Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Scionai CRD: 305833 | - | 0 | 2 | - | Unknown |
| Scipio Financial LLC CRD: 334402 | - | 0 | 1 | - | Unknown |
| Scipion Capital (UK) Ltd CRD: 173425 | - | 0 | 0 | - | Unknown |
| Scipione Wealth Advisors, Inc. CRD: 121874 | - | 0 | 2 | - | Unknown |
| Scire Capital Partners, LLC CRD: 306247 | - | 0 | 0 | - | Unknown |
| Scire Fund III GP, LLC CRD: 323864 | - | 0 | 1 | - | Unknown |
| Scius Securities LLC CRD: 113223 | - | 0 | 0 | A | INACTIVE |
| SCM Financial Group, LLC CRD: 288107 | - | 0 | 0 | - | Unknown |
| SCM Investment Services CRD: 285240 | - | 0 | 2 | - | Unknown |
| SCM Securities, Inc. CRD: 14763 | - | 0 | 0 | A | INACTIVE |
| SCM Securities, Ltd. CRD: 23730 | - | 0 | 0 | A | INACTIVE |
| SCMS LLC CRD: 33321 | - | 0 | 0 | A | INACTIVE |
| SCN Capital Management CRD: 117781 | - | 0 | 2 | - | Unknown |
| SCN Discount Brokerage Services, Inc. CRD: 17492 | - | 0 | 0 | A | INACTIVE |
| SCO Advisory, LLC CRD: 154300 | - | 0 | 0 | - | Unknown |
| SCO Securities LLC CRD: 47748 | - | 2 | 0 | B | INACTIVE |
| Scoby Zook CRD: 111214 | - | 0 | 0 | - | Unknown |
| Scofield & Company, LLC CRD: 105589 | - | 0 | 2 | - | Unknown |
| Scoggin Management LP CRD: 157587 | - | 0 | 1 | - | Unknown |
| Sconce, Craft and Associates CRD: 15461 | - | 0 | 0 | A | INACTIVE |
| Scop Ventures, LLC CRD: 331287 | - | 0 | 1 | - | Unknown |
| Scope Wealth Management CRD: 179534 | - | 0 | 4 | - | Unknown |
| Scopefour Capital CRD: 327358 | - | 0 | 0 | - | Unknown |
| Scopus Asset Management, L.P. CRD: 157518 | - | 0 | 1 | - | Unknown |
| Scopus Ventures Management, LLC CRD: 290387 | - | 0 | 1 | - | Unknown |
| Scor Investment Partners UK Ltd CRD: 132420 | - | 0 | 0 | - | Unknown |
| Score Securities, Inc. CRD: 41370 | - | 0 | 0 | A | INACTIVE |
| Score Wealth Management CRD: 122853 | - | 0 | 0 | - | Unknown |
| Scoria Capital Partners, LP CRD: 168423 | - | 0 | 0 | - | Unknown |
| Scorpion Trading Partnership CRD: 128248 | - | 0 | 0 | A | INACTIVE |
| Scorpion Trading, L.L.C. CRD: 44332 | - | 0 | 0 | A | INACTIVE |
| Scot Mccormick LLC CRD: 146056 | - | 0 | 0 | - | Unknown |
| Scotia Capital (USA) Inc. CRD: 2739 | NY | 9 | 11 | C | Active |
| Scotia Institutional Asset Management US, Ltd. CRD: 114257 | - | 0 | 0 | - | Unknown |
| Scotia International, Inc. CRD: 23491 | - | 1 | 0 | B | INACTIVE |
| Scotia Partners, LLC CRD: 140568 | - | 0 | 1 | - | Unknown |
| Scotland Yard Investments, Inc. CRD: 15075 | - | 0 | 0 | A | INACTIVE |
| Scott & Associates Investment Advisory Services CRD: 135506 | - | 0 | 2 | - | Unknown |
| Scott & Selber, Inc. Capital Management CRD: 105523 | - | 0 | 1 | - | Unknown |
| Scott & Stringfellow, Inc. CRD: 3309 | - | 0 | 0 | A | INACTIVE |
| Scott & Stringfellow, LLC CRD: 6255 | - | 41 | 0 | F | INACTIVE |
| Scott and Associates of Texas, Inc. CRD: 166650 | - | 0 | 1 | - | Unknown |
| Scott Anderson Financial, Inc. CRD: 134243 | - | 0 | 2 | - | Unknown |
| Scott Capital Partners CRD: 166358 | - | 0 | 4 | - | Unknown |
| Scott Capital Partners CRD: 332026 | - | 0 | 0 | - | Unknown |
| Scott Clampitt, Registered Investment Advisor CRD: 154214 | - | 0 | 1 | - | Unknown |
| Scott Conyers Capital Management, Inc. CRD: 136549 | - | 0 | 2 | - | Unknown |
| Scott D. Brown Investments, Inc. CRD: 117451 | - | 0 | 0 | - | Unknown |
| Scott Financial Resources LLC CRD: 329052 | - | 0 | 1 | - | Unknown |
| Scott Investment Partners CRD: 168664 | - | 0 | 0 | - | Unknown |