |
| SC Lowy Financial (ME) Limited CRD: 341815 | - | 0 | 0 | - | Unknown |
| SC Lowy Financial (SG) PTE. Ltd. CRD: 342515 | - | 0 | 0 | - | Unknown |
| SC Lowy Financial (US) LLC CRD: 305918 | - | 0 | 0 | A | INACTIVE |
| SC Management Limited CRD: 162854 | - | 0 | 0 | - | Unknown |
| SC Management LLC CRD: 311359 | - | 0 | 1 | - | Unknown |
| SC Management, Inc. CRD: 131941 | - | 0 | 0 | - | Unknown |
| SC Nation Services LLC CRD: 318131 | - | 0 | 0 | - | Unknown |
| SC Securities Corp. CRD: 37922 | - | 0 | 0 | A | INACTIVE |
| SC Wealth Advisors CRD: 305201 | - | 0 | 1 | - | Unknown |
| SC&H Capital Corporation CRD: 148291 | MD | 0 | 2 | A | Active |
| SC&H Wealth CRD: 120666 | - | 0 | 3 | - | Unknown |
| SC-R&M Capital Markets Incorporated CRD: 127303 | - | 0 | 0 | A | INACTIVE |
| SCA CRD: 153269 | - | 0 | 0 | - | Unknown |
| SCA Development, LLC CRD: 35451 | AL | 3 | 2 | B | Active |
| SCA Securities, Inc. CRD: 18306 | - | 0 | 0 | A | INACTIVE |
| Scadron, Daniel Peter CRD: 32435 | - | 2 | 0 | B | INACTIVE |
| Scagliotti & Associates CRD: 134070 | - | 0 | 0 | - | Unknown |
| Scala Capital LLC CRD: 156165 | - | 0 | 3 | - | Unknown |
| Scalar Field CRD: 339230 | - | 0 | 1 | - | Unknown |
| Scalar Gauge Management, LLC CRD: 287991 | - | 0 | 1 | - | Unknown |
| Scalar Wealth LLC CRD: 341061 | - | 0 | 1 | - | Unknown |
| Scale Advisory Group, LLC CRD: 309787 | - | 0 | 0 | - | Unknown |
| Scale Investment Group CRD: 154709 | - | 0 | 1 | - | Unknown |
| Scale Venture Partners CRD: 162728 | - | 0 | 1 | - | Unknown |
| Scale-UP VC II GP, Inc. CRD: 294275 | - | 0 | 1 | - | Unknown |
| Scalebuilder, LLC CRD: 313276 | - | 0 | 1 | - | Unknown |
| Scaleco Capital CRD: 324544 | - | 0 | 1 | - | Unknown |
| Scaled Finance LLC CRD: 321728 | - | 0 | 1 | - | Unknown |
| Scaleup Latam, LLC CRD: 322834 | - | 0 | 1 | - | Unknown |
| Scaleview Securities LLC CRD: 318523 | TX | 0 | 2 | A | Active |
| Scaleworks Capital, LLC CRD: 306560 | - | 0 | 1 | - | Unknown |
| Scaling Wealth Advisors LLC CRD: 313445 | - | 0 | 0 | - | Unknown |
| Scamardo Financial LLC CRD: 133491 | - | 0 | 1 | - | Unknown |
| Scan Advisory Services CRD: 124986 | - | 0 | 0 | A | INACTIVE |
| Scanwood Ltd. Inc. CRD: 145223 | - | 0 | 0 | - | Unknown |
| Scap Management LLC CRD: 163901 | - | 0 | 0 | - | Unknown |
| Scarborough Financial Services, Inc. CRD: 15902 | - | 0 | 0 | A | INACTIVE |
| Scarborough Securities Corporation CRD: 6322 | - | 0 | 0 | A | INACTIVE |
| Scarborough Securities Corporation CRD: 44858 | - | 0 | 0 | A | INACTIVE |