Broker-Dealer Firms

80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.

14,984 (74.7%)

3,006 (15.0%)

1,078 (5.4%)

737 (3.7%)

250 (1.2%)

Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.

Sort and filter the full register below, or read the grade methodology.

All States

Firm Name ↕	State	Disclosures ↕	Offices ↕	Grade	Status
Securities Settlement Corporation CRD: 7129	-	0	0	A	INACTIVE
Securities Transactions, Incorporated CRD: 6952	-	0	0	A	INACTIVE
Securities Underwriting Corporation CRD: 22978	-	0	0	A	INACTIVE
Securities USA, Inc. CRD: 14799	-	0	0	A	INACTIVE
Securities West, Inc. CRD: 4898	-	0	0	A	INACTIVE
Securities, Inc. CRD: 6511	-	0	0	A	INACTIVE
Securities, Syndications, and Shelters Ltd. CRD: 16789	-	0	0	A	INACTIVE
Securitize Capital LLC CRD: 315859	-	0	0	-	Unknown
Securitize Markets, LLC CRD: 283256	FL	0	3	A	Active
Securitrade Corporation CRD: 35520	-	0	0	A	INACTIVE
Security Asset Management CRD: 127802	-	0	0	-	Unknown
Security Asset Management, Inc. CRD: 11034	-	0	0	A	INACTIVE
Security Brokerage Services, Inc. CRD: 8007	-	0	0	A	INACTIVE
Security Brokerage, Inc. CRD: 45989	-	2	0	B	INACTIVE
Security Capital Brokerage, Inc. CRD: 35405	GA	4	2	B	Active
Security Capital Portfolio Management, Inc CRD: 134117	-	0	0	-	Unknown
Security Capital Research & Management Incorporate… CRD: 106201	-	0	1	-	Unknown
Security Church Finance, Inc. CRD: 11224	-	3	0	C	INACTIVE
Security Credit Services, LLC CRD: 154737	-	0	0	-	Unknown
Security Data Financial Corporation CRD: 28160	-	0	0	A	INACTIVE
Security Dealers Guild, Inc. CRD: 28437	-	2	0	B	INACTIVE
Security Discount Brokerage Corporation CRD: 14261	-	0	0	A	INACTIVE
Security Distributors CRD: 3336	KS	5	5	B	Active
Security Financial Group, Inc. CRD: 16280	-	0	0	A	INACTIVE
Security Financial Network, LLC CRD: 10825	-	2	0	B	INACTIVE
Security First Advisors CRD: 117502	-	0	0	-	Unknown
Security First Financial CRD: 122408	-	0	2	-	Unknown
Security Growth, Inc. CRD: 10071	-	0	0	A	INACTIVE
Security Investment Company of Kansas City CRD: 18783	-	1	0	B	INACTIVE
Security Investment Services, Inc. CRD: 23722	-	0	0	A	INACTIVE
Security Leadership Capital Management, L.L.C. CRD: 301884	-	0	1	-	Unknown
Security Pacific Leasing Services Corporation CRD: 13345	-	0	0	A	INACTIVE
Security Pacific Securities of Oregon, Inc. CRD: 13120	-	0	0	A	INACTIVE
Security Properties Capital Corporation CRD: 15508	-	0	0	A	INACTIVE
Security Research Associates, Inc. CRD: 8200	-	7	0	D	INACTIVE
Security Service Corporation CRD: 17125	-	0	0	A	INACTIVE
Security Traders, Inc. CRD: 7160	-	0	0	A	INACTIVE
Security Traders, Inc. CRD: 31315	-	0	0	A	INACTIVE
Security Traders, L.L.C. CRD: 111525	-	1	0	B	INACTIVE
Securrency Digital Trading CRD: 317696	-	0	0	A	INACTIVE
Securrency Securities Inc. CRD: 309087	-	0	0	A	INACTIVE
Securus Wealth Management CRD: 339098	-	0	1	-	Unknown
Secwest Securities, Inc. CRD: 25966	-	3	0	B	INACTIVE
Sedai Wealth Partners LLC CRD: 288028	-	0	0	-	Unknown
Sedg Financial Services Corp. CRD: 155488	-	0	1	-	Unknown
Sedgwick Investments, Inc. CRD: 35045	-	1	0	B	INACTIVE
Sedna Wealth Management, LLC CRD: 293431	-	0	0	-	Unknown
Sedona Asset Management Services, LLC CRD: 132373	-	0	2	-	Unknown
SEE Autonomy LLC CRD: 296763	-	0	0	-	Unknown
Seed Fund Advisory CRD: 162624	-	0	0	-	Unknown

Page 1281 of 1601 (80,028 total)

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