Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Sigman Wealth Planning CRD: 333141 | - | 0 | 0 | - | Unknown |
| Sigmoid Management CRD: 327127 | - | 0 | 1 | - | Unknown |
| Sigmundr Securities Corp. CRD: 15089 | - | 0 | 0 | A | INACTIVE |
| Signal Advisors Wealth, LLC CRD: 301086 | - | 0 | 40 | - | Unknown |
| Signal Capital, LLC CRD: 171398 | - | 0 | 0 | - | Unknown |
| Signal Harmonic Limited CRD: 335408 | - | 0 | 0 | - | Unknown |
| Signal Harmonic Partners LLP CRD: 335922 | - | 0 | 0 | - | Unknown |
| Signal Hill Capital Group LLC CRD: 122782 | - | 0 | 0 | A | INACTIVE |
| Signal Lake General Partner LLC CRD: 285438 | - | 0 | 1 | - | Unknown |
| Signal Light Management, LLC CRD: 281549 | - | 0 | 0 | - | Unknown |
| Signal Partners, LLC CRD: 269916 | - | 0 | 0 | - | Unknown |
| Signal Research Group LLC CRD: 166392 | - | 0 | 1 | - | Unknown |
| Signal Ridge Capital Partners, LLC CRD: 167576 | - | 0 | 1 | - | Unknown |
| Signal Securities, Inc. CRD: 15916 | TX | 5 | 31 | B | Active |
| Signal Tree Financial Partners LLC CRD: 311871 | - | 0 | 1 | - | Unknown |
| Signalfire CRD: 194512 | - | 0 | 1 | - | Unknown |
| Signaline Investments CRD: 282622 | - | 0 | 0 | - | Unknown |
| Signalup Wealth, LLC CRD: 332588 | - | 0 | 1 | - | Unknown |
| Signalwise LLC CRD: 152735 | - | 0 | 0 | - | Unknown |
| Signator Financial Services, Inc. CRD: 19061 | - | 2 | 0 | B | INACTIVE |
| Signator Investors, Inc. CRD: 468 | - | 25 | 0 | F | INACTIVE |
| Signature Broker-Dealer Services, Inc. CRD: 24377 | - | 1 | 0 | B | INACTIVE |
| Signature Capital Securities LLC CRD: 43557 | - | 2 | 0 | B | INACTIVE |
| Signature Equities Corporation CRD: 23787 | - | 0 | 0 | A | INACTIVE |
| Signature Equity Partners, LLC CRD: 327455 | - | 0 | 36 | - | Unknown |
| Signature Estate Securities, LLC CRD: 18923 | CA | 2 | 10 | B | Active |
| Signature Financial Group, Inc. CRD: 38249 | - | 0 | 0 | A | INACTIVE |
| Signature Financial Services, Ltd CRD: 123729 | - | 0 | 11 | - | Unknown |
| Signature Investment Corporation CRD: 10694 | - | 0 | 0 | A | INACTIVE |
| Signature Resources Capital Management, LLC CRD: 144069 | - | 0 | 10 | - | Unknown |
| Signature Resources LLC CRD: 329244 | - | 0 | 2 | - | Unknown |
| Signature Securities Corporation CRD: 15278 | - | 0 | 0 | A | INACTIVE |
| Signature Select Wealth CRD: 306143 | - | 0 | 0 | - | Unknown |
| Signaturefd, LLC CRD: 112758 | - | 0 | 12 | - | Unknown |
| Signet Capital Corporation CRD: 13252 | - | 0 | 0 | A | INACTIVE |
| Signet Financial Management, LLC CRD: 105310 | - | 0 | 8 | - | Unknown |
| Signet Healthcare Management LLC CRD: 284087 | - | 0 | 1 | - | Unknown |
| Signet Healthcare Partners, L.P. CRD: 163059 | - | 0 | 0 | - | Unknown |
| Signet Healthcare Partners, LLC CRD: 163067 | - | 0 | 0 | - | Unknown |
| Signet Investment Advisory Group, Inc. CRD: 123910 | - | 0 | 2 | - | Unknown |
| Signet Private Wealth, LLC CRD: 290029 | - | 0 | 1 | - | Unknown |
| Signet Securities, LLC CRD: 154198 | - | 1 | 0 | B | INACTIVE |
| Signia Venture Partners CRD: 168538 | - | 0 | 1 | - | Unknown |
| Signify Wealth LLC CRD: 160094 | - | 0 | 1 | - | Unknown |
| Signition LP CRD: 282123 | - | 0 | 0 | - | Unknown |
| Signum Growth Advisors LLC CRD: 321656 | - | 0 | 1 | - | Unknown |
| Signum Growth Capital LLC CRD: 300577 | CT | 0 | 2 | A | Active |
| Signum Investments LP CRD: 281464 | - | 0 | 0 | - | Unknown |
| Siguler Guff Advisers LLC CRD: 106788 | - | 0 | 1 | - | Unknown |
| Siguler Guff Global Markets, LLC CRD: 159534 | NY | 0 | 2 | A | Active |