Broker-Dealer Firms
27,152 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 25,250 (93.0%)
B 1,138 (4.2%)
C 402 (1.5%)
D 271 (1.0%)
F 91 (0.3%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| ELI Circle Capital, LP CRD: 326553 | — | 0 | 1 | A | Unknown |
| Elion Partners, LLC CRD: 170483 | — | 0 | 1 | A | Unknown |
| Elisha, Scott D. CRD: 130509 | — | 1 | 0 | B | INACTIVE |
| Elite Brokers, LLC CRD: 284050 | — | 0 | 0 | A | INACTIVE |
| Elite Financial Group CRD: 315997 | — | 0 | 1 | A | Unknown |
| Elite Income Advisors, Inc. CRD: 285429 | — | 0 | 1 | A | Unknown |
| Elite Portfolios CRD: 327535 | — | 0 | 1 | A | Unknown |
| Elizabeth H. Huffine CRD: 111959 | — | 0 | 0 | A | Unknown |
| Elkhorn Investments CRD: 168198 | — | 0 | 0 | A | Unknown |
| Elkwater Capital CRD: 333963 | — | 0 | 1 | A | Unknown |
| ELL Wess Advisors CRD: 330466 | — | 0 | 1 | A | Unknown |
| Ellen J Webber, CFP CRD: 148382 | — | 0 | 1 | A | Unknown |
| Elleverage Inc CRD: 289295 | — | 0 | 0 | A | Unknown |
| Ellevest CRD: 175476 | — | 0 | 15 | A | Unknown |
| Elliker Financial CRD: 335437 | — | 0 | 2 | A | Unknown |
| Ellington Management Group, L.L.C. CRD: 112493 | — | 0 | 1 | A | Unknown |
| Elliott Investments, Inc. CRD: 35616 | — | 0 | 0 | A | INACTIVE |
| Ellman, David LEE CRD: 34056 | — | 1 | 0 | B | INACTIVE |
| Ellwood CRD: 110781 | — | 0 | 0 | A | Unknown |
| ELM Advisors Inc. CRD: 17773 | — | 0 | 0 | A | INACTIVE |
| ELM Advisors, LLC CRD: 135682 | — | 0 | 0 | A | Unknown |
| ELM Capital USA Limited CRD: 154372 | — | 0 | 0 | A | Active |
| ELM Trading, L.P. CRD: 125637 | — | 0 | 0 | A | INACTIVE |
| ELM Wealth CRD: 167225 | — | 0 | 2 | A | Unknown |
| ELM Wealth Advisory CRD: 339476 | — | 0 | 1 | A | Unknown |
| Elmind Capital LP CRD: 333910 | — | 0 | 1 | A | Unknown |
| Elmrock Management, LLC CRD: 162604 | — | 0 | 0 | A | Unknown |
| Elms Securities Corp. CRD: 8312 | — | 0 | 0 | A | INACTIVE |
| Elmtree Funds, LLC CRD: 286094 | — | 0 | 0 | A | Unknown |
| Elmtree Funds, LLC CRD: 338940 | — | 0 | 1 | A | Unknown |
| Elphina CRD: 334990 | — | 0 | 1 | A | Unknown |
| Elphinstone CRD: 311264 | — | 0 | 1 | A | Unknown |
| Elps Capital, LLC CRD: 318400 | — | 0 | 1 | A | Unknown |
| Elsa Capital, LLC CRD: 334384 | — | 0 | 1 | A | Unknown |
| Elton Sherwin & Co. CRD: 8008 | — | 0 | 0 | A | INACTIVE |
| Elton Stephens CRD: 122193 | — | 0 | 0 | A | Unknown |
| Elwood & Goetz CRD: 154839 | — | 0 | 5 | A | Unknown |
| ELY Prudent Portfolios, LLC CRD: 142681 | — | 0 | 0 | A | Unknown |
| Elyseum Suisse S.A. CRD: 170077 | — | 0 | 0 | A | Unknown |
| Elysian Capital CRD: 173354 | — | 0 | 0 | A | Unknown |
| Elysium Wealth Management, LLC CRD: 312068 | — | 0 | 7 | A | Unknown |
| Elyxium Wealth LLC CRD: 328603 | — | 0 | 1 | A | Unknown |
| Elzoridy, Said CRD: 298813 | — | 0 | 0 | A | Unknown |
| EM Advisor CRD: 314402 | — | 0 | 1 | A | Unknown |
| EM Leaders, LLC CRD: 166230 | — | 0 | 1 | A | Unknown |
| EM Securities LLC CRD: 148257 | NY | 0 | 3 | A | Active |
| EM-ES Fund Management LLP CRD: 287902 | — | 0 | 0 | A | Unknown |
| EM-ES Fund Management Ltd. CRD: 287923 | — | 0 | 0 | A | Unknown |
| EMA SMA LLC CRD: 311671 | — | 0 | 2 | A | Unknown |
| Emat Securities, Inc. CRD: 104261 | — | 0 | 0 | A | INACTIVE |