Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| SJ Boyle Wealth Planning, LLC CRD: 174158 | - | 0 | 1 | - | Unknown |
| SJ Bridge Capital, Inc. CRD: 298798 | - | 0 | 0 | - | Unknown |
| SJ Capital Management LLC CRD: 154857 | - | 0 | 1 | - | Unknown |
| SJ Capital, Inc. CRD: 16081 | - | 0 | 0 | A | INACTIVE |
| SJ Financial Services, LLC CRD: 125224 | - | 0 | 0 | - | Unknown |
| SJ Financial Services, LLC CRD: 137435 | - | 0 | 0 | - | Unknown |
| Sjas, LLC CRD: 106458 | - | 0 | 0 | A | INACTIVE |
| Sjbenen Advisory, LLC CRD: 283153 | - | 0 | 2 | - | Unknown |
| SJC Capital Advisors LLC CRD: 159513 | - | 0 | 1 | - | Unknown |
| SJF Management LLC CRD: 163253 | - | 0 | 1 | - | Unknown |
| SJHL Financial Group CRD: 285946 | - | 0 | 7 | - | Unknown |
| SJI Financial Services Inc. CRD: 115922 | - | 0 | 0 | - | Unknown |
| SJK Financial Planning, L.L.C. CRD: 173268 | - | 0 | 0 | - | Unknown |
| SJL Capital LLC CRD: 282774 | - | 0 | 0 | - | Unknown |
| SJL Financial LLC CRD: 315477 | - | 0 | 1 | - | Unknown |
| Sjolund Financial Services CRD: 158765 | - | 0 | 0 | - | Unknown |
| SJS Investment Services CRD: 107219 | - | 0 | 12 | - | Unknown |
| SJW Investments, LLC CRD: 321155 | - | 0 | 1 | - | Unknown |
| SK Advisor Network, LLC CRD: 317533 | - | 0 | 2 | - | Unknown |
| SK Capital Partners CRD: 161487 | - | 0 | 1 | - | Unknown |
| SK Group, Inc CRD: 106513 | - | 0 | 0 | - | Unknown |
| SK Research CRD: 171064 | - | 0 | 0 | - | Unknown |
| SK Securities, L.L.C. CRD: 46470 | - | 0 | 0 | A | INACTIVE |
| SK Telecom Venture Capital GP, LLC CRD: 163522 | - | 0 | 0 | - | Unknown |
| SK Telecom Venture Capital, LLC CRD: 296804 | - | 0 | 1 | - | Unknown |
| SK Wealth Management, LLC CRD: 109114 | - | 0 | 1 | - | Unknown |
| SKA Financial Services,Inc. CRD: 107348 | - | 0 | 2 | - | Unknown |
| SKA Investments LLC CRD: 313180 | - | 0 | 0 | - | Unknown |
| SKA Securities, Inc. CRD: 113852 | OH | 0 | 2 | A | Active |
| Skaana Management L.P. CRD: 311817 | - | 0 | 1 | - | Unknown |
| Skadvisors, LLC CRD: 133532 | - | 0 | 2 | - | Unknown |
| Skaife & Company CRD: 774 | - | 0 | 0 | A | INACTIVE |
| Skale Investments LLC CRD: 322396 | - | 0 | 1 | - | Unknown |
| Skale Investments, PTE. Ltd. CRD: 168427 | - | 0 | 0 | - | Unknown |
| Skandia Securities Americas, Inc. CRD: 126822 | - | 0 | 0 | A | INACTIVE |
| Skarven Advisors LLC CRD: 119369 | - | 0 | 0 | A | INACTIVE |
| SKB Advisory, LLC CRD: 304778 | - | 0 | 2 | - | Unknown |
| SKB Corboy, Inc CRD: 37172 | - | 0 | 0 | A | INACTIVE |
| SKB Securities CRD: 38761 | - | 0 | 0 | A | INACTIVE |
| SKB Securities, Inc. CRD: 19913 | - | 0 | 0 | A | INACTIVE |
| Skba Capital Management, LLC CRD: 108542 | - | 0 | 1 | - | Unknown |
| SKC Financial Planners, Inc. CRD: 105249 | - | 0 | 0 | - | Unknown |
| Skeffington Securities, L.L.C. CRD: 103700 | - | 0 | 0 | A | INACTIVE |
| Skela Financial CRD: 336563 | - | 0 | 2 | - | Unknown |
| Skeldale Capital, LLC CRD: 147214 | - | 0 | 0 | - | Unknown |
| Skewviews, LLC CRD: 290129 | - | 0 | 0 | - | Unknown |
| SKG Capital Advisors, LLC CRD: 286554 | - | 0 | 3 | - | Unknown |
| SKG Group, LLC CRD: 153209 | - | 0 | 0 | - | Unknown |
| SKG Investment Services, LLC CRD: 131685 | - | 0 | 1 | - | Unknown |
| Skibek Wealth Management CRD: 322652 | - | 0 | 1 | - | Unknown |