Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Scarecrow Advisors, LLC CRD: 307469 | - | 0 | 5 | - | Unknown |
| Scarecrow Trading Inc. CRD: 171851 | - | 0 | 2 | - | Unknown |
| Scarsdale Capital LLC CRD: 301885 | - | 0 | 1 | - | Unknown |
| Scarsdale Equities LLC CRD: 134602 | - | 1 | 0 | B | INACTIVE |
| Scarsdale Investment Group, Ltd. CRD: 121206 | - | 0 | 4 | - | Unknown |
| Scavone, Mckenna, Cloud & COL, LLC CRD: 33217 | - | 0 | 0 | A | INACTIVE |
| SCB Global Capital Management, LLC CRD: 172005 | - | 0 | 0 | - | Unknown |
| SCC Capital Group, LLC CRD: 147148 | - | 0 | 0 | - | Unknown |
| SCD Capital, Inc. CRD: 149353 | - | 0 | 1 | - | Unknown |
| SCE Management Company I, LLC CRD: 163728 | - | 0 | 0 | - | Unknown |
| Scenic Advisement CRD: 169716 | CA | 0 | 2 | A | Active |
| Scenic Management LLC CRD: 315808 | - | 0 | 1 | - | Unknown |
| Scenic Wealth Management, LLC CRD: 154290 | - | 0 | 1 | - | Unknown |
| Scepter Advisors CRD: 284099 | - | 0 | 0 | - | Unknown |
| Scepter Capital Management, LLC CRD: 147622 | - | 0 | 0 | - | Unknown |
| Scepter Financial Group CRD: 166677 | - | 0 | 0 | - | Unknown |
| Scepter Securities, Inc. CRD: 14867 | - | 0 | 0 | A | INACTIVE |
| SCF Investment Advisors, Inc. CRD: 123608 | - | 0 | 0 | - | Unknown |
| SCF Private Wealth Holdings, LLC CRD: 151299 | - | 0 | 0 | - | Unknown |
| SCF Securities, Inc. CRD: 47275 | - | 0 | 0 | A | INACTIVE |
| SCFX Management LLC CRD: 301704 | - | 0 | 1 | - | Unknown |
| SCG Asset Management LLC CRD: 311843 | - | 0 | 1 | - | Unknown |
| Scge Management, L.P. CRD: 157402 | - | 0 | 1 | - | Unknown |
| SCH Advisors, LLC CRD: 146007 | - | 0 | 0 | - | Unknown |
| SCH Enterprises, Inc. CRD: 47033 | IN | 1 | 2 | B | Active |
| Schabell Financial, LLC CRD: 338175 | - | 0 | 1 | - | Unknown |
| Schaefer Financial Management, Inc. CRD: 110110 | - | 0 | 4 | - | Unknown |
| Schaefer Securities, Inc. CRD: 18046 | - | 0 | 0 | A | INACTIVE |
| Schaeffer Financial & TAX, LLC CRD: 288669 | - | 0 | 3 | - | Unknown |
| Schaeffer Financial LLC CRD: 133697 | - | 0 | 6 | - | Unknown |
| Schaer, J. Brian CRD: 40015 | - | 2 | 0 | B | INACTIVE |
| Schafer Cullen Capital Management Inc CRD: 105799 | - | 0 | 1 | - | Unknown |
| Schafer Investment Group, Inc. CRD: 337977 | - | 0 | 1 | - | Unknown |
| Schaffer, Necker & Co. CRD: 7142 | - | 0 | 0 | A | INACTIVE |
| Schaller Investment Group, Inc. CRD: 107297 | - | 0 | 0 | - | Unknown |
| Schamberger, Greylak & Utterback Wealth Management… CRD: 319298 | - | 0 | 2 | - | Unknown |
| Schaper Benz & Wise Investment Counsel Inc CRD: 107630 | - | 0 | 4 | - | Unknown |
| Schapiro Securities Co. CRD: 6644 | - | 0 | 0 | A | INACTIVE |
| Scharf Investments, LLC CRD: 105508 | - | 0 | 1 | - | Unknown |
| Scharff & Jones, Inc. CRD: 745 | - | 0 | 0 | A | INACTIVE |
| Scharl Advisory Services, Inc. CRD: 118171 | - | 0 | 2 | - | Unknown |
| Schatz Financial CRD: 116940 | - | 0 | 0 | - | Unknown |
| Schauer Investment Management, Inc. CRD: 283119 | - | 0 | 1 | - | Unknown |
| Schayot Financial LLC CRD: 337315 | - | 0 | 2 | - | Unknown |
| Schear Capital, Inc. CRD: 283168 | - | 0 | 1 | - | Unknown |
| Scheeler Financial Group CRD: 342671 | - | 0 | 1 | - | Unknown |
| Schelling Point Partners CRD: 342034 | - | 0 | 1 | - | Unknown |
| Schema Ventures, LLC CRD: 340160 | - | 0 | 1 | - | Unknown |
| Schematic Ventures, LLC CRD: 318094 | - | 0 | 1 | - | Unknown |
| Schembra Securities, Inc. CRD: 18184 | - | 2 | 0 | B | INACTIVE |