Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Azure91 Management, LLC CRD: 314488 | - | 0 | 1 | - | Unknown |
| Azurion Capital CRD: 332174 | - | 0 | 0 | - | Unknown |
| Azurite Management LLC CRD: 310225 | - | 0 | 0 | - | Unknown |
| Azzad Asset Management, Inc. CRD: 111291 | - | 0 | 3 | - | Unknown |
| Azzendo Wealth Advisors CRD: 139610 | - | 0 | 1 | - | Unknown |
| Azzendo Wealth Advisors CRD: 145919 | - | 0 | 1 | - | Unknown |
| A|C Management Tech LLC CRD: 333712 | - | 0 | 1 | - | Unknown |
| B & a Sector Watch CRD: 123023 | - | 0 | 2 | - | Unknown |
| B & a Securities Corporation CRD: 14390 | - | 0 | 0 | A | INACTIVE |
| B & B Financial Group, Inc. CRD: 13868 | - | 0 | 0 | A | INACTIVE |
| B & B Financial Planning Co., Inc. CRD: 111628 | - | 0 | 3 | - | Unknown |
| B & B Power Group Advisors, LLC CRD: 295098 | - | 0 | 1 | - | Unknown |
| B & C Planning Services, LLC CRD: 145368 | - | 0 | 0 | - | Unknown |
| B & D Equities Inc. CRD: 6719 | - | 0 | 0 | A | INACTIVE |
| B & E Trading, LLC CRD: 131494 | - | 0 | 0 | A | INACTIVE |
| B & G Option Brokers, Inc. CRD: 34464 | - | 1 | 0 | B | INACTIVE |
| B & K Equity Associates, Ltd. CRD: 14941 | - | 0 | 0 | A | INACTIVE |
| B & L Asset Management, LLC CRD: 124811 | - | 0 | 0 | - | Unknown |
| B & V Advisors, LLC CRD: 148810 | - | 0 | 1 | - | Unknown |
| B & W Southern Resources, Inc. CRD: 43759 | - | 1 | 0 | B | INACTIVE |
| B C Financial Corporation CRD: 13460 | - | 0 | 0 | A | INACTIVE |
| B Capital CRD: 287986 | - | 0 | 1 | - | Unknown |
| B Hive Financial, LLC CRD: 338385 | - | 0 | 2 | - | Unknown |
| B K Management Partners, LLC CRD: 127078 | - | 0 | 0 | A | INACTIVE |
| B ONE Advisors, LLC CRD: 164929 | - | 0 | 0 | - | Unknown |
| B P Financial Associates, LLC. CRD: 166548 | - | 0 | 1 | - | Unknown |
| B Side Partners, LLC CRD: 330652 | - | 0 | 1 | - | Unknown |
| B Ventures Group LLC CRD: 330473 | - | 0 | 1 | - | Unknown |
| B&A Capital, Inc. CRD: 150303 | - | 0 | 0 | A | INACTIVE |
| B&B Options CRD: 33255 | - | 0 | 0 | A | INACTIVE |
| B&B Trading Partners L.L.C. CRD: 44711 | - | 0 | 0 | A | INACTIVE |
| B&C Financial Advisors CRD: 110295 | - | 0 | 2 | - | Unknown |
| B&C Partners LLC CRD: 42840 | - | 0 | 0 | A | INACTIVE |
| B&D Capital Partners, LLC CRD: 314406 | NC | 0 | 2 | A | Active |
| B&E Financial Services CRD: 336816 | - | 0 | 1 | - | Unknown |
| B&E Investment Advisers, Inc. CRD: 129374 | - | 0 | 2 | - | Unknown |
| B&F Investment Strategies CRD: 114777 | - | 0 | 1 | - | Unknown |
| B&I Capital AG CRD: 323077 | - | 0 | 0 | - | Unknown |
| B&L Wealth Group, LLC CRD: 332083 | - | 0 | 2 | - | Unknown |
| B&P Advisors LLC CRD: 175068 | - | 0 | 0 | - | Unknown |
| B&P Financial Services LLC CRD: 315382 | - | 0 | 0 | - | Unknown |
| B&R Investment Services, Inc. CRD: 42676 | - | 0 | 0 | A | INACTIVE |
| B&W CRD: 122954 | - | 0 | 0 | - | Unknown |
| B&W Global LLC CRD: 125277 | - | 2 | 0 | B | INACTIVE |
| B'more General Partner I, LLC CRD: 331284 | - | 0 | 1 | - | Unknown |
| B+ Institutional Services, LLC CRD: 173267 | - | 0 | 0 | - | Unknown |
| B-29 Advisors, LLC CRD: 292096 | - | 0 | 0 | - | Unknown |
| B-F Securities, Inc. CRD: 14679 | - | 0 | 0 | A | INACTIVE |
| B-Flexion Fund Management (Ireland) Limited CRD: 331555 | - | 0 | 0 | - | Unknown |
| B-Flexion Fund Management (Jersey) Limited CRD: 318197 | - | 0 | 0 | - | Unknown |