Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Sinewave Ventures, LLC CRD: 281260 | - | 0 | 1 | - | Unknown |
| Sine~Wave Technology Inc. CRD: 175203 | - | 0 | 0 | - | Unknown |
| Singapore Goku Technologies PTE. Ltd. CRD: 335184 | - | 0 | 0 | - | Unknown |
| Singer & Company Securities, Inc. CRD: 6889 | - | 0 | 0 | A | INACTIVE |
| Singer & Friedlander Securities Inc. CRD: 44188 | - | 0 | 0 | A | INACTIVE |
| Singer & Mackie, Inc. CRD: 3421 | - | 0 | 0 | A | INACTIVE |
| Singer Capital Investments, Inc. CRD: 16356 | - | 0 | 0 | A | INACTIVE |
| Singer Wealth Advisors Inc. CRD: 170470 | - | 0 | 0 | - | Unknown |
| Singer Wealth Advisors LLC CRD: 317218 | - | 0 | 9 | - | Unknown |
| Singer Wealth Management CRD: 299603 | - | 0 | 2 | - | Unknown |
| Singer Xenos Schechter Sosler Wealth Management CRD: 106445 | - | 0 | 0 | - | Unknown |
| Singer Xenos Securities, Corp. CRD: 115856 | - | 0 | 0 | A | INACTIVE |
| Singer, Howard S. CRD: 173532 | - | 0 | 0 | - | Unknown |
| Singerman Real Estate Management Company, L.P. CRD: 168331 | - | 0 | 1 | - | Unknown |
| Singh Advisory, LLC CRD: 319516 | - | 0 | 0 | - | Unknown |
| Singh Capital Partners CRD: 329088 | - | 0 | 1 | - | Unknown |
| Singh PWM LLC CRD: 326033 | - | 0 | 2 | - | Unknown |
| Singh, Shashi S. CRD: 137006 | - | 0 | 0 | - | Unknown |
| Single a Capital, LLC CRD: 286547 | - | 0 | 1 | - | Unknown |
| Single Point Partners CRD: 163793 | - | 0 | 1 | - | Unknown |
| Single Track Capital CRD: 156703 | - | 0 | 0 | - | Unknown |
| Single Track Financial, Inc. CRD: 127318 | - | 0 | 2 | - | Unknown |
| Singpoli Private Wealth, Inc. CRD: 285868 | - | 0 | 0 | - | Unknown |
| Singpoli Wealth Management LLC CRD: 137889 | - | 0 | 0 | A | INACTIVE |
| Singular Capital Partners CRD: 329908 | - | 0 | 0 | - | Unknown |
| Singularity Financial Services LLC CRD: 306151 | - | 0 | 0 | - | Unknown |
| Sinopac Financial Services (USA) Ltd. CRD: 106464 | - | 1 | 0 | B | INACTIVE |
| Sinopac Securities (USA) Ltd. CRD: 104437 | - | 0 | 0 | A | INACTIVE |
| Sinopoli & Sinopoli Financial Services, LLC CRD: 118559 | - | 0 | 2 | - | Unknown |
| Sinova Capital, LLC CRD: 139851 | - | 1 | 0 | B | INACTIVE |
| Sinovation (HK) Investment Management Co., Limited CRD: 330180 | - | 0 | 0 | - | Unknown |
| Sintra Capital Corp CRD: 113059 | - | 0 | 1 | - | Unknown |
| Sintra Financial Services, Inc. CRD: 36303 | - | 3 | 0 | C | INACTIVE |
| Sinzer, John Paul CRD: 113850 | - | 0 | 0 | A | INACTIVE |
| SIO Capital Management, LLC CRD: 165989 | - | 0 | 1 | - | Unknown |
| Siol Wealth Advisors CRD: 329032 | - | 0 | 2 | - | Unknown |
| SIP Capital CRD: 335856 | - | 0 | 1 | - | Unknown |
| SIP Financial Services CRD: 144985 | - | 0 | 1 | - | Unknown |
| SIP Global Opportunity Manager LLC CRD: 318547 | - | 0 | 1 | - | Unknown |
| SIP Global Tech Opportunity 2 Manager LLC CRD: 318550 | - | 0 | 0 | - | Unknown |
| SIP Global Tech Opportunity Manager 5 LLC CRD: 323395 | - | 0 | 0 | - | Unknown |
| SIP Global Tech Opportunity Manager LLC CRD: 316113 | - | 0 | 0 | - | Unknown |
| SIP Nordic America LLC CRD: 153094 | - | 0 | 0 | A | INACTIVE |
| Sipco CRD: 134780 | - | 0 | 0 | - | Unknown |
| Sipherd Wealth Management, LLC CRD: 150011 | - | 0 | 1 | - | Unknown |
| Siprana Capital, LLC CRD: 170589 | - | 0 | 0 | - | Unknown |
| SIR Capital Management L.P. CRD: 161096 | - | 0 | 1 | - | Unknown |
| Sire Line Capital Management LLC CRD: 151938 | - | 0 | 1 | - | Unknown |
| Siri Wealth Management, LLC CRD: 277067 | - | 0 | 0 | - | Unknown |
| Siridean Advisors LLC CRD: 147313 | - | 0 | 0 | - | Unknown |