Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Scott James Group, Inc. CRD: 104374 | VA | 0 | 2 | A | Active |
| Scott Management CRD: 173422 | - | 0 | 0 | - | Unknown |
| Scott Marsh Financial, LLC CRD: 122169 | - | 0 | 3 | - | Unknown |
| Scott Network Securities, Inc. CRD: 104815 | - | 0 | 0 | A | INACTIVE |
| Scott Planning Company, Inc. CRD: 753 | - | 2 | 0 | B | INACTIVE |
| Scott S. Duko, Registered Investment Advisor, Ltd. CRD: 109595 | - | 0 | 1 | - | Unknown |
| Scott Schultz Closed-END Funds, Inc. CRD: 121993 | - | 0 | 0 | - | Unknown |
| Scott Securities, Inc. CRD: 13862 | - | 0 | 0 | A | INACTIVE |
| Scott Shores Broker/Dealer CRD: 25845 | - | 0 | 0 | A | INACTIVE |
| Scott Snow (Financial Advisors) LLC CRD: 121222 | - | 0 | 0 | - | Unknown |
| Scott T. Taylor, Ltd. CRD: 136414 | TX | 0 | 2 | A | Active |
| Scott Value Investing CRD: 143579 | - | 0 | 1 | - | Unknown |
| Scott White Advisors, LLC CRD: 129972 | - | 0 | 0 | - | Unknown |
| Scott's Cove Management LLC CRD: 158402 | - | 0 | 0 | - | Unknown |
| Scott, Diana CRD: 33932 | - | 0 | 0 | A | INACTIVE |
| Scott, Ralph Upton CRD: 128237 | - | 0 | 1 | - | Unknown |
| Scott, Robert Mathew, Sole Proprietor CRD: 122471 | - | 0 | 0 | A | INACTIVE |
| Scott-Macon Asset Management, Inc. CRD: 163741 | - | 0 | 0 | - | Unknown |
| Scottish Equity Partners CRD: 161989 | - | 0 | 0 | - | Unknown |
| Scottish RE Capital Markets, Inc CRD: 135708 | - | 0 | 0 | A | INACTIVE |
| Scottrade, Inc. CRD: 8206 | - | 84 | 0 | F | INACTIVE |
| Scotts BAY Investment Advisors CRD: 149402 | - | 0 | 0 | - | Unknown |
| Scottsdale Capital Advisors Corp CRD: 118786 | AZ | 6 | 3 | B | Active |
| Scout CRD: 318417 | - | 0 | 1 | - | Unknown |
| Scout Asset Management CRD: 316969 | - | 0 | 1 | - | Unknown |
| Scout Distributors, LLC CRD: 150826 | - | 0 | 0 | - | Unknown |
| Scout Energy Management LLC CRD: 161832 | - | 0 | 1 | - | Unknown |
| Scout Financial Planning CRD: 139591 | - | 0 | 1 | - | Unknown |
| Scout Investments, Inc. CRD: 111787 | - | 0 | 4 | - | Unknown |
| Scout Trading, LLC CRD: 151990 | - | 4 | 0 | C | INACTIVE |
| Scout VC, LLC CRD: 308128 | - | 0 | 1 | - | Unknown |
| Scout Wealth Advisors LLC CRD: 338629 | - | 0 | 1 | - | Unknown |
| Scout Wealth Management, LLC CRD: 297628 | - | 0 | 0 | - | Unknown |
| SCP Advisors Limited CRD: 333638 | - | 0 | 0 | - | Unknown |
| SCP Investment, LP CRD: 283397 | - | 0 | 1 | - | Unknown |
| SCP Management Company LLC CRD: 163293 | - | 0 | 0 | - | Unknown |
| SCP Management LLC CRD: 163854 | - | 0 | 1 | - | Unknown |
| SCP Managers, LLC CRD: 299579 | - | 0 | 1 | - | Unknown |
| SCP Private Equity Management Company, LLC CRD: 161895 | - | 0 | 0 | - | Unknown |
| SCP Real Assets, LLC CRD: 333667 | - | 0 | 1 | A | Active |
| SCP S. GP LP CRD: 281361 | - | 0 | 0 | - | Unknown |
| SCP Steward Capital Advisers LLC CRD: 291038 | - | 0 | 1 | - | Unknown |
| SCP Vitalife Management Company, LLC CRD: 161969 | - | 0 | 1 | - | Unknown |
| SCR Energy Syndicators, Inc. CRD: 15688 | - | 0 | 0 | A | INACTIVE |
| SCR Financial Inc. CRD: 15632 | - | 0 | 0 | A | INACTIVE |
| Scrappy NOT Sloppy, LLC CRD: 315655 | - | 0 | 1 | - | Unknown |
| Scratch Capital CRD: 318835 | - | 0 | 1 | - | Unknown |
| Screaming Eagle Trading, Inc. CRD: 126125 | - | 1 | 0 | B | INACTIVE |
| Scred Securities US LLC CRD: 332432 | NJ | 0 | 2 | A | Active |
| Scribble Ventures Management, LLC CRD: 313359 | - | 0 | 1 | - | Unknown |