Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| SIH Core Income 1 LLC CRD: 313460 | - | 0 | 0 | - | Unknown |
| Siharum Advisors, LLC CRD: 147957 | - | 0 | 1 | - | Unknown |
| SII Investments, Inc. CRD: 2225 | - | 22 | 0 | F | INACTIVE |
| Siimpl CRD: 311048 | - | 0 | 1 | - | Unknown |
| Sikes Financial Services, LLC CRD: 290309 | - | 0 | 1 | - | Unknown |
| Sikich Financial CRD: 142640 | - | 0 | 15 | - | Unknown |
| Sila Financial, LLC CRD: 298406 | - | 0 | 2 | - | Unknown |
| Sila Value Advisors, LLC CRD: 150760 | - | 0 | 2 | - | Unknown |
| Silas Capital LLC CRD: 315161 | - | 0 | 0 | - | Unknown |
| Silber Bennett Financial, Inc. CRD: 156435 | - | 1 | 0 | B | INACTIVE |
| Silberberg, Rosenthal & Co. CRD: 3410 | - | 0 | 0 | A | INACTIVE |
| Silberman Wealth Strategies, Inc. CRD: 127100 | - | 0 | 2 | - | Unknown |
| Silberman, Stephen L CRD: 130741 | - | 0 | 0 | A | INACTIVE |
| Silberstein, Kenneth Bart CRD: 134222 | - | 0 | 0 | A | INACTIVE |
| Silchester International Investors CRD: 110987 | - | 0 | 0 | - | Unknown |
| Silenok Ventures, LLC CRD: 315356 | - | 0 | 1 | - | Unknown |
| Silent Ventures Management, LLC CRD: 326901 | - | 0 | 1 | - | Unknown |
| Siler Wealth Management CRD: 108682 | - | 0 | 1 | - | Unknown |
| Silicon Beach Financial LLC CRD: 332472 | - | 0 | 1 | - | Unknown |
| Silicon Beach Wealth, LLC CRD: 310051 | - | 0 | 1 | - | Unknown |
| Silicon Hills Capital, LLC CRD: 314161 | - | 0 | 1 | - | Unknown |
| Silicon Hills Wealth Management CRD: 166030 | - | 0 | 0 | - | Unknown |
| Silicon Parkway Advisory, LLC CRD: 311237 | - | 0 | 0 | - | Unknown |
| Silicon Prairie Capital Partners, LLC CRD: 226591 | MN | 0 | 2 | A | Active |
| Silicon Private Wealth, LLC CRD: 284145 | - | 0 | 1 | - | Unknown |
| Silicon Road Ventures CRD: 313184 | - | 0 | 1 | - | Unknown |
| Silicon Valley Asset Management, Inc. CRD: 103765 | - | 0 | 0 | A | INACTIVE |
| Silicon Valley Capital Advisors, LLC CRD: 286184 | - | 0 | 0 | - | Unknown |
| Silicon Valley Capital Management CRD: 43242 | - | 0 | 2 | - | Unknown |
| Silicon Valley Capital Partners, L.P. CRD: 125114 | - | 0 | 5 | - | Unknown |
| Silicon Valley Data Capital CRD: 286514 | - | 0 | 1 | - | Unknown |
| Silicon Valley Future Academy, LLC CRD: 305657 | - | 0 | 0 | - | Unknown |
| Silicon Valley Future Academy, LLC CRD: 324758 | - | 0 | 1 | - | Unknown |
| Silicon Valley Growth Syndicate I, LLC CRD: 170604 | - | 0 | 1 | - | Unknown |
| Silicon Valley Partners LLC CRD: 153909 | - | 0 | 0 | A | INACTIVE |
| Silicon Valley Retirement Services, LLC CRD: 154756 | - | 0 | 1 | - | Unknown |
| Silicon Valley Securities, Inc. CRD: 23696 | - | 4 | 0 | C | INACTIVE |
| Silicon Valley Treasury Consulting Group CRD: 151921 | - | 0 | 2 | - | Unknown |
| Silicon Valley Wealth Advisors, LLC CRD: 106017 | - | 0 | 0 | - | Unknown |
| Silicon Valley Wealth Management CRD: 324277 | - | 0 | 0 | - | Unknown |
| Silicon Valley Wealth Management Solutions, Inc. CRD: 159702 | - | 0 | 1 | - | Unknown |
| Silicon Ventures LLC CRD: 308120 | - | 0 | 1 | - | Unknown |
| Siligmueller & Norvid Wealth Advisors LLC CRD: 109265 | - | 0 | 0 | - | Unknown |
| Silk CRD: 341606 | - | 0 | 2 | - | Unknown |
| Silk Invest Limited CRD: 164753 | - | 0 | 0 | - | Unknown |
| Silk Investment Advisors CRD: 156030 | - | 0 | 1 | - | Unknown |
| Sills, Zoppa & Associates, Inc. CRD: 13304 | - | 0 | 0 | A | INACTIVE |
| Silo Financial LLC CRD: 324307 | - | 0 | 1 | - | Unknown |
| Silpa Services LLC CRD: 340811 | - | 0 | 0 | - | Unknown |
| Silq Capital Co., Ltd. CRD: 336283 | - | 0 | 0 | - | Unknown |