Broker-Dealer Firms
27,152 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 25,250 (93.0%)
B 1,138 (4.2%)
C 402 (1.5%)
D 271 (1.0%)
F 91 (0.3%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Eclectic CRD: 317051 | — | 0 | 1 | A | Unknown |
| Eclipse CRD: 255789 | — | 0 | 1 | A | Unknown |
| Eclipse J.V. CRD: 44128 | — | 0 | 0 | A | INACTIVE |
| ECM Equity Capital Management GMBH CRD: 160033 | — | 0 | 0 | A | Unknown |
| ECM Securities Corp. CRD: 118356 | — | 0 | 0 | A | INACTIVE |
| ECM Securities, Inc. CRD: 7706 | — | 0 | 0 | A | INACTIVE |
| ECM U.S. Inc. CRD: 226605 | — | 0 | 0 | A | Unknown |
| Econative Corporation CRD: 7436 | — | 0 | 0 | A | INACTIVE |
| Economic Leads CRD: 114306 | — | 0 | 1 | A | Unknown |
| Econovest CRD: 14008 | — | 0 | 0 | A | INACTIVE |
| Ecor1 Capital, LLC CRD: 167121 | — | 0 | 1 | A | Unknown |
| Ecotone Management, LLC CRD: 317280 | — | 0 | 1 | A | Unknown |
| ECP CRD: 155020 | — | 0 | 1 | A | Unknown |
| ECP Management II LLC CRD: 308229 | — | 0 | 1 | A | Unknown |
| ECP Management III, LLC CRD: 335759 | — | 0 | 1 | A | Unknown |
| ECP Management, LLC CRD: 287853 | — | 0 | 1 | A | Unknown |
| ECS Securities, Inc. CRD: 14724 | — | 0 | 0 | A | INACTIVE |
| ECT Advisory, LLC CRD: 169117 | — | 0 | 1 | A | Unknown |
| Ecton & Company Inc. CRD: 21220 | — | 0 | 0 | A | INACTIVE |
| ED Douglas CRD: 141959 | — | 0 | 1 | A | Unknown |
| ED Pysher CFP, CHFC CRD: 118763 | — | 0 | 0 | A | Unknown |
| Edaco, Inc. CRD: 10826 | — | 0 | 0 | A | INACTIVE |
| Eddid Securities USA Inc. CRD: 299423 | NY | 0 | 2 | A | Active |
| Eddleman & Eddleman Inc CRD: 137095 | — | 0 | 3 | A | Unknown |
| Eddy Company, LLC CRD: 172098 | — | 0 | 1 | A | Unknown |
| Eddy Financial, LLC CRD: 290208 | — | 0 | 3 | A | Unknown |
| Eddy, Mark G CRD: 43763 | — | 0 | 0 | A | INACTIVE |
| Edelman & Co., Ltd. CRD: 38840 | — | 0 | 0 | A | INACTIVE |
| Edelman Financial Engines CRD: 104510 | — | 0 | 844 | A | Unknown |
| Edelman, Alan CRD: 133630 | — | 0 | 0 | A | Unknown |
| Edelweiss, LLC CRD: 309453 | — | 0 | 1 | A | Unknown |
| Eden Advisory Services, LLC CRD: 277083 | — | 0 | 1 | A | Unknown |
| Eden Financial CRD: 323479 | — | 0 | 3 | A | Unknown |
| Eden Financial (USA) Limited CRD: 135576 | — | 0 | 0 | A | INACTIVE |
| Eden Group CRD: 309905 | — | 0 | 0 | A | Unknown |
| EDF Ventures CRD: 162947 | — | 0 | 0 | A | Unknown |
| EDG Capital LLC CRD: 326173 | UT | 0 | 2 | A | Active |
| EDG Partners CRD: 161363 | — | 0 | 0 | A | Unknown |
| Edgar M. Norris & Co., Inc. CRD: 2928 | — | 5 | 0 | C | INACTIVE |
| Edge Advisors LLC CRD: 289754 | — | 0 | 0 | A | INACTIVE |
| Edge Advisors, LLC CRD: 142261 | — | 0 | 0 | A | Unknown |
| Edge Capital Group, LLC CRD: 297596 | — | 0 | 0 | A | Unknown |
| Edge Securities CRD: 22630 | — | 0 | 0 | A | INACTIVE |
| Edge Securities, Inc. CRD: 21881 | — | 0 | 0 | A | INACTIVE |
| Edge Securities, Inc. CRD: 35301 | — | 1 | 0 | B | INACTIVE |
| Edge Trading Group, LLC CRD: 104140 | — | 0 | 0 | A | INACTIVE |
| Edge Trading Inc. CRD: 147095 | — | 0 | 0 | A | INACTIVE |
| Edgecrest Capital (USA) Inc. CRD: 153978 | — | 0 | 0 | A | INACTIVE |
| Edgehelm Financial CRD: 305015 | — | 0 | 1 | A | Unknown |
| Edgehill Endowment Partners CRD: 171994 | — | 0 | 0 | A | Unknown |