Broker-Dealer Firms
27,152 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 25,250 (93.0%)
B 1,138 (4.2%)
C 402 (1.5%)
D 271 (1.0%)
F 91 (0.3%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| East Face LLC CRD: 337305 | — | 0 | 1 | A | Unknown |
| East Hill Capital Corp. CRD: 25637 | — | 0 | 0 | A | INACTIVE |
| East Hill Capital L.L.C. CRD: 135075 | — | 0 | 0 | A | INACTIVE |
| East Side Capital Corp CRD: 161375 | — | 0 | 0 | A | Unknown |
| East Texas Financial CRD: 114660 | — | 0 | 0 | A | Unknown |
| East29TH Capital CRD: 329699 | — | 0 | 0 | A | Unknown |
| Eastbay Capital CRD: 166947 | — | 0 | 1 | A | Unknown |
| Easterly EAB Risk Solutions LLC CRD: 312382 | — | 0 | 0 | A | Unknown |
| Eastern Equities, Inc. CRD: 15694 | — | 0 | 0 | A | INACTIVE |
| Eastern Equity Investments, Inc. CRD: 10425 | — | 0 | 0 | A | INACTIVE |
| Eastlake Capital, L.L.C. CRD: 45544 | — | 0 | 0 | A | INACTIVE |
| Eastmont LLC CRD: 300094 | — | 0 | 1 | A | Unknown |
| Easton & Co. CRD: 11290 | — | 2 | 0 | B | INACTIVE |
| Easton Walker LLC CRD: 166591 | — | 0 | 0 | A | Unknown |
| Eastspring US CRD: 169439 | — | 0 | 1 | A | Unknown |
| Eaton Capital Corporation CRD: 15217 | — | 0 | 0 | A | INACTIVE |
| Eaton Financial Group CRD: 316323 | — | 0 | 1 | A | Unknown |
| Eaton Partners, LLC CRD: 31170 | — | 1 | 0 | B | INACTIVE |
| EB Capital, LLC CRD: 321265 | — | 0 | 1 | A | Unknown |
| Ebco Resources, Inc. CRD: 27916 | — | 0 | 0 | A | INACTIVE |
| Eberle Financial CRD: 322994 | — | 0 | 0 | A | Unknown |
| EBG LLC CRD: 129587 | — | 0 | 0 | A | Unknown |
| EBH Financial, Inc. CRD: 316752 | — | 0 | 1 | A | Unknown |
| EBH Securities, Inc. CRD: 36592 | IN | 2 | 2 | B | Active |
| Ebis CRD: 164024 | — | 0 | 1 | A | Unknown |
| Ebner Financial Group CRD: 158781 | — | 0 | 0 | A | Unknown |
| Ebondtrade CRD: 47396 | — | 0 | 0 | A | INACTIVE |
| EBONDUSA.COM, Inc. CRD: 47918 | — | 3 | 0 | C | INACTIVE |
| Eboursa Inc. CRD: 314963 | — | 0 | 0 | A | Unknown |
| Ebquant, LLC CRD: 316874 | — | 0 | 3 | A | Unknown |
| EBX LLC CRD: 138138 | — | 7 | 0 | D | INACTIVE |
| ECA Advisors CRD: 286609 | — | 0 | 0 | A | Unknown |
| ECA Investment Group Inc CRD: 105893 | — | 0 | 0 | A | Unknown |
| ECC Advisors, LLC CRD: 162397 | — | 0 | 0 | A | Unknown |
| ECF Wealth, Inc. CRD: 323808 | — | 0 | 1 | A | Unknown |
| Echelon Capital CRD: 155228 | CA | 0 | 2 | A | Active |
| Echelon Group CRD: 333195 | — | 0 | 1 | A | Unknown |
| Echelon Management CRD: 318674 | — | 0 | 1 | A | Unknown |
| Echo CRD: 331599 | — | 0 | 0 | A | Unknown |
| Echo Advisors CRD: 287592 | — | 0 | 0 | A | Unknown |
| Echo Advisory LLC CRD: 288026 | — | 0 | 1 | A | Unknown |
| Echo Finance CRD: 317145 | — | 0 | 1 | A | Unknown |
| Echo Financial LLC CRD: 324698 | — | 0 | 2 | A | Unknown |
| Echo Wealth Partners CRD: 324584 | — | 0 | 1 | A | Unknown |
| Echotrade LLC CRD: 103803 | — | 0 | 0 | A | INACTIVE |
| Echotrade LLC CRD: 42239 | — | 4 | 0 | C | INACTIVE |
| Echt Capital, LLC CRD: 336347 | — | 0 | 1 | A | Unknown |
| ECI Partners LLP CRD: 161033 | — | 0 | 0 | A | Unknown |
| Ecio, Inc. CRD: 301432 | — | 0 | 1 | A | Unknown |
| Eckuity LLC CRD: 328867 | — | 0 | 1 | A | Unknown |