Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Siris Capital Group, LLC CRD: 157798 | - | 0 | 1 | - | Unknown |
| Sirius Edge Advisors, Inc. CRD: 171342 | - | 0 | 0 | - | Unknown |
| Sirius Partners, L.P. CRD: 160899 | - | 0 | 0 | - | Unknown |
| Sirius Trading Partners LLC CRD: 342484 | - | 0 | 1 | - | Unknown |
| Sirius Wealth Management Strategies, LLC CRD: 147418 | - | 0 | 1 | - | Unknown |
| Sirmium Capital, LLC CRD: 167682 | - | 0 | 1 | - | Unknown |
| Sirocco Partners, LLC CRD: 332835 | - | 0 | 1 | - | Unknown |
| Sirohi Capital LLC CRD: 151683 | - | 0 | 0 | - | Unknown |
| Sisk Investment Services, Inc. CRD: 19406 | - | 4 | 0 | C | INACTIVE |
| Sisu Capital Limited CRD: 160958 | - | 0 | 0 | - | Unknown |
| Sisu Capital LLC CRD: 169444 | - | 0 | 0 | - | Unknown |
| Sisu Management LLC CRD: 335577 | - | 0 | 1 | - | Unknown |
| Sisung Investment Management Services LLC CRD: 107318 | - | 0 | 1 | - | Unknown |
| Sisung Securities Corporation CRD: 25752 | LA | 2 | 3 | B | Active |
| Sisung Securities, Inc. CRD: 16437 | - | 0 | 0 | A | INACTIVE |
| SIT Fixed Income Advisors II, LLC CRD: 108271 | - | 0 | 1 | - | Unknown |
| SIT Investment Associates, Inc CRD: 105725 | - | 0 | 1 | - | Unknown |
| SIT Investment Fixed Income Advisors, Inc. CRD: 106065 | - | 0 | 0 | - | Unknown |
| Sitevestment Fund I GP, LLC CRD: 284452 | - | 0 | 1 | - | Unknown |
| Sitman, Freed & Co. LLP CRD: 139541 | - | 0 | 1 | - | Unknown |
| Sitter, Rodney Wayne CRD: 34063 | - | 0 | 0 | A | INACTIVE |
| Sittner & Nelson, LLC CRD: 309757 | - | 0 | 1 | - | Unknown |
| Situs Capital Management LLC CRD: 159007 | - | 0 | 0 | A | INACTIVE |
| Situsamc Real Estate Valuation Services, LLC CRD: 106747 | - | 0 | 1 | - | Unknown |
| Situsamc Risk Advisors, LLC CRD: 285555 | - | 0 | 3 | - | Unknown |
| Sitzmann Securities Corporation CRD: 17619 | - | 0 | 0 | A | INACTIVE |
| Sivel Capital Management, Inc CRD: 122356 | - | 0 | 0 | - | Unknown |
| Siver Financial Services CRD: 155097 | - | 0 | 0 | - | Unknown |
| Sivia Capital Partners, LLC CRD: 170413 | - | 0 | 2 | - | Unknown |
| Sivik Global Healthcare, LLC CRD: 168918 | - | 0 | 1 | - | Unknown |
| Siwa Capital LLC CRD: 337814 | - | 0 | 1 | - | Unknown |
| SIX Columns Capital, LP CRD: 306039 | - | 0 | 0 | - | Unknown |
| SIX Nations Trading, LLC CRD: 46986 | - | 0 | 0 | A | INACTIVE |
| SIX Sigma Wealth Advisors, LLC CRD: 290674 | - | 0 | 1 | - | Unknown |
| SIX Twelve Capital Management LLC CRD: 308059 | - | 0 | 1 | - | Unknown |
| Sixhydra Capital, LLC CRD: 292751 | - | 0 | 0 | - | Unknown |
| Sixpoint Partners LLC CRD: 146067 | - | 1 | 0 | B | INACTIVE |
| Sixson Associates LLC CRD: 171762 | - | 0 | 0 | - | Unknown |
| Sixteen Securities, Inc. CRD: 104025 | - | 0 | 0 | A | INACTIVE |
| Sixteenth Street Capital PTE. Ltd. CRD: 296055 | - | 0 | 0 | - | Unknown |
| Sixth Millennium Venture Partners Management, LLC CRD: 340657 | - | 0 | 0 | - | Unknown |
| Sixth Sense Securities, LP CRD: 125208 | - | 0 | 0 | A | INACTIVE |
| Sixth Street Advisers, LLC CRD: 159014 | - | 0 | 1 | - | Unknown |
| Sixth Street BD, LLC CRD: 281933 | NY | 0 | 5 | A | Active |
| Sixth Street Lending Partners Advisers, LLC CRD: 320821 | - | 0 | 1 | - | Unknown |
| Sixth Street Specialty Lending Advisers, LLC CRD: 155006 | - | 0 | 1 | - | Unknown |
| Sixthirty Ventures CRD: 297285 | - | 0 | 1 | - | Unknown |
| Sixty8 Capital CRD: 315317 | - | 0 | 1 | - | Unknown |
| Sizemore Capital Management, LLC CRD: 146961 | - | 0 | 3 | - | Unknown |
| Sizemore Financial Services CRD: 125296 | - | 0 | 1 | - | Unknown |