Broker-Dealer Firms
27,152 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 25,250 (93.0%)
B 1,138 (4.2%)
C 402 (1.5%)
D 271 (1.0%)
F 91 (0.3%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Edgemont Capital Partners, L.P. CRD: 122572 | NY | 2 | 2 | B | Active |
| Edgerock BD LLC CRD: 151352 | — | 0 | 0 | A | INACTIVE |
| Edgestream Partners, L.P. CRD: 166338 | — | 0 | 1 | A | Unknown |
| Edgetrade LLC CRD: 42071 | — | 5 | 0 | C | INACTIVE |
| Edgon Advisory LLC CRD: 287530 | — | 0 | 1 | A | Unknown |
| EDI Financial, Inc. CRD: 15699 | — | 15 | 0 | D | INACTIVE |
| EDI Ventures, Inc. CRD: 27158 | — | 1 | 0 | B | INACTIVE |
| EDK Advisory CRD: 292227 | — | 0 | 1 | A | Unknown |
| Edko Securities CRD: 15173 | — | 0 | 0 | A | INACTIVE |
| EDL Capital (UK) Limited CRD: 277050 | — | 0 | 0 | A | Unknown |
| EDL Capital AG CRD: 298359 | — | 0 | 0 | A | Unknown |
| EDL Capital Ltd CRD: 293309 | — | 0 | 0 | A | Unknown |
| Edly CRD: 305923 | — | 0 | 0 | A | Unknown |
| Edly Advisors CRD: 328677 | — | 0 | 0 | A | Unknown |
| EDM Capital, LLC CRD: 287669 | — | 0 | 1 | A | Unknown |
| Edminster, Michael H CRD: 134383 | — | 0 | 0 | A | Unknown |
| Edmp, Inc. CRD: 110248 | — | 0 | 3 | A | Unknown |
| Edna Advisors, LLC CRD: 170921 | — | 0 | 0 | A | Unknown |
| Edna J. Thompsen, CFP CRD: 115524 | — | 0 | 2 | A | Unknown |
| Edrigan, LLC CRD: 288751 | — | 0 | 0 | A | Unknown |
| Edrigan, LLC CRD: 318027 | — | 0 | 1 | A | Unknown |
| Edrpel CRD: 291887 | — | 0 | 0 | A | Unknown |
| Edvisor Financial CRD: 145924 | — | 0 | 0 | A | Unknown |
| Edward a. Reiss, Inc. CRD: 33069 | — | 1 | 0 | B | INACTIVE |
| Edward C. Rorer & Co., Inc. CRD: 7701 | — | 0 | 0 | A | INACTIVE |
| Edward Jones CRD: 250 | MO | 325 | 18,742 | B | Active |
| Edward Wolfe LLC CRD: 311009 | VA | 0 | 2 | A | Active |
| Edwards Equities, Inc. CRD: 17430 | — | 0 | 0 | A | INACTIVE |
| Edwin Chiang Investment Advisor CRD: 323996 | — | 0 | 1 | A | Unknown |
| Edwin R. Cummer, LLC CRD: 155581 | — | 0 | 0 | A | Unknown |
| EE Fund Management, LLC CRD: 134401 | — | 0 | 2 | A | Unknown |
| Eedara Financials CRD: 336656 | — | 0 | 1 | A | Unknown |
| EEE Financial LLC CRD: 282659 | — | 0 | 2 | A | Unknown |
| EEH Investments, LLC CRD: 310204 | — | 0 | 0 | A | Unknown |
| EEI Securities, Inc. CRD: 16640 | — | 0 | 0 | A | INACTIVE |
| EF Capital Management CRD: 269841 | — | 0 | 0 | A | Unknown |
| EF Manager LLC CRD: 325786 | — | 0 | 1 | A | Unknown |
| EFC Sponsors Corporation CRD: 5210 | — | 0 | 0 | A | INACTIVE |
| Effective Assets CRD: 285744 | — | 0 | 1 | A | Unknown |
| Efficient Plan, LLC CRD: 169279 | — | 0 | 0 | A | Unknown |
| Effissimo Partners CRD: 282954 | — | 0 | 0 | A | Unknown |
| EFG - Hermes UAE Limited CRD: 161727 | — | 0 | 0 | A | Unknown |
| EFG Advisors, LLC CRD: 165196 | — | 0 | 0 | A | Unknown |
| EFG Financial, LLC CRD: 314998 | — | 0 | 1 | A | Unknown |
| EFG-Hermes USA, Inc. CRD: 284894 | — | 0 | 0 | A | INACTIVE |
| EFP Advisors CRD: 161249 | — | 0 | 0 | A | Unknown |
| EFP Advisors, LLC CRD: 288658 | — | 0 | 1 | A | Unknown |
| EFR Capital Corporation CRD: 25040 | — | 0 | 0 | A | INACTIVE |
| EFS Advisors CRD: 115211 | — | 0 | 58 | A | Unknown |
| EFS Associates CRD: 127643 | — | 0 | 0 | A | Unknown |