CRD #104374 · FINRA BrokerCheck + SEC IAPD

Scott James Group, Inc.

According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, Scott James Group, Inc. ranks #17,044 of 20,055 by disclosure count (most disclosures first). Among firms registered in VA, it ranks #39 of 43 on the same disclosure sort used on the state browse page. Scott James Group, Inc. has a clean FINRA BrokerCheck record, no reportable disclosures across its 2 branch offices, earning a Grade A.

Grade A
Safety grade
2
branch offices
0
disclosures
#17,044 of 20,055
disclosure rank · graded

FINRA BrokerCheck disclosure docket

CRD record 104374 Scott James Group, Inc.

Scott James Group, Inc. · Grade A · 0 disc · 0.00/office · Small firm

  • CRD 104374
  • GRADE A
  • DISC 0
  • REG 0
  • ARB 0
  • CIV 0
  • BRANCH 2
  • PER-OFF 0.00
  • RANK #17,044 of 20,055
  • BOOK Small firm

Nearest same-size peer: 1031 Securities Inc. (0.00 disc/office)

1031 Securities Inc.0.0016 Points LLC0.001851 Securities, Inc0.00Scott James Group, … (this)0.00
Disclosures per office among small firm peers (lower is cleaner)

Scott James Group, Inc. ranks #17,044 of 20,055 by disclosure count among graded broker-dealers; clean record at 0.00 disclosures per office. Verify on FINRA BrokerCheck →

PlainAdvisorCheck rating 5/5 - an editorial, size-normalized signal, not a regulatory determination. Always verify the underlying record on FINRA BrokerCheck before engaging an advisor.

Data updated July 2026

Branch offices

2 offices

FINRA: Small firm

Total disclosures

0 events

On FINRA BrokerCheck

Regulatory events

0 actions

On FINRA BrokerCheck

Disclosures per office

0.00 per office

0 ÷ 2 offices

Clean disclosure surface

Scott James Group, Inc. has zero reportable FINRA BrokerCheck disclosures in this extract across 2 branch offices (Grade A). Verify on FINRA BrokerCheck ↗

Firm Details

Firm Size
Small
Scope
ACTIVE
Location
Falls Church, VA, 22042
Formed
07/13/2000
State of Formation
Virginia
CRD Number
104374
SEC Number
52838

Clean BrokerCheck surface

Scott James Group, Inc.'s clean BrokerCheck surface

Scott James Group, Inc. shows a clean FINRA BrokerCheck surface: zero reportable disclosures on 2 branch offices (Grade A).

Scott James Group, Inc. shows zero reportable disclosures across 2 branch offices in this extract. Verify on FINRA BrokerCheck ↗ · how disclosures are interpreted.

Educational summary of Scott James Group, Inc.'s clean BrokerCheck surface - not financial advice. Always verify on FINRA before engaging an advisor.

Virginia cohort · 0.00× state average

Scott James Group, Inc. sits below the Virginia disclosure average

Scott James Group, Inc. reports 0 BrokerCheck disclosures, 0.00× the Virginia average of 1.9, lighter than most of the 43 graded firms filed there.

In Virginia, 26 firms carry Grade A and 0 carry Grade F on the same size-normalized scale.

Average uses graded firms with a principal-office state on file, not a full 50-state census. Open the Virginia state book →

Source: FINRA BrokerCheck & SEC IAPD Public Disclosure Data

Frequently Asked Questions

Where does Scott James Group, Inc. sit among graded broker-dealers by disclosure count?
According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, Scott James Group, Inc. ranks #17,044 of 20,055 by disclosure count (most disclosures first). Among firms registered in VA, it ranks #39 of 43 on the same disclosure sort used on the state browse page. Ordinals match the disclosure-first sort documented on our methodology corpus-placement section. A high disclosure rank is not automatically a finding of wrongdoing; larger firms accumulate more reported events. Always review the underlying FINRA BrokerCheck detail before engaging.
What does a grade of A mean for Scott James Group, Inc.?
A grade of A means Scott James Group, Inc. has a clean record, no reportable FINRA BrokerCheck disclosures on file. Grades on PlainAdvisorCheck are size-normalized: clean firms earn an A regardless of size.
How many FINRA disclosures does Scott James Group, Inc. have?
Scott James Group, Inc. has 0 total FINRA disclosures. Disclosures reflect reported events on FINRA BrokerCheck and do not necessarily indicate proven violations.
How big is Scott James Group, Inc.?
Scott James Group, Inc. operates 2 branch offices and is classified by FINRA as a small firm, registered in VA (Small firm). FINRA BrokerCheck publishes branch-office counts but not a firmwide registered-representative headcount, so PlainAdvisorCheck measures firm size by branch footprint.
Where can I verify Scott James Group, Inc.'s disciplinary record?
You can verify Scott James Group, Inc.'s full disciplinary history on FINRA BrokerCheck at brokercheck.finra.org using CRD number 104374. BrokerCheck provides detailed information about individual registered representatives, complaints, and regulatory actions.
What is a FINRA disclosure?
A FINRA disclosure is a reported event on a broker-dealer's BrokerCheck record. Scott James Group, Inc. currently shows none - that is a clean surface, not a guarantee that future events will not appear.

Read with this firm

  • 1031 Securities Inc. (MI) - 0.00 disclosures/office, nearest small firm peer to Scott James Group, Inc.'s 0.00
  • 16 Points LLC (PR) - 0.00 disclosures/office, nearest small firm peer to Scott James Group, Inc.'s 0.00
  • 1851 Securities, Inc (CT) - 0.00 disclosures/office, nearest small firm peer to Scott James Group, Inc.'s 0.00
  • Firms in VA - state roster that includes Scott James Group, Inc.'s registration home.
  • How to Vet a Financial Advisor - Use Scott James Group, Inc.'s clean BrokerCheck surface as the baseline when you compare other firms.
  • Reading BrokerCheck Reports - What a Grade A page like Scott James Group, Inc.'s does and does not prove.
  • Clean-Record Firms - Other Grade-A firms ranked by footprint alongside Scott James Group, Inc..
  • Compare firms - put Scott James Group, Inc. next to peers on grade and footprint.
Retrieved and formatted by PlainAdvisorCheck from FINRA BrokerCheck public records.