Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Skyknight Capital, L.P. CRD: 281570 | - | 0 | 1 | - | Unknown |
| Skyland Capital LLC CRD: 168072 | - | 0 | 0 | - | Unknown |
| Skylands Capital, LLC CRD: 131183 | - | 0 | 2 | - | Unknown |
| Skylark Private Equity Partners, LP CRD: 315174 | - | 0 | 1 | - | Unknown |
| Skylark Wealth, LLC CRD: 283522 | - | 0 | 1 | - | Unknown |
| Skyline Advisors, Inc. CRD: 188511 | - | 0 | 1 | - | Unknown |
| Skyline Asset Management, L.P. CRD: 106356 | - | 0 | 0 | - | Unknown |
| Skyline Financial Northwest CRD: 146844 | - | 0 | 1 | - | Unknown |
| Skyline IM, Ltd. CRD: 338446 | - | 0 | 1 | - | Unknown |
| Skyline Investment Service CRD: 15952 | - | 0 | 0 | A | INACTIVE |
| Skyline Securities,Inc. CRD: 11067 | - | 0 | 0 | A | INACTIVE |
| Skyline Ventures CRD: 162577 | - | 0 | 0 | - | Unknown |
| Skyline Wealth Management CRD: 342275 | - | 0 | 1 | - | Unknown |
| Skyliner LLC CRD: 128065 | - | 0 | 0 | A | INACTIVE |
| Skymark Advisors LLC CRD: 290428 | - | 0 | 1 | - | Unknown |
| Skyoak Capital, Inc. CRD: 154248 | - | 0 | 2 | - | Unknown |
| Skyoak Wealth CRD: 299564 | - | 0 | 6 | - | Unknown |
| Skyrank CRD: 126954 | - | 0 | 0 | - | Unknown |
| Skyrise Financial CRD: 340203 | - | 0 | 2 | - | Unknown |
| Skyriver Ventures CRD: 320726 | - | 0 | 1 | - | Unknown |
| Skyrock Advisor Group, LLC CRD: 323575 | - | 0 | 1 | - | Unknown |
| Skyrocket Real Estate CRD: 312895 | - | 0 | 0 | - | Unknown |
| Skysail Wealth Management LLC CRD: 309367 | - | 0 | 1 | - | Unknown |
| Skysphere LLC CRD: 162967 | - | 0 | 1 | - | Unknown |
| Skystone Securities, LLC CRD: 131953 | - | 0 | 0 | A | INACTIVE |
| SKYSX Global Limited CRD: 340153 | - | 0 | 1 | - | Unknown |
| Skytale Group MB, LLC CRD: 333389 | - | 0 | 1 | - | Unknown |
| Skytop Advisors, LLC CRD: 153636 | - | 0 | 0 | - | Unknown |
| Skyview Equity Group Management LP CRD: 343285 | - | 0 | 1 | - | Unknown |
| Skyview Financial Group, LLC CRD: 310581 | - | 0 | 1 | - | Unknown |
| Skyview Investment Advisors, LLC CRD: 286353 | - | 0 | 3 | - | Unknown |
| Skyview Investment Banking CRD: 135073 | - | 0 | 0 | A | INACTIVE |
| Skyview Pinnacle CRD: 338282 | - | 0 | 1 | - | Unknown |
| Skyview SV2 Management, LLC CRD: 319067 | - | 0 | 1 | - | Unknown |
| Skyview Wealth Management, LLC CRD: 171077 | - | 0 | 0 | - | Unknown |
| Skywalker Venture Partners CRD: 329522 | - | 0 | 1 | - | Unknown |
| Skyward Trading LLC CRD: 338032 | - | 0 | 1 | - | Unknown |
| Skywood Capital Investment I GP, LLC CRD: 282720 | - | 0 | 0 | - | Unknown |
| Skyworks Securities, LLC CRD: 128985 | CT | 0 | 2 | A | Active |
| SKYY Financial Group, LLC CRD: 282593 | - | 0 | 1 | - | Unknown |
| SL Advisors, LLC CRD: 151495 | - | 0 | 3 | - | Unknown |
| SL Capital CRD: 328450 | - | 0 | 1 | - | Unknown |
| SL Capital Management CRD: 282030 | - | 0 | 0 | - | Unknown |
| SL Distributors, Inc. CRD: 127977 | - | 0 | 0 | A | INACTIVE |
| SL Hare Capital, Inc. CRD: 143019 | - | 3 | 0 | C | INACTIVE |
| Sladek & Witek, LLP CRD: 127247 | - | 0 | 1 | - | Unknown |
| Slagel Investment Management CRD: 118726 | - | 0 | 2 | - | Unknown |
| Slagle Financial, LLC. CRD: 149976 | - | 0 | 5 | - | Unknown |
| Slalom Wealth Management, LLC CRD: 292207 | - | 0 | 1 | - | Unknown |
| Slate Advisory Service (US) LLC CRD: 310404 | - | 0 | 1 | - | Unknown |