Broker-Dealer Firms
27,152 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 25,250 (93.0%)
B 1,138 (4.2%)
C 402 (1.5%)
D 271 (1.0%)
F 91 (0.3%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Emax Securities, LLC CRD: 29799 | — | 0 | 0 | A | INACTIVE |
| Embark Management LLC CRD: 287473 | — | 0 | 1 | A | Unknown |
| Embedding VC, LLC CRD: 329536 | — | 0 | 1 | A | Unknown |
| Ember L. Flack, JD, CFP, CLU, CHFC CRD: 114269 | — | 0 | 1 | A | Unknown |
| Emberhouse, LLC CRD: 285781 | — | 0 | 1 | A | Unknown |
| Embervest CRD: 338652 | — | 0 | 1 | A | Unknown |
| Emblem Group, L.P. CRD: 329533 | — | 0 | 1 | A | Unknown |
| Emboldenfp CRD: 323352 | — | 0 | 1 | A | Unknown |
| Embonds Inc. CRD: 285417 | — | 0 | 0 | A | INACTIVE |
| Emcee Invest CRD: 297589 | — | 0 | 1 | A | Unknown |
| Emcee Investments L.L.C. CRD: 46469 | — | 1 | 0 | B | INACTIVE |
| Emec Financial, Inc. CRD: 112240 | — | 0 | 0 | A | INACTIVE |
| Emerald Asset Advisors LLC CRD: 107935 | — | 0 | 0 | A | Unknown |
| Emerald ETF Advisers, LLC CRD: 170412 | — | 0 | 0 | A | Unknown |
| Emerald Hill Capital Partners Holdings LLC CRD: 298843 | — | 0 | 1 | A | Unknown |
| Emerald Investments, Inc. CRD: 139511 | — | 6 | 0 | D | INACTIVE |
| Emerald Investments, Inc. CRD: 120750 | — | 0 | 3 | A | Unknown |
| Emerald Isle Trading Inc. CRD: 33790 | — | 0 | 0 | A | INACTIVE |
| Emerald Research Corp. CRD: 113918 | — | 0 | 2 | A | Unknown |
| Emerant Wealth, LLC CRD: 282538 | — | 0 | 0 | A | Unknown |
| Emerge Corporation CRD: 103975 | — | 0 | 0 | A | INACTIVE |
| Emergence Equity Management, Inc CRD: 161547 | — | 0 | 1 | A | Unknown |
| Emergent Fortuity Financial, LLC CRD: 299328 | — | 0 | 1 | A | Unknown |
| Emergent LLC CRD: 282413 | — | 0 | 0 | A | Unknown |
| Emergevest CRD: 170704 | — | 0 | 0 | A | Unknown |
| Emerging CRD: 337313 | — | 0 | 1 | A | Unknown |
| Emerging Energy and Environment LLC CRD: 163778 | — | 0 | 0 | A | Unknown |
| Emerging Growth Equities, Ltd. CRD: 47040 | — | 1 | 0 | B | INACTIVE |
| Emerson & Co., Inc. CRD: 7516 | — | 0 | 0 | A | INACTIVE |
| Emerson and Associates, Inc. CRD: 40010 | — | 0 | 0 | A | INACTIVE |
| Emerson Capital, LP CRD: 171047 | — | 0 | 0 | A | Unknown |
| Emerson Equity LLC CRD: 130032 | CA | 2 | 110 | B | Active |
| Emerson Partners CRD: 334672 | — | 0 | 2 | A | Unknown |
| Emerson Securities Corp. CRD: 16514 | — | 0 | 0 | A | INACTIVE |
| Emerson Wealth, LLC CRD: 144901 | — | 0 | 0 | A | Unknown |
| Emery Howard CRD: 113079 | — | 0 | 0 | A | Unknown |
| Emery Partners LLC CRD: 336787 | — | 0 | 1 | A | Unknown |
| Emfo, LLC CRD: 289997 | — | 0 | 0 | A | Unknown |
| EMG CRD: 116184 | — | 0 | 1 | A | Unknown |
| EMG Capital LLC CRD: 159054 | — | 0 | 0 | A | INACTIVE |
| Emgo Capital, LLC CRD: 331252 | — | 0 | 1 | A | Unknown |
| EMH Partners GMBH CRD: 307458 | — | 0 | 0 | A | Unknown |
| Emil VAN Essen LLC CRD: 292623 | — | 0 | 0 | A | Unknown |
| Emissary Wealth CRD: 308002 | — | 0 | 3 | A | Unknown |
| EMJ Capital Ltd. CRD: 311754 | — | 0 | 0 | A | Unknown |
| EMK Capital LLP CRD: 289108 | — | 0 | 0 | A | Unknown |
| Emkan Management, Inc. CRD: 322742 | — | 0 | 0 | A | Unknown |
| Emko Industrial GP I LLC CRD: 334508 | — | 0 | 1 | A | Unknown |
| Emles Advisors LLC CRD: 299296 | — | 0 | 0 | A | Unknown |
| EMM Wealth CRD: 148963 | — | 0 | 0 | A | Unknown |