Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Silver Spring Capital CRD: 132836 | - | 0 | 0 | - | Unknown |
| Silver Spring Securities, LLC CRD: 46970 | - | 0 | 0 | A | INACTIVE |
| Silver State Securities, Inc. CRD: 30532 | - | 0 | 0 | A | INACTIVE |
| Silver Steep Partners, LLC CRD: 143053 | - | 0 | 0 | A | INACTIVE |
| Silver Strand Financial Planning CRD: 313531 | - | 0 | 1 | - | Unknown |
| Silver Surfer Capital Management, LLC CRD: 284820 | - | 0 | 0 | - | Unknown |
| Silver Thread Investments CRD: 112906 | - | 0 | 1 | - | Unknown |
| Silver Tiger Advisors CRD: 305189 | - | 0 | 1 | - | Unknown |
| Silver Tree Hong Kong Limited CRD: 288234 | - | 0 | 0 | - | Unknown |
| Silver WEB Corp. CRD: 34627 | - | 0 | 0 | A | INACTIVE |
| Silver Young Stock ARB LLC CRD: 127393 | - | 1 | 0 | B | INACTIVE |
| Silver, Gray & Co., Inc. CRD: 6017 | - | 0 | 0 | A | INACTIVE |
| Silver, LEE CRD: 34007 | - | 0 | 0 | A | INACTIVE |
| Silverado Arbitrage Trading Ltd. CRD: 43168 | - | 0 | 0 | A | INACTIVE |
| Silverado Capital LLC CRD: 170926 | - | 0 | 0 | - | Unknown |
| Silverarc Capital, LLC CRD: 174409 | - | 0 | 0 | - | Unknown |
| Silverarrow Capital Americas, LLC CRD: 285547 | - | 0 | 0 | - | Unknown |
| Silverback Financial CRD: 299520 | - | 0 | 1 | - | Unknown |
| Silverberg Bernstein Capital Management CRD: 327151 | - | 0 | 2 | - | Unknown |
| Silverbox Securities LLC CRD: 327513 | ID | 0 | 4 | A | Active |
| Silverbrook Capital CRD: 171054 | - | 0 | 0 | - | Unknown |
| Silverbrook Investment Advisors, Inc. CRD: 153911 | - | 0 | 1 | - | Unknown |
| Silvercoast Partners CRD: 284769 | - | 0 | 0 | - | Unknown |
| Silvercrest Distributors LLC CRD: 139838 | - | 1 | 0 | B | INACTIVE |
| Silverfern Capital Management, LLC CRD: 160308 | - | 0 | 0 | - | Unknown |
| Silverhaven Strategic Wealth, LLC CRD: 340335 | - | 0 | 2 | - | Unknown |
| Silverhawk Capital Partners, LLC CRD: 161678 | - | 0 | 1 | - | Unknown |
| Silveria Wealth Group, LLC CRD: 337591 | - | 0 | 2 | - | Unknown |
| Silverlake Portfolio Advisors LLC CRD: 175210 | - | 0 | 1 | - | Unknown |
| Silverlake Wealth Management LLC CRD: 165525 | - | 0 | 3 | - | Unknown |
| Silverleaf Advisor Group, LLC CRD: 286071 | - | 0 | 0 | - | Unknown |
| Silverleaf Investment Group, LLC CRD: 146086 | - | 0 | 2 | - | Unknown |
| Silverleaf Venture Partners, LLC CRD: 300581 | - | 0 | 1 | - | Unknown |
| Silverman Securities Group, Inc. CRD: 32763 | - | 0 | 0 | A | INACTIVE |
| Silverman Ungar, Incorporated CRD: 14247 | - | 0 | 0 | A | INACTIVE |
| Silverman, Andrew CRD: 131691 | - | 0 | 2 | - | Unknown |
| Silverman, Gary R CRD: 114979 | - | 0 | 0 | A | INACTIVE |
| Silvermark Partners LLC CRD: 137898 | TN | 0 | 3 | A | Active |
| Silvermill, LLC CRD: 299958 | - | 0 | 0 | - | Unknown |
| Silvernail Capital, LLC CRD: 175334 | - | 0 | 0 | - | Unknown |
| Silverpeak Real Estate Partners L.P. CRD: 156018 | - | 0 | 1 | - | Unknown |
| Silverpeak Strategic Capital LLC CRD: 341408 | - | 0 | 1 | - | Unknown |
| Silverpeak Wealth Advisors CRD: 170732 | - | 0 | 1 | - | Unknown |
| Silverpepper LLC CRD: 164452 | - | 0 | 0 | - | Unknown |
| Silversage Advisors CRD: 125820 | - | 0 | 0 | - | Unknown |
| Silversea Capital, LLC CRD: 318331 | - | 0 | 1 | - | Unknown |
| Silverstein Financial Services, Inc. CRD: 10723 | - | 0 | 0 | A | INACTIVE |
| Silverstein Investments,Inc. CRD: 14472 | - | 0 | 0 | A | INACTIVE |
| Silverstone Financial LLC CRD: 316845 | - | 0 | 2 | - | Unknown |
| Silverstone Private Wealth CRD: 338605 | - | 0 | 1 | - | Unknown |