Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| B-Flexion Investments (US) Inc. CRD: 169457 | - | 0 | 0 | A | INACTIVE |
| B-R Securities Corp. CRD: 1270 | - | 0 | 0 | A | INACTIVE |
| B-Trade Services LLC CRD: 41262 | - | 1 | 0 | B | INACTIVE |
| B. C. Ziegler and Company CRD: 61 | IL | 12 | 18 | B | Active |
| B. J. Leonard and Company, Inc. CRD: 62 | - | 0 | 0 | A | INACTIVE |
| B. Laterman & Co., Inc. CRD: 29500 | - | 0 | 0 | A | INACTIVE |
| B. Lively Financial, LLC CRD: 340920 | - | 0 | 1 | - | Unknown |
| B. R. Stickle & Co. CRD: 13108 | - | 0 | 0 | A | INACTIVE |
| B. Rabin and Company CRD: 5888 | - | 0 | 0 | A | INACTIVE |
| B. Riley & Co., LLC CRD: 40355 | - | 6 | 0 | D | INACTIVE |
| B. Riley Alternatives CRD: 292062 | - | 0 | 0 | - | Unknown |
| B. Riley Capital Management CRD: 160510 | - | 0 | 0 | - | Unknown |
| B. Riley Securities, Inc. CRD: 25027 | VA | 14 | 14 | C | Active |
| B. Riley Venture Capital, LLC CRD: 332565 | - | 0 | 1 | - | Unknown |
| B. Riley Wealth Advisors, Inc. CRD: 115927 | - | 0 | 219 | - | Unknown |
| B. Riley Wealth Management CRD: 2543 | TN | 22 | 69 | C | Active |
| B. Riley Wealth Private Shares CRD: 315851 | - | 0 | 4 | - | Unknown |
| B. Tyler Hall LLC CRD: 36702 | - | 0 | 0 | A | INACTIVE |
| B. Water Investments CRD: 315634 | - | 0 | 1 | - | Unknown |
| B.A. & Company, LLC CRD: 32145 | - | 1 | 0 | B | INACTIVE |
| B.A. Roberts Financial Services, Inc. CRD: 289856 | - | 0 | 1 | - | Unknown |
| B.A. Schrock Wealth Management CRD: 304694 | - | 0 | 1 | - | Unknown |
| B.B. Graham & Company, Inc. CRD: 41533 | CA | 7 | 41 | B | Active |
| B.C. Christopher Securities Co. CRD: 60 | - | 0 | 0 | A | INACTIVE |
| B.D. Sterling CRD: 338917 | - | 0 | 1 | - | Unknown |
| B.E. Holdridge Securities, Inc. CRD: 23823 | - | 0 | 0 | A | INACTIVE |
| B.E.R.S. CRD: 122042 | - | 0 | 0 | - | Unknown |
| B.E.S.T. Wealth Management LLC CRD: 160920 | - | 0 | 1 | - | Unknown |
| B.F. Anderson Investment Securities Inc. CRD: 16485 | - | 0 | 0 | A | INACTIVE |
| B.F. Saul Securities, Inc. CRD: 10177 | - | 0 | 0 | A | INACTIVE |
| B.G. Kaserman & Associates L.L.C. CRD: 334031 | - | 0 | 1 | - | Unknown |
| B.G.R. Financial Advisors, LLC CRD: 138601 | - | 0 | 2 | - | Unknown |
| B.J. Lapiner Co. CRD: 13881 | - | 0 | 0 | A | INACTIVE |
| B.J. Young & Company CRD: 15561 | - | 0 | 0 | A | INACTIVE |
| B.L. & Co., L.P. CRD: 23339 | - | 0 | 0 | A | INACTIVE |
| B.O.C.L. Securities Corp. CRD: 15332 | - | 0 | 0 | A | INACTIVE |
| B.O.G.H.-Panzeca LLC CRD: 122469 | - | 1 | 0 | B | INACTIVE |
| B.O.S.S. Retirement Advisors, LLC CRD: 171143 | - | 0 | 25 | - | Unknown |
| B.P. Walsh and Co., LLC CRD: 125477 | - | 0 | 1 | - | Unknown |
| B.R. Doyle & Co., Inc. CRD: 32702 | - | 0 | 0 | A | INACTIVE |
| B.SIDE Investments LLC CRD: 333952 | - | 0 | 1 | - | Unknown |
| B.T. FOY Financial, LLC CRD: 146833 | - | 0 | 0 | - | Unknown |
| B.U. Italy S.R.L. CRD: 336361 | - | 0 | 0 | - | Unknown |
| B.W. Belisle Planning & Strategy Company LLC CRD: 168180 | - | 0 | 1 | - | Unknown |
| B/W Mission Securities Corporation CRD: 10024 | - | 0 | 0 | A | INACTIVE |
| B1 Financial CRD: 323539 | - | 0 | 1 | - | Unknown |
| B1B Financial Solutions CRD: 307249 | - | 0 | 2 | - | Unknown |
| B1Capital Inc CRD: 337605 | MS | 0 | 1 | A | Active |
| B2B CFO Investment Company, LLC CRD: 159605 | - | 0 | 1 | - | Unknown |
| B2F Advisors LLC CRD: 323493 | - | 0 | 1 | - | Unknown |