Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Stahlvest CRD: 125554 | - | 0 | 1 | - | Unknown |
| Staines Financial, LLC CRD: 299405 | - | 0 | 1 | - | Unknown |
| Stairs Financial CRD: 311572 | - | 0 | 0 | - | Unknown |
| Stairway Capital CRD: 287734 | - | 0 | 0 | - | Unknown |
| Stairway Capital CRD: 163106 | - | 0 | 0 | - | Unknown |
| Stairway Capital CRD: 163523 | - | 0 | 0 | - | Unknown |
| Stairway Partners, LLC CRD: 133157 | - | 0 | 3 | - | Unknown |
| Stake CRD: 300369 | - | 0 | 0 | - | Unknown |
| Stakeholder Enterprise CRD: 317736 | - | 0 | 2 | - | Unknown |
| Stakeholder Ventures Management, LLC CRD: 291544 | - | 0 | 0 | - | Unknown |
| Stakeholder Ventures Management, LLC CRD: 336452 | - | 0 | 1 | - | Unknown |
| Stakeholders Capital CRD: 148469 | - | 0 | 0 | - | Unknown |
| Staley Capital CRD: 234788 | - | 0 | 1 | - | Unknown |
| Staley Capital Management Company LLC CRD: 308984 | - | 0 | 1 | - | Unknown |
| Stalnaker Investment Group, Inc. CRD: 126757 | - | 0 | 2 | - | Unknown |
| Staloff Green, LLC CRD: 125462 | - | 0 | 0 | A | INACTIVE |
| Stalt Financial, LLC CRD: 322786 | - | 0 | 0 | - | Unknown |
| Stalt Financial, LLC CRD: 330522 | - | 0 | 1 | - | Unknown |
| Stalwart Capital, LLC CRD: 149882 | - | 0 | 0 | A | INACTIVE |
| Stalwart Financial Planning CRD: 159711 | - | 0 | 1 | - | Unknown |
| Stambaugh Ness Wealth Management LLC CRD: 333485 | - | 0 | 0 | - | Unknown |
| Stamford Bridge Wealth Management LLC CRD: 323753 | - | 0 | 1 | - | Unknown |
| Stamford Capital, Sterling Grace & Co., Inc. CRD: 8282 | - | 0 | 0 | A | INACTIVE |
| Stamos and Stamos, Certified Public Accountants, I… CRD: 329926 | - | 0 | 1 | - | Unknown |
| Stamos Capital Partners, L.P. CRD: 134660 | - | 0 | 1 | - | Unknown |
| Stampede Trading L.L.C. CRD: 122334 | - | 0 | 0 | A | INACTIVE |
| Stamper Capital & Investments, Inc. CRD: 106041 | - | 0 | 1 | - | Unknown |
| Stan Daly Financial Service CRD: 7181 | - | 0 | 0 | A | INACTIVE |
| Stance Capital LLC CRD: 284267 | - | 0 | 2 | - | Unknown |
| Stanchart Securities International, Inc. CRD: 145126 | - | 0 | 0 | A | INACTIVE |
| Stancorp Equities, Inc. CRD: 19517 | OR | 0 | 4 | A | Active |
| Stancorp Investment Advisers, Inc. CRD: 110228 | - | 0 | 73 | - | Unknown |
| Standard & Poor's Securities, Inc. CRD: 5248 | - | 5 | 0 | C | INACTIVE |
| Standard Advisory Services Limited CRD: 285859 | - | 0 | 0 | - | Unknown |
| Standard Brokerage Services, Inc. CRD: 14387 | - | 0 | 0 | A | INACTIVE |
| Standard Capital Group, Inc. CRD: 45882 | - | 0 | 0 | A | INACTIVE |
| Standard Capital N.V. CRD: 171393 | - | 0 | 0 | - | Unknown |
| Standard Capital Ventures CRD: 338448 | - | 0 | 1 | - | Unknown |
| Standard Chartered Securities North America LLC CRD: 130847 | NY | 1 | 4 | C | Active |
| Standard Credit Securities Inc. CRD: 42813 | - | 2 | 0 | B | INACTIVE |
| Standard Equity, Ltd. CRD: 14225 | - | 0 | 0 | A | INACTIVE |
| Standard Family Office, LLC CRD: 301865 | - | 0 | 1 | - | Unknown |
| Standard General L.P. CRD: 151831 | - | 0 | 1 | - | Unknown |
| Standard Investment Chartered Incorporated CRD: 23505 | - | 1 | 0 | B | INACTIVE |
| Standard Investments LLC CRD: 160843 | - | 0 | 1 | - | Unknown |
| Standard Investor Services Corporation CRD: 41535 | - | 0 | 0 | A | INACTIVE |
| Standard Life Investments (USA) Limited CRD: 118708 | - | 0 | 0 | - | Unknown |
| Standard Life Investments Securities LLC CRD: 157233 | - | 0 | 0 | A | INACTIVE |
| Standard NEW York, Inc. CRD: 173725 | NY | 0 | 2 | A | Active |
| Standard Partners LLC CRD: 167956 | - | 0 | 1 | - | Unknown |