Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Balance Point Retirement Analytics CRD: 150630 | - | 0 | 0 | - | Unknown |
| Balance Securities, Ltd. CRD: 10756 | - | 0 | 0 | A | INACTIVE |
| Balance Sheet Solutions LLC CRD: 124786 | - | 1 | 0 | B | INACTIVE |
| Balance Wealth CRD: 329589 | - | 0 | 8 | - | Unknown |
| Balanced Asset Strategies, Ltd. CRD: 153520 | - | 0 | 0 | - | Unknown |
| Balanced Capital CRD: 314531 | - | 0 | 1 | - | Unknown |
| Balanced Capital Management LLC CRD: 165994 | - | 0 | 0 | - | Unknown |
| Balanced Financial Advisors CRD: 330275 | - | 0 | 1 | - | Unknown |
| Balanced Financial Planning, Inc. CRD: 128161 | - | 0 | 2 | - | Unknown |
| Balanced Growth Advisors, LLC CRD: 174692 | - | 0 | 0 | - | Unknown |
| Balanced Investment Advisors, LLC CRD: 304976 | - | 0 | 1 | - | Unknown |
| Balanced Life Planning CRD: 331877 | - | 0 | 1 | - | Unknown |
| Balanced Plan Financial Investment Advisors, Inc. CRD: 165001 | - | 0 | 0 | - | Unknown |
| Balanced Plan Financial Investment Advisors, Inc. CRD: 310708 | - | 0 | 2 | - | Unknown |
| Balanced Rock Investment Advisors CRD: 157424 | - | 0 | 1 | - | Unknown |
| Balanced Security Planning, Inc. CRD: 4038 | CA | 2 | 2 | B | Active |
| Balanced View Capital, LLC CRD: 170136 | - | 0 | 2 | - | Unknown |
| Balanced Wealth Group LLC CRD: 328007 | - | 0 | 1 | - | Unknown |
| Balanced Wealth Management CRD: 159242 | - | 0 | 1 | - | Unknown |
| Balanced Wealth Management, LLC. CRD: 174699 | - | 0 | 2 | - | Unknown |
| Balanced Wealth Partners LLC CRD: 334701 | - | 0 | 1 | - | Unknown |
| Balanced Wealth Strategies LLC CRD: 334662 | - | 0 | 2 | - | Unknown |
| Balanced Wealth, Inc. CRD: 324140 | - | 0 | 1 | - | Unknown |
| Balanced Wealth, LLC CRD: 318459 | - | 0 | 0 | - | Unknown |
| Balancing Life Financial Planning CRD: 305808 | - | 0 | 1 | - | Unknown |
| Balanstone, LLC CRD: 242796 | - | 0 | 1 | - | Unknown |
| Balanz CRD: 322263 | - | 0 | 1 | - | Unknown |
| Balanz Capital USA LLC CRD: 325914 | FL | 0 | 1 | A | Active |
| Balasa Dinverno Foltz LLC CRD: 113630 | - | 0 | 0 | - | Unknown |
| Balbec Capital Management LP CRD: 284363 | - | 0 | 1 | - | Unknown |
| Balboa Capital Corporation CRD: 16309 | - | 0 | 0 | A | INACTIVE |
| Balboa Capital Management, LP CRD: 319633 | - | 0 | 0 | - | Unknown |
| Balboa Growth Partners, LLC CRD: 284083 | - | 0 | 0 | - | Unknown |
| Balboa Wealth Partners, Inc. CRD: 282329 | - | 0 | 26 | - | Unknown |
| Balch Hill Capital CRD: 113209 | - | 0 | 1 | - | Unknown |
| Balcones Capital Management, LLC CRD: 168199 | - | 0 | 0 | - | Unknown |
| Balcony Partners, LLC CRD: 157426 | - | 0 | 1 | - | Unknown |
| Balcor Securities Company CRD: 6539 | - | 0 | 0 | A | INACTIVE |
| Balderton Capital CRD: 160323 | - | 0 | 0 | - | Unknown |
| Baldrige Asset Management CRD: 108396 | - | 0 | 0 | - | Unknown |
| Baldwin & Associates CRD: 129429 | - | 0 | 0 | - | Unknown |
| Baldwin Anthony Securities, Inc. CRD: 45108 | - | 1 | 0 | B | INACTIVE |
| Baldwin Capital Partners, a California Limited Par… CRD: 3382 | - | 0 | 0 | A | INACTIVE |
| Baldwin Financial Advisors, LLC CRD: 115734 | - | 0 | 5 | - | Unknown |
| Baldwin Financial, LLC CRD: 324725 | - | 0 | 1 | - | Unknown |
| Baldwin Wealth Management, LLC CRD: 154633 | - | 0 | 2 | - | Unknown |
| Baldwin Wealth Partners, LLC CRD: 105343 | - | 0 | 10 | - | Unknown |
| Baleen Capital Management LLC CRD: 311438 | - | 0 | 1 | - | Unknown |
| Balefire, LLC CRD: 168733 | - | 0 | 30 | - | Unknown |
| Balentine CRD: 152511 | - | 0 | 5 | - | Unknown |