Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Schemco, LLC CRD: 157066 | - | 0 | 1 | - | Unknown |
| Schenck Financial Solutions LLC CRD: 104227 | - | 0 | 0 | A | INACTIVE |
| Schenck Investment Solutions LLC CRD: 112997 | - | 0 | 0 | - | Unknown |
| Schenker, Steven Neil CRD: 33931 | - | 0 | 0 | A | INACTIVE |
| Schenley Capital, Inc CRD: 133415 | - | 0 | 1 | - | Unknown |
| Scherck, Stein & Franc, Inc. CRD: 747 | - | 0 | 0 | A | INACTIVE |
| Scherer Financial Advisory Services, LLC CRD: 317435 | - | 0 | 1 | - | Unknown |
| Scherr Equities, Inc. CRD: 23107 | - | 0 | 0 | A | INACTIVE |
| Scherrer Financial Services CRD: 134126 | - | 0 | 2 | - | Unknown |
| Schield Securities LLC CRD: 36769 | - | 0 | 0 | A | INACTIVE |
| Schield Securities, Inc. CRD: 16439 | - | 0 | 0 | A | INACTIVE |
| Schienberg, Keith H. CRD: 142419 | - | 0 | 0 | - | Unknown |
| Schiff Wealth Advisors, LLC CRD: 146375 | - | 0 | 1 | - | Unknown |
| Schiffenhaus Investments L.L.C. CRD: 101340 | - | 0 | 0 | A | INACTIVE |
| Schill Securities, Inc. CRD: 21170 | - | 0 | 0 | A | INACTIVE |
| Schilling Group Advisors CRD: 144666 | - | 0 | 0 | - | Unknown |
| Schlack & Co., Inc. CRD: 3170 | - | 0 | 0 | A | INACTIVE |
| Schlafman Advisors LLC CRD: 306832 | - | 0 | 1 | - | Unknown |
| Schlegel Dunn LLC CRD: 337990 | - | 0 | 1 | - | Unknown |
| Schlender Financial Services LLC CRD: 297581 | - | 0 | 0 | - | Unknown |
| Schlesinger Securities Corp. CRD: 31733 | - | 0 | 0 | A | INACTIVE |
| Schlitt Investor Services, Inc. CRD: 16071 | FL | 1 | 2 | B | Active |
| Schlosser Financial Services, Inc. CRD: 128809 | - | 0 | 1 | - | Unknown |
| Schluchter Investment Advisors, Inc. CRD: 111609 | - | 0 | 0 | - | Unknown |
| Schmerge Executive Planning Services, Inc. CRD: 120059 | - | 0 | 2 | - | Unknown |
| Schmerling Financial Group, LLC CRD: 122795 | - | 0 | 0 | - | Unknown |
| Schmidt Financial Group, Inc. CRD: 119841 | - | 0 | 0 | - | Unknown |
| Schmidt Securities, Inc. CRD: 7099 | - | 0 | 0 | A | INACTIVE |
| Schmidt Wealth Management CRD: 142302 | - | 0 | 2 | - | Unknown |
| Schmidt Wealth Management, L.L.C. CRD: 328084 | - | 0 | 2 | - | Unknown |
| Schmidt, Scotland CRD: 307269 | - | 0 | 1 | - | Unknown |
| Schmitt Advisory Services, LLC CRD: 147453 | - | 0 | 0 | - | Unknown |
| Schmitt Wealth Advisers, LLC CRD: 174958 | - | 0 | 1 | - | Unknown |
| Schmitz Capital Partners, LLC CRD: 105702 | - | 0 | 1 | - | Unknown |
| Schmitz Securities Company CRD: 10718 | - | 0 | 0 | A | INACTIVE |
| Schnall Advisory Services, Inc CRD: 106339 | - | 0 | 1 | - | Unknown |
| Schneidau Ventures CRD: 298623 | - | 0 | 1 | - | Unknown |
| Schneider Capital Management Corp. CRD: 108847 | - | 0 | 0 | - | Unknown |
| Schneider Capital Partners LLC CRD: 127006 | - | 0 | 0 | - | Unknown |
| Schneider Downs Corporate Finance, LP CRD: 133841 | - | 0 | 0 | A | INACTIVE |
| Schneider Downs Wealth Management Advisors, LP CRD: 128591 | - | 0 | 8 | - | Unknown |
| Schneider Financial Services, Inc. CRD: 8394 | - | 0 | 0 | A | INACTIVE |
| Schneider Securities, Inc. CRD: 16434 | - | 36 | 0 | F | INACTIVE |
| Schneider Wealth Management CRD: 144166 | - | 0 | 1 | - | Unknown |
| Schneider, Bernet & Hickman, Inc. CRD: 750 | - | 0 | 0 | A | INACTIVE |
| Schneider, Franz CRD: 130464 | - | 0 | 1 | - | Unknown |
| Schneider, John Kenneth CRD: 135055 | - | 0 | 0 | A | INACTIVE |
| Schnell Financial Group, LLC CRD: 137969 | - | 0 | 1 | - | Unknown |
| Schock & Poores Cpa's Inc CRD: 121587 | - | 0 | 0 | - | Unknown |
| Schoenholtz & Co. CRD: 37154 | - | 0 | 0 | A | INACTIVE |