Broker-Dealer Firms
27,152 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 25,250 (93.0%)
B 1,138 (4.2%)
C 402 (1.5%)
D 271 (1.0%)
F 91 (0.3%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| EG Capital CRD: 162850 | — | 0 | 0 | A | Unknown |
| Egan Securities, Inc. CRD: 14147 | — | 0 | 0 | A | INACTIVE |
| Egate, LLC CRD: 143317 | — | 0 | 0 | A | Unknown |
| Egeria CRD: 163351 | — | 0 | 0 | A | Unknown |
| Egeria CRD: 336714 | — | 0 | 0 | A | Unknown |
| Egerton Capital (UK) LLP CRD: 156384 | — | 0 | 0 | A | Unknown |
| Egerton Capital (US), LP CRD: 297738 | — | 0 | 1 | A | Unknown |
| EGF Equities CRD: 14017 | — | 0 | 0 | A | INACTIVE |
| Eggz CRD: 339061 | — | 0 | 1 | A | Unknown |
| EGI Financial, Inc. CRD: 120607 | — | 0 | 5 | A | Unknown |
| Egis Securities Corp. CRD: 21975 | — | 0 | 0 | A | INACTIVE |
| Eglw Global, LLC CRD: 297474 | — | 0 | 0 | A | Unknown |
| EGS Securities Corp. CRD: 28347 | — | 3 | 0 | C | INACTIVE |
| Ehcp Corporate Finance, LLC CRD: 144134 | — | 0 | 0 | A | INACTIVE |
| EHD Advisory Services, Inc. CRD: 127155 | — | 0 | 0 | A | Unknown |
| Ehlers CRD: 146385 | — | 0 | 3 | A | Unknown |
| Ehrenkranz Partners L.P. CRD: 131728 | — | 0 | 1 | A | Unknown |
| Ehrlich, Reed N. CRD: 32527 | — | 0 | 0 | A | INACTIVE |
| EHS Securities, LLC CRD: 113596 | — | 0 | 0 | A | INACTIVE |
| EHY Securities (USA), LLC CRD: 134179 | — | 0 | 0 | A | INACTIVE |
| EI Securities Corporation CRD: 103991 | — | 0 | 0 | A | INACTIVE |
| EIA Investments LLC CRD: 314532 | — | 0 | 1 | A | Unknown |
| EIC Capital Corporation CRD: 25331 | — | 0 | 0 | A | INACTIVE |
| EID Capital CRD: 317634 | — | 0 | 1 | A | Unknown |
| Eidos Partners S.R.L. CRD: 300906 | — | 0 | 0 | A | Unknown |
| Eiduk TAX and Wealth CRD: 281546 | — | 0 | 1 | A | Unknown |
| EIF (Ecosystem Integrity Fund) CRD: 162307 | — | 0 | 1 | A | Unknown |
| EIG Management Company, LLC CRD: 154302 | — | 0 | 1 | A | Unknown |
| Eigen8, LLC CRD: 341194 | — | 0 | 1 | A | Unknown |
| Eight BAR Partners CRD: 281519 | — | 0 | 0 | A | Unknown |
| Eight Enterprises, LLC CRD: 282835 | — | 0 | 0 | A | Unknown |
| Eight Partners CRD: 282872 | — | 0 | 0 | A | Unknown |
| Eight Peaks Wealth Management CRD: 327701 | — | 0 | 1 | A | Unknown |
| Eight Roads GP CRD: 163009 | — | 0 | 0 | A | Unknown |
| Eight4Three Wealth Management, LLC CRD: 307204 | — | 0 | 0 | A | Unknown |
| Eighteen48 Partners CRD: 330798 | — | 0 | 0 | A | Unknown |
| Eightfold Real Estate Capital, L.P. CRD: 163086 | — | 0 | 1 | A | Unknown |
| EIM Securities (USA) Inc. CRD: 40065 | — | 0 | 0 | A | INACTIVE |
| EIM, Inc. CRD: 13334 | — | 0 | 0 | A | INACTIVE |
| Eisler Capital (UK) Ltd. CRD: 282988 | — | 0 | 0 | A | Unknown |
| Eisler Capital (US) LLC CRD: 315314 | — | 0 | 0 | A | Unknown |
| Eisrc CRD: 164031 | — | 0 | 1 | A | Unknown |
| EIV Capital, LLC CRD: 169111 | — | 0 | 2 | A | Unknown |
| Ejdeha, LLC CRD: 170991 | — | 0 | 0 | A | Unknown |
| EJF Capital LP CRD: 138854 | — | 0 | 1 | A | Unknown |
| EJM Advisors, LLC CRD: 290125 | — | 0 | 0 | A | Unknown |
| EJM Consulting CRD: 285021 | — | 0 | 0 | A | Unknown |
| EJV Brokerage, Inc. CRD: 28085 | — | 0 | 0 | A | INACTIVE |
| EK&A CRD: 123817 | — | 0 | 0 | A | Unknown |
| EK&G Securities, Inc. CRD: 15639 | — | 0 | 0 | A | INACTIVE |