Broker-Dealer Firms
27,152 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 25,250 (93.0%)
B 1,138 (4.2%)
C 402 (1.5%)
D 271 (1.0%)
F 91 (0.3%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| E-Knox Trading, L.P. CRD: 113773 | — | 0 | 0 | A | INACTIVE |
| E-W Investments, Inc. CRD: 17463 | — | 2 | 0 | B | INACTIVE |
| E-Wealth Partners CRD: 327053 | — | 0 | 1 | A | Unknown |
| E. a. Buck Co., Inc. CRD: 8587 | — | 0 | 0 | A | INACTIVE |
| E. a. Horwitz LLC CRD: 165561 | — | 0 | 6 | A | Unknown |
| E. Agustoni, Golden Eagle Services CRD: 169306 | — | 0 | 0 | A | Unknown |
| E. Batoff & Co., Inc. CRD: 124815 | — | 0 | 3 | A | Unknown |
| E. C. G. Securities, Inc. CRD: 14826 | — | 0 | 0 | A | INACTIVE |
| E. Demmler and Associates CRD: 116281 | — | 0 | 1 | A | Unknown |
| E. E. Powell & Company Inc. CRD: 3063 | PA | 0 | 3 | A | Active |
| E. F. O'reilly, Inc. CRD: 5936 | — | 0 | 0 | A | INACTIVE |
| E. G. Frances Co., Inc. CRD: 7797 | — | 0 | 0 | A | INACTIVE |
| E. H. Boerth Company CRD: 6431 | — | 0 | 0 | A | INACTIVE |
| E. J. Quinn & Co., Inc. CRD: 3114 | — | 0 | 0 | A | INACTIVE |
| E. S. Barr & Company CRD: 107447 | — | 0 | 3 | A | Unknown |
| E. S. Hope Financial CRD: 19885 | — | 3 | 0 | C | INACTIVE |
| E. T. Andrews & Co., Inc. CRD: 1090 | — | 0 | 0 | A | INACTIVE |
| E.A. Moos & Co. L.P. CRD: 7606 | — | 6 | 0 | D | INACTIVE |
| E.A. Sheslow, Inc. CRD: 33844 | — | 0 | 0 | A | INACTIVE |
| E.A. Stewart & Co. CRD: 14751 | — | 0 | 0 | A | INACTIVE |
| E.C. Farnsworth & Company, Inc. CRD: 6772 | — | 0 | 0 | A | INACTIVE |
| E.C.H.O. Financial CRD: 19833 | — | 0 | 0 | A | INACTIVE |
| E.D. & F. MAN International Inc. CRD: 36460 | — | 0 | 0 | A | INACTIVE |
| E.F. Daly Financial Group CRD: 20434 | — | 0 | 0 | A | INACTIVE |
| E.F. Hutton & Co. LLC CRD: 322687 | NY | 0 | 3 | A | Active |
| E.F. Kelly & Company CRD: 13283 | — | 0 | 0 | A | INACTIVE |
| E.F. Martin & Company, Inc. CRD: 23063 | — | 0 | 0 | A | INACTIVE |
| E.G. Jones & Co.,Inc. CRD: 16207 | — | 0 | 0 | A | INACTIVE |
| E.J. DE LA Rosa & Co., Inc. CRD: 25334 | — | 1 | 0 | B | INACTIVE |
| E.J. Nickerson Co. CRD: 282012 | — | 0 | 1 | A | Unknown |
| E.M.R. Enterprises CRD: 17986 | — | 0 | 0 | A | INACTIVE |
| E.R. Keller & Co., Inc. CRD: 10715 | — | 0 | 0 | A | INACTIVE |
| E.R.L Management Inc. CRD: 170440 | — | 0 | 0 | A | Unknown |
| E.S. Lanzaro CRD: 139214 | — | 0 | 0 | A | INACTIVE |
| E.S.M. Securities, Inc. CRD: 7105 | — | 0 | 0 | A | INACTIVE |
| E.V.I. Group Limited, Inc. CRD: 8301 | — | 0 | 0 | A | INACTIVE |
| E.VENTURES Management VI, LLC CRD: 309084 | — | 0 | 1 | A | Unknown |
| E1 Ventures LLC CRD: 334661 | — | 0 | 1 | A | Unknown |
| E14 Management, LLC CRD: 291870 | — | 0 | 1 | A | Unknown |
| E2 Advisory CRD: 312972 | — | 0 | 2 | A | Unknown |
| E2E Financial CRD: 338290 | — | 0 | 1 | A | Unknown |
| E2I Advisors, LLC CRD: 285987 | — | 0 | 0 | A | Unknown |
| E2JDJ CRD: 334699 | — | 0 | 1 | A | Unknown |
| E2M Partners, LLC CRD: 160778 | — | 0 | 0 | A | Unknown |
| E2MC Advisors LLC CRD: 336508 | — | 0 | 1 | A | Unknown |
| E2P CRD: 300436 | — | 0 | 1 | A | Unknown |
| E3 Financial Group, LLC CRD: 128602 | — | 0 | 0 | A | Unknown |
| E6 Portfolios CRD: 326617 | — | 0 | 2 | A | Unknown |
| E62 Capital Management CRD: 284880 | — | 0 | 0 | A | Unknown |
| EA Advisors LLC CRD: 312124 | — | 0 | 0 | A | Unknown |