Broker-Dealer Firms
27,152 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 25,250 (93.0%)
B 1,138 (4.2%)
C 402 (1.5%)
D 271 (1.0%)
F 91 (0.3%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| EKB Financial CRD: 139174 | — | 0 | 0 | A | Unknown |
| EKO CRD: 313296 | — | 0 | 1 | A | Unknown |
| Ekon Advisors, LLC CRD: 281039 | — | 0 | 1 | A | Unknown |
| EKS Associates CRD: 169687 | — | 0 | 4 | A | Unknown |
| Ekundu Capital CRD: 311811 | — | 0 | 0 | A | Unknown |
| EL Dorado Ventures CRD: 163179 | — | 0 | 0 | A | Unknown |
| EL Lobo Trading Group L.L.C. CRD: 38985 | — | 0 | 0 | A | INACTIVE |
| EL Zonte Capital, LLC CRD: 326132 | — | 0 | 1 | A | Unknown |
| EL2 Capital LLC CRD: 317882 | — | 0 | 1 | A | Unknown |
| Elab Ventures CRD: 336115 | — | 0 | 1 | A | Unknown |
| Elafund, Inc. CRD: 14933 | — | 0 | 0 | A | INACTIVE |
| Elah Capital Group, LP CRD: 226564 | — | 0 | 0 | A | Unknown |
| Elan Securities, Inc. CRD: 23014 | — | 0 | 0 | A | INACTIVE |
| Elana Advisory Services, LLC CRD: 174424 | — | 0 | 0 | A | Unknown |
| Elanus Capital CRD: 167711 | — | 0 | 0 | A | Unknown |
| Elara Capital, Inc. CRD: 151165 | — | 0 | 0 | A | Unknown |
| Elation Wealth LLC CRD: 284954 | — | 0 | 0 | A | Unknown |
| Elba Securities, Inc. CRD: 18511 | — | 0 | 0 | A | INACTIVE |
| Elberon, LLC CRD: 171606 | — | 0 | 1 | A | Unknown |
| Elbrook Holdings CRD: 153142 | — | 0 | 0 | A | Unknown |
| Elbrus Partners, LLC CRD: 289160 | — | 0 | 1 | A | Unknown |
| Elder-Nelson Equities Corporation CRD: 13403 | — | 0 | 0 | A | INACTIVE |
| Eldin Capital LLC CRD: 320727 | — | 0 | 0 | A | Unknown |
| Eldon Pass CRD: 337769 | — | 0 | 1 | A | Unknown |
| Eldon Reese Advisory Group CRD: 322069 | — | 0 | 2 | A | Unknown |
| Eldon-Emmor & Co., Inc. CRD: 1732 | — | 0 | 0 | A | INACTIVE |
| Eldridge Credit Advisers, LLC CRD: 155736 | — | 0 | 1 | A | Unknown |
| ELE Advisory Services, Inc CRD: 148228 | — | 0 | 11 | A | Unknown |
| Electra Capital CRD: 318664 | — | 0 | 1 | A | Unknown |
| Electronic Securities Processing (ESP) LLC CRD: 103730 | — | 4 | 0 | C | INACTIVE |
| Elefant Markets CRD: 284648 | — | 0 | 0 | A | INACTIVE |
| Element Partners CRD: 161243 | — | 0 | 0 | A | Unknown |
| Element Wealth, LLC CRD: 114968 | — | 0 | 4 | A | Unknown |
| Elementum Management CRD: 163910 | — | 0 | 0 | A | Unknown |
| Elenion Capital CRD: 292919 | — | 0 | 0 | A | Unknown |
| Elephant CRD: 282189 | — | 0 | 1 | A | Unknown |
| Eleuthera FP, LLC CRD: 316611 | — | 0 | 1 | A | Unknown |
| Elevage Partners, LLC CRD: 158386 | — | 0 | 9 | A | Unknown |
| Elevar Equity Management Ltd. CRD: 175214 | — | 0 | 0 | A | Unknown |
| Elevate Financial CRD: 172375 | — | 0 | 1 | A | Unknown |
| Elevate Planners CRD: 332251 | — | 0 | 2 | A | Unknown |
| Elevate Ventures CRD: 304201 | — | 0 | 0 | A | Unknown |
| Elevate Wealth Advisory, Inc. CRD: 149713 | — | 0 | 1 | A | Unknown |
| Elevated Finance CRD: 334769 | — | 0 | 1 | A | Unknown |
| Elevated Wealth LLC CRD: 331903 | — | 0 | 2 | A | Unknown |
| Elevation Capital Advisory CRD: 171473 | — | 0 | 1 | A | Unknown |
| Elevation Point Wealth Partners, LLC CRD: 137068 | — | 0 | 48 | A | Unknown |
| Elevation Wealth Partners, LLC CRD: 123971 | — | 0 | 2 | A | Unknown |
| Elevation, LLC CRD: 140341 | NC | 7 | 5 | B | Active |
| Eleven Prime LLC CRD: 310344 | — | 0 | 1 | A | Unknown |