Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Silverstreet Capital Agricultural Advisors Limited CRD: 299112 | - | 0 | 0 | - | Unknown |
| Silverton Management, L.L.C. CRD: 162844 | - | 0 | 1 | - | Unknown |
| Silvertop Capital, LLC CRD: 310756 | - | 0 | 0 | - | Unknown |
| Silverwest Hotels LLC CRD: 175360 | - | 0 | 0 | - | Unknown |
| Silverwood Partners CRD: 115589 | MA | 0 | 2 | A | Active |
| Silvestri Financial and TAX Advisors, Inc CRD: 306571 | - | 0 | 1 | - | Unknown |
| Silvia Mccoll Wealth Management, LLC CRD: 295339 | - | 0 | 1 | - | Unknown |
| Silvis Financial CRD: 298535 | - | 0 | 1 | - | Unknown |
| Silvo Planning LLC CRD: 307638 | - | 0 | 0 | - | Unknown |
| SIM Advisors (USA) LLC CRD: 304467 | - | 0 | 0 | - | Unknown |
| SIM Orphan, LLC CRD: 301473 | - | 0 | 1 | - | Unknown |
| Sima Retirement Solutions, LLC CRD: 286030 | - | 0 | 1 | - | Unknown |
| Sima Wealth Partners, LLC CRD: 159943 | - | 0 | 1 | - | Unknown |
| Simaan Investment Management, L.L.C. CRD: 289547 | - | 0 | 1 | - | Unknown |
| Simansky Investments, LLC CRD: 124755 | - | 0 | 1 | - | Unknown |
| Simarian Enterprises LLC CRD: 167269 | - | 0 | 0 | - | Unknown |
| Simaris Financial CRD: 300386 | - | 0 | 1 | - | Unknown |
| Simba Capital Management CRD: 309681 | - | 0 | 1 | - | Unknown |
| Simco CRD: 36979 | - | 1 | 0 | B | INACTIVE |
| Simco CRD: 299565 | - | 0 | 0 | - | Unknown |
| Simco CRD: 341001 | - | 0 | 1 | - | Unknown |
| Simco Financial CRD: 336660 | - | 0 | 1 | - | Unknown |
| Simcor Equities, Inc. CRD: 14958 | - | 0 | 0 | A | INACTIVE |
| Simeon Capital LLC CRD: 322389 | - | 0 | 0 | - | Unknown |
| Simha Partners LLC CRD: 338640 | - | 0 | 1 | - | Unknown |
| Simian Capital LLC CRD: 288651 | - | 0 | 0 | - | Unknown |
| Simian LLC CRD: 336497 | - | 0 | 1 | - | Unknown |
| Simmers Capital Management Corporation CRD: 29960 | - | 1 | 0 | B | INACTIVE |
| Simmons & Associates, LLC CRD: 129188 | - | 0 | 2 | - | Unknown |
| Simmons & Bishop Co. Inc. CRD: 14300 | - | 7 | 0 | D | INACTIVE |
| Simmons & Company International CRD: 23974 | - | 3 | 0 | C | INACTIVE |
| Simmons Capital Group CRD: 281122 | - | 0 | 5 | - | Unknown |
| Simmons Financial Services, Inc. CRD: 132218 | - | 0 | 1 | - | Unknown |
| Simmons First Investment Group, Inc. CRD: 47439 | - | 2 | 0 | B | INACTIVE |
| Simmons First Investment Group, Inc. CRD: 130710 | - | 0 | 0 | A | INACTIVE |
| Simmons L E & Associates Inc CRD: 107599 | - | 0 | 1 | - | Unknown |
| Simmons-Green Financial Services, Inc. CRD: 10393 | - | 0 | 0 | A | INACTIVE |
| Simms Securities, Inc. CRD: 15112 | - | 0 | 0 | A | INACTIVE |
| Simneer Capital GP, LLC CRD: 317169 | - | 0 | 1 | - | Unknown |
| Simon Capital Management CRD: 132581 | - | 0 | 0 | - | Unknown |
| Simon Markets LLC CRD: 290965 | - | 0 | 0 | A | INACTIVE |
| Simon Quick Advisors, LLC CRD: 132330 | - | 0 | 30 | - | Unknown |
| Simon Securities, Inc. CRD: 16746 | - | 8 | 0 | D | INACTIVE |
| Simonet Financial Group, LLC CRD: 283561 | - | 0 | 1 | - | Unknown |
| Simons Financial Network CRD: 165334 | - | 0 | 1 | - | Unknown |
| Simonton Securities Corporation CRD: 11623 | - | 0 | 0 | A | INACTIVE |
| Simple Financial Solutions LLC CRD: 339417 | - | 0 | 2 | - | Unknown |
| Simple Financial Solutions, LLC CRD: 150380 | - | 0 | 0 | - | Unknown |
| Simple Financial, LLC CRD: 321616 | - | 0 | 7 | - | Unknown |
| Simple Life Financial CRD: 142992 | - | 0 | 2 | - | Unknown |