Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Standard Planning Company CRD: 129507 | - | 0 | 1 | - | Unknown |
| Standard Real Estate Investments CRD: 317419 | - | 0 | 0 | - | Unknown |
| Standard Rules, LLC CRD: 328127 | - | 0 | 0 | - | Unknown |
| Standard Securities Corp. CRD: 27178 | - | 0 | 0 | A | INACTIVE |
| Standard Valuations, Inc. CRD: 112413 | - | 0 | 1 | - | Unknown |
| Standish CRD: 113972 | - | 0 | 0 | - | Unknown |
| Standish Singapore CRD: 175422 | - | 0 | 0 | - | Unknown |
| Standup Advisors CRD: 286468 | - | 0 | 1 | - | Unknown |
| Stanford Financial Resources, Inc. CRD: 16272 | - | 0 | 0 | A | INACTIVE |
| Stanford Group Company CRD: 39285 | - | 10 | 0 | D | INACTIVE |
| Stanford Investment Group, Inc. CRD: 10331 | - | 0 | 0 | A | INACTIVE |
| Stanford Securities Incorporated CRD: 14940 | - | 1 | 0 | B | INACTIVE |
| Stanford Wealth Management CRD: 120288 | - | 0 | 0 | - | Unknown |
| Stanford Wealth Planning LLC CRD: 339724 | - | 0 | 1 | - | Unknown |
| Stangier Wealth Management CRD: 171336 | - | 0 | 1 | - | Unknown |
| Stanhope Capital (Cayman) Ltd. CRD: 162104 | - | 0 | 0 | - | Unknown |
| Stanhope Capital, LLP CRD: 162512 | - | 0 | 0 | - | Unknown |
| Stanhouse Financial Planning and Management, LLC CRD: 150494 | - | 0 | 1 | - | Unknown |
| Stanley Advisors CRD: 154548 | - | 0 | 0 | - | Unknown |
| Stanley Co. CRD: 8027 | - | 0 | 0 | A | INACTIVE |
| Stanley Forster Securities, Inc. CRD: 7540 | - | 0 | 0 | A | INACTIVE |
| Stanley Grogan Investments, Inc. CRD: 28514 | - | 0 | 0 | A | INACTIVE |
| Stanley Laman Group Securities, LLC CRD: 126160 | PA | 0 | 2 | A | Active |
| Stanley Securities, Inc. CRD: 14312 | - | 0 | 0 | A | INACTIVE |
| Stanley Wealth Partners CRD: 304720 | - | 0 | 0 | - | Unknown |
| Stanley, Charles Percey CRD: 119744 | - | 0 | 0 | A | INACTIVE |
| Stanley-Laman Group Ltd. CRD: 112112 | - | 0 | 2 | - | Unknown |
| Stanley-Walker Security Group CRD: 15591 | - | 0 | 0 | A | INACTIVE |
| Stannard Advisors, LLC CRD: 147227 | - | 0 | 0 | - | Unknown |
| Stannard Financial Services, LLC CRD: 44371 | - | 0 | 0 | A | INACTIVE |
| Stanton Investment Services, Inc. CRD: 29462 | - | 1 | 0 | B | INACTIVE |
| Stantum, LLC CRD: 170360 | - | 0 | 2 | - | Unknown |
| Staple Investments LLC CRD: 333656 | - | 0 | 1 | - | Unknown |
| Staple Street Capital CRD: 173785 | - | 0 | 1 | - | Unknown |
| Stapleton Financial Group CRD: 284716 | - | 0 | 1 | - | Unknown |
| Stapp Wealth Management, PLLC CRD: 116553 | - | 0 | 2 | - | Unknown |
| Staq Capital, LLC CRD: 322655 | - | 0 | 0 | - | Unknown |
| Star Asia Management CRD: 162365 | - | 0 | 1 | - | Unknown |
| Star Capital CRD: 289722 | - | 0 | 0 | - | Unknown |
| Star Capital Inc. CRD: 171057 | - | 0 | 7 | - | Unknown |
| Star Financial Services CRD: 128021 | - | 0 | 2 | - | Unknown |
| Star Global Asset Management Ltd CRD: 330634 | - | 0 | 0 | - | Unknown |
| Star Harbor Investments Inc CRD: 335139 | - | 0 | 1 | - | Unknown |
| Star Investments, Inc. CRD: 20409 | - | 0 | 0 | A | INACTIVE |
| Star Mountain Fund Management, LLC CRD: 164728 | - | 0 | 1 | - | Unknown |
| Star of Texas Capital CRD: 166441 | - | 0 | 0 | - | Unknown |
| Star Wealth Advisors CRD: 332344 | - | 0 | 8 | - | Unknown |
| Starbase Investments, Inc. CRD: 19386 | - | 0 | 0 | A | INACTIVE |
| Starboard Capital Corporation CRD: 18213 | - | 0 | 0 | A | INACTIVE |
| Starboard Capital Partners, L.P. CRD: 130100 | - | 0 | 0 | - | Unknown |