Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Scrillatology CRD: 304044 | - | 0 | 0 | - | Unknown |
| Script Capital Management, LLC CRD: 288264 | - | 0 | 1 | - | Unknown |
| Scruggs Advisors, LLC CRD: 282962 | - | 0 | 1 | - | Unknown |
| Scrum Ventures LLC CRD: 196511 | - | 0 | 1 | - | Unknown |
| SCS CRD: 310849 | - | 0 | 2 | - | Unknown |
| SCS Asset Management, Inc CRD: 132450 | - | 0 | 1 | - | Unknown |
| SCS Financial Partners LLC CRD: 292471 | - | 0 | 0 | - | Unknown |
| SCS Growth CRD: 283783 | - | 0 | 1 | - | Unknown |
| SCS Systems, Inc. CRD: 111839 | - | 0 | 0 | - | Unknown |
| SCT Wealth Management, LLC CRD: 290482 | - | 0 | 2 | - | Unknown |
| Scuba Investments, LLC CRD: 181523 | - | 0 | 0 | - | Unknown |
| Scudder Financial Services, Inc. CRD: 41692 | - | 0 | 0 | A | INACTIVE |
| Scudder Weisel Capital, LLC CRD: 104088 | - | 0 | 0 | A | INACTIVE |
| Sculati Wealth Management, LLC CRD: 158783 | - | 0 | 1 | - | Unknown |
| Scully Brothers & Foss CRD: 22577 | - | 0 | 0 | A | INACTIVE |
| Scully Capital Securities Corp. CRD: 20582 | DC | 0 | 2 | A | Active |
| Sculptor Advisors LLC CRD: 319598 | - | 0 | 1 | - | Unknown |
| Sculptor Capital LP CRD: 107913 | - | 0 | 1 | - | Unknown |
| Scurlydog Capital, LLC CRD: 145262 | - | 0 | 0 | - | Unknown |
| Scuti CRD: 316403 | - | 0 | 0 | - | Unknown |
| SCV Capital LLC CRD: 334655 | - | 0 | 4 | - | Unknown |
| SCW Capital Management, LP CRD: 173575 | - | 0 | 0 | - | Unknown |
| SCW Wealth Management LLC CRD: 304502 | - | 0 | 0 | - | Unknown |
| SCW Wealth Management, LLC CRD: 317303 | - | 0 | 1 | - | Unknown |
| Scytale Polkadot Ecosystem Fund GP LLC CRD: 334868 | - | 0 | 0 | - | Unknown |
| Scytale Ventures Cayman LLC CRD: 323476 | - | 0 | 0 | - | Unknown |
| SD Financial Pathways, LLC CRD: 167693 | - | 0 | 0 | - | Unknown |
| SD Options LLC CRD: 129924 | - | 0 | 0 | A | INACTIVE |
| SD Perron & Co. Investment Services CRD: 132592 | - | 0 | 1 | - | Unknown |
| SD Retirement Plan Advisors CRD: 147409 | - | 0 | 0 | - | Unknown |
| SDA Investment Dynamics, LLC CRD: 316161 | - | 0 | 0 | - | Unknown |
| SDC Advisory, LLC CRD: 332030 | - | 0 | 2 | - | Unknown |
| SDC Capital Partners, LLC CRD: 291389 | - | 0 | 1 | - | Unknown |
| SDC Financial, LLC CRD: 128551 | - | 0 | 0 | - | Unknown |
| SDCL EE Co (US), Management LLC CRD: 282700 | - | 0 | 0 | - | Unknown |
| SDCL EE Co US LLC CRD: 339471 | - | 0 | 1 | - | Unknown |
| SDI Capital Markets, Inc. CRD: 23516 | - | 0 | 0 | A | INACTIVE |
| SDM Advisors, LLC CRD: 170014 | - | 0 | 1 | - | Unknown |
| SDM Investments, LLC CRD: 140325 | - | 0 | 1 | - | Unknown |
| Sdmi Insurance and Financial Services CRD: 171312 | - | 0 | 2 | - | Unknown |
| SDR Advisors Inc. CRD: 16551 | - | 0 | 0 | A | INACTIVE |
| SDR Capital Markets, LLC CRD: 170652 | CO | 0 | 2 | A | Active |
| SDS Real Estate Advisors CRD: 309932 | - | 0 | 1 | - | Unknown |
| SDS Securities Corp. CRD: 129413 | - | 1 | 0 | B | INACTIVE |
| SE Credit Management, LLC CRD: 328650 | - | 0 | 0 | - | Unknown |
| SE Hunt Capital, LLC CRD: 336201 | - | 0 | 1 | - | Unknown |
| SEA Bluff Capital, LLC CRD: 147528 | - | 0 | 0 | - | Unknown |
| SEA Breeze Analytics CRD: 307228 | - | 0 | 2 | - | Unknown |
| SEA Change Capital Advisors, LLC CRD: 170131 | - | 0 | 0 | - | Unknown |
| SEA Clear Financial Planning, LLC CRD: 160133 | - | 0 | 1 | - | Unknown |