Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Stable Funds LLC CRD: 312169 | - | 0 | 0 | - | Unknown |
| Stable Road Advisor LLC CRD: 301791 | - | 0 | 0 | - | Unknown |
| Stable TWO Financial LLC CRD: 150109 | - | 0 | 0 | - | Unknown |
| Stableford Capital LLC CRD: 173383 | - | 0 | 4 | - | Unknown |
| Stablepoint Partners, LLC CRD: 328503 | - | 0 | 1 | - | Unknown |
| Stably Capital CRD: 318540 | - | 0 | 0 | - | Unknown |
| Stacey Braun Associates Inc CRD: 105056 | - | 0 | 1 | - | Unknown |
| Stacey Braun Financial Services, Inc. CRD: 121001 | - | 0 | 0 | A | INACTIVE |
| Stack CRD: 323437 | - | 0 | 0 | - | Unknown |
| Stack Asset Management CRD: 151247 | - | 0 | 1 | - | Unknown |
| Stack Capital, LLC CRD: 317869 | - | 0 | 0 | - | Unknown |
| Stack Management LLC CRD: 328457 | - | 0 | 1 | - | Unknown |
| Stack Wealth Management, LLC CRD: 284160 | - | 0 | 2 | - | Unknown |
| Stackhabit CRD: 312724 | - | 0 | 0 | - | Unknown |
| Stackhouse Enterprises CRD: 319391 | - | 0 | 2 | - | Unknown |
| Stackin' Financial CRD: 300433 | - | 0 | 0 | - | Unknown |
| Stackline Partners LP CRD: 292281 | - | 0 | 0 | - | Unknown |
| Stackpole Wealth Planning and Research CRD: 287795 | - | 0 | 0 | - | Unknown |
| Stackstone Wealth, LLC CRD: 342692 | - | 0 | 4 | - | Unknown |
| Stackwealth LLC CRD: 336449 | - | 0 | 1 | - | Unknown |
| Stackwell CRD: 316298 | - | 0 | 1 | - | Unknown |
| Stadia Capital, LLC CRD: 283491 | - | 0 | 1 | - | Unknown |
| Stadia Financial LLC CRD: 328171 | - | 0 | 6 | - | Unknown |
| Stadion Money Management, LLC CRD: 112608 | - | 0 | 6 | - | Unknown |
| Stadium Financial LLC CRD: 319545 | - | 0 | 1 | - | Unknown |
| Stafford Capital Partners Inc. CRD: 171419 | - | 0 | 9 | - | Unknown |
| Stafford Capital Partners Limited CRD: 168133 | - | 0 | 2 | - | Unknown |
| Stafford Financial CRD: 295502 | - | 0 | 1 | - | Unknown |
| Stafford JR. John Springs CRD: 33837 | - | 21 | 0 | F | INACTIVE |
| Stafford VC, LLC CRD: 338950 | - | 0 | 0 | - | Unknown |
| Stafford Wells Advisors, Inc. CRD: 146570 | - | 0 | 0 | - | Unknown |
| Stag Rock LLC CRD: 300202 | - | 0 | 1 | - | Unknown |
| Stage 1 Managers LLC CRD: 313429 | - | 0 | 1 | - | Unknown |
| Stage 2 Capital Advisors CRD: 314199 | - | 0 | 1 | - | Unknown |
| Stage 2 Planning Partners CRD: 284590 | - | 0 | 0 | - | Unknown |
| Stage 2 Planning Partners LLC CRD: 323281 | - | 0 | 1 | - | Unknown |
| Stage Harbor Financial CRD: 289725 | - | 0 | 1 | - | Unknown |
| Stage Point Capital, LLC CRD: 306109 | - | 0 | 0 | - | Unknown |
| Stage Ready Financial Planning CRD: 328883 | - | 0 | 1 | - | Unknown |
| Stage Wealth Management, Inc. CRD: 320774 | - | 0 | 4 | - | Unknown |
| STAGE.O Management LLC CRD: 284574 | - | 0 | 0 | - | Unknown |
| Stagenext, LLC CRD: 318367 | - | 0 | 1 | - | Unknown |
| Stageone Ventures CRD: 295639 | - | 0 | 0 | - | Unknown |
| Stageone Ventures CRD: 175128 | - | 0 | 0 | - | Unknown |
| Stages Financial, LLC CRD: 298286 | - | 0 | 0 | - | Unknown |
| Stages Planning Group, LLC CRD: 172232 | - | 0 | 1 | - | Unknown |
| Stagg Investment Management, LLC CRD: 147621 | - | 0 | 0 | - | Unknown |
| Stagner Financial Advisory CRD: 284305 | - | 0 | 2 | - | Unknown |
| Stahel Financial Planning CRD: 123873 | - | 0 | 0 | - | Unknown |
| Stahl Wealth Management, LLC CRD: 310827 | - | 0 | 1 | - | Unknown |