Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Skidmore Advisory Services, Inc. CRD: 166423 | - | 0 | 1 | - | Unknown |
| Skidmore, Riddle, Blanchard & Doyle Securities, In… CRD: 17517 | - | 0 | 0 | A | INACTIVE |
| Skilbrum Advisers LLC CRD: 288725 | - | 0 | 0 | - | Unknown |
| Skill Capital Management CRD: 146111 | - | 0 | 1 | - | Unknown |
| Skillman Siewert Incorporated CRD: 14996 | - | 0 | 0 | A | INACTIVE |
| Skinner Advisory, Ltd. CRD: 123643 | - | 0 | 2 | - | Unknown |
| Skinner Financial Services CRD: 330985 | - | 0 | 1 | - | Unknown |
| Skinner, Copper & Ehmen Wealth Management, LLC CRD: 159255 | - | 0 | 6 | - | Unknown |
| Skinx, LLC CRD: 309296 | - | 0 | 0 | - | Unknown |
| Skipjack Capital CRD: 289334 | - | 0 | 0 | - | Unknown |
| Skipjack Financial CRD: 332271 | - | 0 | 1 | - | Unknown |
| Skiver Investment Services CRD: 293983 | - | 0 | 1 | - | Unknown |
| SKJ Capital LLC CRD: 314108 | - | 0 | 1 | - | Unknown |
| SKKY Partners, LP CRD: 325101 | - | 0 | 0 | - | Unknown |
| Skloff Financial Group CRD: 139475 | - | 0 | 1 | - | Unknown |
| SKM Capital, LLC CRD: 335761 | - | 0 | 1 | - | Unknown |
| SKM Professional Services, Inc. CRD: 172100 | - | 0 | 1 | - | Unknown |
| SKM Wealth Management, LLC CRD: 337373 | - | 0 | 1 | - | Unknown |
| Skoczek & Associates, LLC CRD: 141365 | - | 0 | 0 | - | Unknown |
| SKP Wealth CRD: 331673 | - | 0 | 1 | - | Unknown |
| Skrimshaw Investment Management, LLC CRD: 150779 | - | 0 | 0 | - | Unknown |
| Skrobonja Wealth Management, LLC CRD: 323899 | - | 0 | 1 | - | Unknown |
| SKS Construction, Inc CRD: 137540 | - | 0 | 0 | - | Unknown |
| SKTY II, LLC CRD: 129047 | - | 1 | 0 | B | INACTIVE |
| Skurdal, A.J. CRD: 153725 | - | 0 | 0 | - | Unknown |
| SKY Alpha Asset Advisors CRD: 295839 | - | 0 | 1 | - | Unknown |
| SKY Creek Capital Management CRD: 315654 | - | 0 | 0 | - | Unknown |
| SKY Harbor Capital Management, LLC CRD: 159020 | - | 0 | 0 | - | Unknown |
| SKY Investment Group LLC CRD: 134001 | - | 0 | 3 | - | Unknown |
| SKY Island Capital CRD: 305087 | - | 0 | 2 | - | Unknown |
| SKY Life Sciences Capital, LP CRD: 341184 | - | 0 | 1 | - | Unknown |
| SKY RE Partners, LLC CRD: 332232 | - | 0 | 1 | - | Unknown |
| SKY Ridge Wealth Management LLC CRD: 285137 | - | 0 | 2 | - | Unknown |
| SKY Vision Wealth Management Corp. CRD: 317320 | - | 0 | 1 | - | Unknown |
| SKY Vision Wealth, LLC CRD: 317010 | - | 0 | 1 | - | Unknown |
| SKY Zone Capital LLP CRD: 300590 | - | 0 | 0 | - | Unknown |
| SKY-Mountain Capital Management CRD: 312915 | - | 0 | 2 | - | Unknown |
| SKY9 Capital Ltd. CRD: 283136 | - | 0 | 0 | - | Unknown |
| SKY9 Capital MVP Ltd CRD: 301818 | - | 0 | 0 | - | Unknown |
| Skybound Wealth USA CRD: 313358 | - | 0 | 3 | - | Unknown |
| Skybox Financial Group LLC CRD: 148939 | - | 0 | 3 | - | Unknown |
| Skycatcher, LLC CRD: 281586 | - | 0 | 0 | - | Unknown |
| Skye Advisors LLC CRD: 291538 | - | 0 | 0 | - | Unknown |
| Skye Financial Consulting CRD: 287549 | - | 0 | 0 | - | Unknown |
| Skye Global Management LP CRD: 283493 | - | 0 | 1 | - | Unknown |
| Skyebanc, Inc. CRD: 44164 | - | 1 | 0 | B | INACTIVE |
| Skyfire Management LLC CRD: 330274 | - | 0 | 1 | - | Unknown |
| Skyforest Capital, LLC CRD: 314315 | - | 0 | 0 | - | Unknown |
| Skygate Financial Group, LLC CRD: 159800 | - | 0 | 0 | - | Unknown |
| Skyhouse Capital, LLC CRD: 300741 | - | 0 | 0 | - | Unknown |