Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Secure Advisory Group, LLC CRD: 301477 | - | 0 | 0 | - | Unknown |
| Secure Asset Management, L.L.C. CRD: 144046 | - | 0 | 47 | - | Unknown |
| Secure Capital Research, LLC CRD: 287568 | - | 0 | 0 | A | INACTIVE |
| Secure Financial Futures, LLC CRD: 120239 | - | 0 | 0 | - | Unknown |
| Secure Financial Management CRD: 169278 | - | 0 | 1 | - | Unknown |
| Secure Financial Solutions, Inc. CRD: 147410 | - | 0 | 0 | - | Unknown |
| Secure Investment Management, LLC CRD: 141195 | - | 0 | 17 | - | Unknown |
| Secure Money Strategies, Inc. CRD: 133735 | - | 0 | 0 | - | Unknown |
| Secure NET Management LLC CRD: 333439 | - | 0 | 1 | - | Unknown |
| Secure Planning, LLC CRD: 42179 | NH | 0 | 4 | A | Active |
| Secure Retirement Advisors, LLC CRD: 156574 | - | 0 | 1 | - | Unknown |
| Secure Retirement Financial & Insurance Services C… CRD: 132777 | - | 0 | 1 | - | Unknown |
| Secure Wealth, Inc. CRD: 290572 | - | 0 | 4 | - | Unknown |
| Secured Capital LLC CRD: 26723 | - | 0 | 0 | A | INACTIVE |
| Secured Equities Corp. CRD: 8261 | - | 0 | 0 | A | INACTIVE |
| Secured Resource Associates, Inc. CRD: 15279 | - | 0 | 0 | A | INACTIVE |
| Secured Retirement Advisors, LLC CRD: 144239 | - | 0 | 1 | - | Unknown |
| Secureset CRD: 287695 | - | 0 | 1 | - | Unknown |
| Securestate CRD: 309230 | - | 0 | 1 | - | Unknown |
| Securevest Financial Group CRD: 10100 | - | 4 | 0 | C | INACTIVE |
| Securex, Inc. CRD: 17890 | - | 0 | 0 | A | INACTIVE |
| Securian Financial Services, Inc. CRD: 15296 | MN | 13 | 2 | F | Active |
| Securicorp, Inc. CRD: 16075 | - | 0 | 0 | A | INACTIVE |
| Securities America Advisors, Inc. CRD: 110518 | - | 0 | 0 | - | Unknown |
| Securities America, Inc. CRD: 10205 | - | 85 | 0 | F | INACTIVE |
| Securities Brokerage Corporation CRD: 13841 | - | 0 | 0 | A | INACTIVE |
| Securities Brokerage Services CRD: 119861 | - | 0 | 2 | - | Unknown |
| Securities Capital Corporation CRD: 22892 | - | 7 | 0 | D | INACTIVE |
| Securities Club Broker-Dealer, LLC CRD: 284893 | FL | 0 | 1 | A | Active |
| Securities Company of NEW Mexico CRD: 16645 | - | 0 | 0 | A | INACTIVE |
| Securities Corporation of America CRD: 15286 | - | 2 | 0 | B | INACTIVE |
| Securities Corporation of Iowa CRD: 6945 | - | 4 | 0 | C | INACTIVE |
| Securities Equity Group CRD: 47215 | CA | 0 | 2 | A | Active |
| Securities Evaluations, Inc. CRD: 109562 | - | 0 | 0 | - | Unknown |
| Securities Fund Investors,Inc. of Florida CRD: 14487 | - | 0 | 0 | A | INACTIVE |
| Securities Group of North America, Inc. CRD: 15155 | - | 0 | 0 | A | INACTIVE |
| Securities Headquarters, Inc. CRD: 15372 | - | 0 | 0 | A | INACTIVE |
| Securities International, Inc. CRD: 35568 | - | 0 | 0 | A | INACTIVE |
| Securities Investors International, Inc. CRD: 14435 | - | 0 | 0 | A | INACTIVE |
| Securities Management & Research, Inc. CRD: 759 | IA | 5 | 56 | B | Active |
| Securities Network LLC CRD: 133785 | - | 1 | 0 | B | INACTIVE |
| Securities Network, Inc. CRD: 8671 | - | 0 | 0 | A | INACTIVE |
| Securities Network, Inc. CRD: 31094 | - | 0 | 0 | A | INACTIVE |
| Securities Options Corp. CRD: 6465 | - | 0 | 0 | A | INACTIVE |
| Securities Placements, Inc. CRD: 10361 | - | 0 | 0 | A | INACTIVE |
| Securities Research, Inc. of Florida CRD: 6516 | - | 6 | 0 | C | INACTIVE |
| Securities Resolution Corporation CRD: 7119 | - | 13 | 0 | D | INACTIVE |
| Securities Resource Group, Ltd. CRD: 6037 | - | 1 | 0 | B | INACTIVE |
| Securities Resource, Inc. CRD: 7515 | - | 0 | 0 | A | INACTIVE |
| Securities Service Network, LLC CRD: 13318 | - | 12 | 0 | D | INACTIVE |