Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| SST Benefits Consulting CRD: 156088 | - | 0 | 0 | - | Unknown |
| SST Benefits Consulting CRD: 288129 | - | 0 | 1 | - | Unknown |
| SSV Securities, Inc. CRD: 17103 | - | 0 | 0 | A | INACTIVE |
| SSVL (Monaco) S.A.M. CRD: 298210 | - | 0 | 0 | - | Unknown |
| SSW Capital, LLC CRD: 159267 | - | 0 | 0 | - | Unknown |
| SSW Partners CRD: 316227 | - | 0 | 0 | - | Unknown |
| SSW Partners CRD: 325761 | - | 0 | 1 | - | Unknown |
| SSY Finance LLC CRD: 307109 | - | 0 | 0 | A | INACTIVE |
| ST Bernard Asset Management, Inc. CRD: 307770 | - | 0 | 1 | - | Unknown |
| ST Capital L.L.C. CRD: 138153 | - | 0 | 0 | A | INACTIVE |
| ST Global Markets USA LLC CRD: 324143 | FL | 0 | 1 | A | Active |
| ST Golia Planning, LLC CRD: 153933 | - | 0 | 2 | - | Unknown |
| ST Invest LLC CRD: 297470 | TN | 2 | 2 | B | Active |
| ST John Investment Management, Ltd. CRD: 122938 | - | 0 | 0 | - | Unknown |
| ST Partners CRD: 25898 | - | 0 | 0 | A | INACTIVE |
| ST RXR Investments LLC CRD: 329815 | - | 0 | 0 | - | Unknown |
| ST. Bernard Financial Services, Inc. CRD: 36956 | AR | 7 | 65 | B | Active |
| ST. Charles Capital, LLC CRD: 133685 | - | 0 | 0 | A | INACTIVE |
| ST. Clair Advisors, LLC CRD: 155064 | - | 0 | 2 | - | Unknown |
| ST. Clair Capital Management, Inc. CRD: 123945 | - | 0 | 0 | - | Unknown |
| ST. Clair Financial CRD: 151251 | - | 0 | 1 | - | Unknown |
| ST. Claire Securities, LLC CRD: 45931 | - | 1 | 0 | B | INACTIVE |
| ST. Cloud Capital CRD: 157409 | - | 0 | 0 | - | Unknown |
| ST. Columbanus AG CRD: 169895 | - | 0 | 0 | - | Unknown |
| ST. Croix Advisors, LLC CRD: 159000 | - | 0 | 1 | - | Unknown |
| ST. Denis J. Villere & Co., LLC CRD: 105159 | - | 0 | 2 | - | Unknown |
| ST. Denis J. Villere & Company CRD: 3678 | - | 0 | 0 | A | INACTIVE |
| ST. Germain Investment Management CRD: 155186 | - | 0 | 13 | - | Unknown |
| ST. Germain Securities, Inc. CRD: 3255 | - | 6 | 0 | D | INACTIVE |
| ST. Germaine Securities Company CRD: 16532 | - | 0 | 0 | A | INACTIVE |
| ST. James Investment Advisors, LLC CRD: 283880 | - | 0 | 2 | - | Unknown |
| ST. James Investment Company, LLC CRD: 124777 | - | 0 | 5 | - | Unknown |
| ST. John & Associates, Inc. CRD: 124778 | - | 0 | 3 | - | Unknown |
| ST. Johns Investment Group, Inc. CRD: 11022 | - | 0 | 0 | A | INACTIVE |
| ST. Johns Investment Management Company, LLC CRD: 169538 | - | 0 | 6 | - | Unknown |
| ST. Johns Securities CRD: 13319 | - | 0 | 0 | A | INACTIVE |
| ST. Jonn Financial Corporation CRD: 21265 | - | 0 | 0 | A | INACTIVE |
| ST. Joseph Investment Management, LLC CRD: 313219 | - | 0 | 1 | - | Unknown |
| ST. Louis Discount Securities, Inc. CRD: 8157 | - | 0 | 0 | A | INACTIVE |
| ST. Mary & Co. CRD: 4322 | - | 0 | 0 | A | INACTIVE |
| ST. Michaels Asset Management CRD: 121201 | - | 0 | 2 | - | Unknown |
| ST. Nicholas Private Asset Management, Inc. CRD: 132500 | - | 0 | 1 | - | Unknown |
| ST. Ores Wealth Management LLC CRD: 298874 | - | 0 | 0 | - | Unknown |
| ST. Pete Financial Group CRD: 312313 | - | 0 | 0 | - | Unknown |
| ST. Peter Capital Management CRD: 155913 | - | 0 | 0 | - | Unknown |
| ST. Regis Securities Corporation CRD: 20558 | - | 0 | 0 | A | INACTIVE |
| ST. Therese Financial LLC CRD: 334383 | - | 0 | 1 | - | Unknown |
| ST2 L.P. CRD: 45052 | - | 0 | 0 | A | INACTIVE |
| Stability Financial, LLC CRD: 167906 | - | 0 | 1 | - | Unknown |
| Stable Asset Management CRD: 294044 | - | 0 | 0 | - | Unknown |