Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Slate Capital LLC CRD: 126762 | - | 0 | 0 | A | INACTIVE |
| Slate Creek Capital, LLC CRD: 301857 | - | 0 | 0 | - | Unknown |
| Slate Hill, Ltd CRD: 168509 | - | 0 | 0 | - | Unknown |
| Slate Path Capital LP CRD: 164751 | - | 0 | 1 | - | Unknown |
| Slate Peak Financial Services, LLC CRD: 295223 | - | 0 | 1 | - | Unknown |
| Slate Property Group CRD: 332260 | - | 0 | 1 | - | Unknown |
| Slated Advisors, LLC CRD: 192521 | - | 0 | 0 | - | Unknown |
| Slated Analytics, LLC CRD: 281738 | - | 0 | 1 | - | Unknown |
| Slated Securities, LLC CRD: 168668 | - | 0 | 0 | A | INACTIVE |
| Slaten Wealth Management CRD: 154550 | - | 0 | 0 | - | Unknown |
| Slaten Wealth Management CRD: 322802 | - | 0 | 1 | - | Unknown |
| Slater & Company Securities, Inc. CRD: 18886 | - | 0 | 0 | A | INACTIVE |
| Slater Capital Partners CRD: 342803 | - | 0 | 1 | - | Unknown |
| Slater Financial Corporation CRD: 15965 | - | 0 | 0 | A | INACTIVE |
| Slater Securities, LLC CRD: 110195 | - | 0 | 0 | A | INACTIVE |
| Slater Tompkins Legacy, LLC CRD: 341021 | - | 0 | 2 | - | Unknown |
| Slater Wealth Planning LLC CRD: 298158 | - | 0 | 0 | - | Unknown |
| Slatery Securities Group, Inc. CRD: 10015 | - | 0 | 0 | A | INACTIVE |
| Slatestone Private Client CRD: 304249 | - | 0 | 0 | - | Unknown |
| Slatestone Wealth LLC CRD: 286669 | - | 0 | 9 | - | Unknown |
| Slaton Capital Advisors CRD: 306564 | - | 0 | 1 | - | Unknown |
| Slauson & Co. Management, L.L.C. CRD: 312396 | - | 0 | 1 | - | Unknown |
| Slava Ventures, LLC CRD: 322249 | - | 0 | 1 | - | Unknown |
| Slavic Mutual Funds Management Corp. CRD: 113833 | - | 0 | 2 | - | Unknown |
| Slavic Wealth Management, Inc. CRD: 327929 | - | 0 | 1 | - | Unknown |
| Slawsky, Albert CRD: 285819 | - | 0 | 0 | - | Unknown |
| Slayden Diehl & Company CRD: 104849 | - | 0 | 0 | - | Unknown |
| Slaydon Investments, Inc. CRD: 16254 | - | 0 | 0 | A | INACTIVE |
| Slayton Lewis Inc CRD: 114596 | - | 0 | 1 | - | Unknown |
| Slayton,Pontuis & Co.,Inc. CRD: 11071 | - | 0 | 0 | A | INACTIVE |
| SLB Advisors, LLC CRD: 322809 | - | 0 | 1 | - | Unknown |
| SLC Management CRD: 109684 | - | 0 | 1 | - | Unknown |
| Slca Capital, LLC CRD: 157895 | - | 0 | 0 | A | INACTIVE |
| SLCF LLC CRD: 323079 | - | 0 | 0 | - | Unknown |
| SLD America Equities, Inc. CRD: 36259 | PA | 1 | 4 | B | Active |
| Sledge and Company Wealth Advisors CRD: 336314 | - | 0 | 1 | - | Unknown |
| Sleeping Giant Capital, LLC CRD: 314903 | - | 0 | 0 | - | Unknown |
| Sleeping Giant Capital, LLC CRD: 334526 | - | 0 | 1 | - | Unknown |
| Sleeve Financial, Inc. CRD: 288908 | - | 0 | 0 | - | Unknown |
| Slewgrass Partners LLC CRD: 315772 | - | 0 | 1 | - | Unknown |
| Slezak, George J. CRD: 135413 | - | 0 | 0 | - | Unknown |
| SLG Limited Partnership CRD: 43433 | - | 0 | 0 | A | INACTIVE |
| SLGG Financial and Insurance Services, LLC CRD: 117736 | - | 0 | 0 | A | INACTIVE |
| Slicespace CRD: 326140 | - | 0 | 0 | - | Unknown |
| Slifka Asset Management CRD: 172951 | - | 0 | 0 | - | Unknown |
| Sligh Financial Group, LLC CRD: 139991 | - | 0 | 0 | - | Unknown |
| Slight Edge Wealth Management LLC. CRD: 320899 | - | 0 | 0 | - | Unknown |
| Slight Edge Wealth Strategies, LLC CRD: 338689 | - | 0 | 2 | - | Unknown |
| Slimco CRD: 324474 | - | 0 | 0 | - | Unknown |
| Sling Trading L.L.C. CRD: 44579 | - | 0 | 0 | A | INACTIVE |