Broker-Dealer Firms
27,152 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 25,250 (93.0%)
B 1,138 (4.2%)
C 402 (1.5%)
D 271 (1.0%)
F 91 (0.3%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| EA Wealth Management CRD: 174446 | — | 0 | 0 | A | Unknown |
| Eaaa PTE. Limited CRD: 300161 | — | 0 | 0 | A | Unknown |
| EAB Securities, Inc. CRD: 17623 | — | 0 | 0 | A | INACTIVE |
| Eachwin Capital, LP CRD: 171709 | — | 0 | 0 | A | Unknown |
| Eacm Advisors LLC CRD: 132057 | — | 0 | 0 | A | Unknown |
| Eacm Securities Inc. CRD: 19298 | — | 0 | 0 | A | INACTIVE |
| Eadvisor LLC CRD: 173803 | — | 0 | 2 | A | Unknown |
| Eagan Ventures LLC CRD: 312499 | — | 0 | 1 | A | Unknown |
| Eagle Capital Corporation CRD: 14444 | — | 0 | 0 | A | INACTIVE |
| Eagle Cliff Partners CRD: 167503 | — | 0 | 0 | A | Unknown |
| Eagle Equities, Inc. CRD: 10569 | — | 1 | 0 | B | INACTIVE |
| Eagle Equity Holdings, LLC CRD: 285806 | — | 0 | 1 | A | Unknown |
| Eagle Equity Strategies LLC CRD: 282248 | — | 0 | 0 | A | Unknown |
| Eagle EYE Advisors LLC CRD: 311815 | — | 0 | 0 | A | Unknown |
| Eagle EYE Advisory LLC CRD: 138771 | — | 0 | 5 | A | Unknown |
| Eagle EYE Funds, LLC CRD: 331594 | — | 0 | 1 | A | Unknown |
| Eagle Point Enhanced Income Management LLC CRD: 327357 | — | 0 | 1 | A | Unknown |
| Eagle Real Estate Investment Corp. CRD: 10235 | — | 0 | 0 | A | INACTIVE |
| Eagle Strategies Corp CRD: 36707 | — | 0 | 0 | A | INACTIVE |
| Eagle Talon Partners CRD: 311982 | — | 0 | 1 | A | Unknown |
| Eagle Trading Systems Inc. CRD: 150676 | — | 0 | 0 | A | Unknown |
| EAH Advisory CRD: 106748 | — | 0 | 0 | A | Unknown |
| EAM (USA) Ltd. CRD: 283803 | — | 0 | 0 | A | Unknown |
| EAM Capital, LLC CRD: 167278 | — | 0 | 0 | A | Unknown |
| Eames Financial CRD: 118961 | — | 0 | 1 | A | Unknown |
| EAN Equity Financial Services LLC CRD: 117064 | — | 0 | 1 | A | Unknown |
| Earl E. T. Smith CRD: 3430 | — | 0 | 0 | A | INACTIVE |
| Earls Financial CRD: 334284 | — | 0 | 1 | A | Unknown |
| Early Capital, LLC CRD: 174934 | — | 0 | 0 | A | Unknown |
| Early Mcclintic & Mcmillan, LLC CRD: 288427 | — | 0 | 1 | A | Unknown |
| Early, Martin & Moore, Inc. CRD: 17926 | — | 0 | 0 | A | INACTIVE |
| Earndex, LLC CRD: 300023 | — | 0 | 1 | A | Unknown |
| Earned Wealth CRD: 316933 | — | 0 | 0 | A | Unknown |
| Earner Wealth LLC CRD: 330685 | — | 0 | 1 | A | Unknown |
| Earnest Partners, LLC CRD: 107926 | — | 0 | 2 | A | Unknown |
| Earnhardt Co., Inc. CRD: 36209 | — | 0 | 0 | A | INACTIVE |
| Earnings Investment Co. CRD: 136387 | — | 0 | 2 | A | Unknown |
| Earnwell, Inc CRD: 288674 | — | 0 | 0 | A | Unknown |
| Earth Equity Advisors, LLC CRD: 285554 | — | 0 | 0 | A | Unknown |
| Earthly CRD: 287731 | — | 0 | 0 | A | Unknown |
| Earthquake CRD: 324439 | — | 0 | 1 | A | Unknown |
| EAS Trading Group CRD: 109808 | — | 0 | 0 | A | INACTIVE |
| Easan Katir & Company CRD: 18513 | — | 0 | 0 | A | INACTIVE |
| East / West Securities Corp. CRD: 157346 | — | 0 | 0 | A | INACTIVE |
| East BAY Equities LLC CRD: 169822 | — | 0 | 2 | A | Unknown |
| East Capital CRD: 161461 | — | 0 | 0 | A | Unknown |
| East Capital CRD: 335426 | — | 0 | 0 | A | Unknown |
| East END Advisors, LLC CRD: 147144 | — | 0 | 1 | A | Unknown |
| East END Financial Group, Inc. CRD: 110584 | — | 0 | 1 | A | Unknown |
| East END Wealth Management CRD: 160261 | — | 0 | 1 | A | Unknown |