According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, Back BAY Life Science Advisory, LLC ranks #6,125 of 20,055 by disclosure count (most disclosures first). Among firms registered in MA, it ranks #38 of 98 on the same disclosure sort used on the state browse page. Back BAY Life Science Advisory, LLC has a clean FINRA BrokerCheck record, no reportable disclosures across its 3 branch offices, earning a Grade A.
Disclosures per office among small firm peers (lower is cleaner)
Back BAY Life Science Advisory, LLC ranks #6,125 of 20,055 by disclosure count among graded broker-dealers; clean record at 0.00 disclosures per office.Verify on FINRA BrokerCheck →
PlainAdvisorCheck rating 5/5 - an editorial, size-normalized signal, not a regulatory determination. Always verify the underlying record on FINRA BrokerCheck before engaging an advisor.
Data updated July 2026
Branch offices
3offices
FINRA: Small firm
Total disclosures
0events
On FINRA BrokerCheck
Regulatory events
0actions
On FINRA BrokerCheck
Disclosures per office
0.00per office
0 ÷ 3 offices
Clean disclosure surface
Back BAY Life Science Advisory, LLC has zero reportable FINRA BrokerCheck disclosures in this extract across 3 branch offices (Grade A).
Verify on FINRA BrokerCheck ↗
Firm Details
Firm Size
Small
Scope
ACTIVE
Location
Boston, MA, 02116
Formed
05/31/2011
State of Formation
Massachusetts
CRD Number
158846
SEC Number
68931
Clean BrokerCheck surface
Back BAY Life Science Advisory, LLC's clean BrokerCheck surface
Back BAY Life Science Advisory, LLC shows a clean FINRA BrokerCheck surface: zero reportable disclosures on 3 branch offices (Grade A).
Educational summary of Back BAY Life Science Advisory, LLC's clean BrokerCheck surface - not financial advice. Always verify on FINRA before engaging an advisor.
Massachusetts cohort · 0.00× state average
Back BAY Life Science Advisory, LLC sits below the Massachusetts disclosure average
Back BAY Life Science Advisory, LLC reports 0 BrokerCheck disclosures, 0.00× the Massachusetts average of 2.9, lighter than most of the 98 graded firms filed there.
In Massachusetts, 64 firms carry Grade A and 0 carry Grade F on the same size-normalized scale.
Source: FINRA BrokerCheck & SEC IAPD Public Disclosure Data
Frequently Asked Questions
Where does Back BAY Life Science Advisory, LLC sit among graded broker-dealers by disclosure count?
According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, Back BAY Life Science Advisory, LLC ranks #6,125 of 20,055 by disclosure count (most disclosures first). Among firms registered in MA, it ranks #38 of 98 on the same disclosure sort used on the state browse page. Ordinals match the disclosure-first sort documented on our methodology corpus-placement section. A high disclosure rank is not automatically a finding of wrongdoing; larger firms accumulate more reported events. Always review the underlying FINRA BrokerCheck detail before engaging.
What does a grade of A mean for Back BAY Life Science Advisory, LLC?
A grade of A means Back BAY Life Science Advisory, LLC has a clean record, no reportable FINRA BrokerCheck disclosures on file. Grades on PlainAdvisorCheck are size-normalized: clean firms earn an A regardless of size.
How many FINRA disclosures does Back BAY Life Science Advisory, LLC have?
Back BAY Life Science Advisory, LLC has 0 total FINRA disclosures. Disclosures reflect reported events on FINRA BrokerCheck and do not necessarily indicate proven violations.
How big is Back BAY Life Science Advisory, LLC?
Back BAY Life Science Advisory, LLC operates 3 branch offices and is classified by FINRA as a small firm, registered in MA (Small firm). FINRA BrokerCheck publishes branch-office counts but not a firmwide registered-representative headcount, so PlainAdvisorCheck measures firm size by branch footprint.
Where can I verify Back BAY Life Science Advisory, LLC's disciplinary record?
You can verify Back BAY Life Science Advisory, LLC's full disciplinary history on FINRA BrokerCheck at brokercheck.finra.org using CRD number 158846. BrokerCheck provides detailed information about individual registered representatives, complaints, and regulatory actions.
What is a FINRA disclosure?
A FINRA disclosure is a reported event on a broker-dealer's BrokerCheck record. Back BAY Life Science Advisory, LLC currently shows none - that is a clean surface, not a guarantee that future events will not appear.
Read with this firm
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1851 Securities, Inc (CT) - 0.00 disclosures/office, nearest small firm peer to Back BAY Life Science Advisory, LLC's 0.00
Firms in MA - state roster that includes Back BAY Life Science Advisory, LLC's registration home.
How to Vet a Financial Advisor - Use Back BAY Life Science Advisory, LLC's clean BrokerCheck surface as the baseline when you compare other firms.
Reading BrokerCheck Reports - What a Grade A page like Back BAY Life Science Advisory, LLC's does and does not prove.
Clean-Record Firms - Other Grade-A firms ranked by footprint alongside Back BAY Life Science Advisory, LLC.
Compare firms - put Back BAY Life Science Advisory, LLC next to peers on grade and footprint.
Read our methodology
- clean-record firms: what a Grade A surface does and does not prove.
Retrieved and formatted by PlainAdvisorCheck from FINRA BrokerCheck public records.