Broker-Dealer Firms

80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.

A
14,984 (74.7%)
B
3,006 (15.0%)
C
1,078 (5.4%)
D
737 (3.7%)
F
250 (1.2%)

Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.

Sort and filter the full register below, or read the grade methodology.

All States
Firm Name ↕ State Disclosures ↕ Offices ↕ Grade Status
Starboard Securities
CRD: 16177
- 0 0 A INACTIVE
Starboard Value LP
CRD: 156943
- 0 1 - Unknown
Starbord LLC
CRD: 174041
- 0 1 - Unknown
Starbridge Venture Capital LLC
CRD: 321909
- 0 1 - Unknown
Starburst Ventures
CRD: 322244
- 0 1 - Unknown
Stardust Capital
CRD: 316861
- 0 1 - Unknown
Stardust Wealth Strategies
CRD: 288595
- 0 1 - Unknown
Starfire Investment Advisers Inc
CRD: 107178
- 0 0 - Unknown
Starfn
CRD: 7192
- 1 0 B INACTIVE
Starfox Financial Services, LLC
CRD: 142758
- 0 0 - Unknown
Stargaze
CRD: 324797
- 0 0 - Unknown
Stark Distributors LLC
CRD: 144583
- 0 0 A INACTIVE
Stark Financial Industries LLC
CRD: 25169
FL 3 3 B Active
Stark Investments
CRD: 137442
- 0 0 - Unknown
Stark Strategic Capital Management, Inc.
CRD: 121295
- 0 1 - Unknown
Stark Wealth Management LLC
CRD: 309422
- 0 2 - Unknown
Starkel Wealth Advisors, LLC
CRD: 326311
- 0 1 - Unknown
Starkey & Associates, Inc.
CRD: 116023
- 0 2 - Unknown
Starkiller IM, LLC
CRD: 316565
- 0 1 - Unknown
Starklogic LLC
CRD: 297952
- 0 1 - Unknown
Starlight Ventures Management, LLC
CRD: 317681
- 0 1 - Unknown
Starlight Wealth Management
CRD: 301820
- 0 0 - Unknown
Starling Capital, LLC
CRD: 104470
- 0 0 A INACTIVE
Starlings Management Inc.
CRD: 293913
- 0 0 - Unknown
Starlion Global Management Inc
CRD: 341316
- 0 1 - Unknown
Starmont Capital Ltd.
CRD: 17842
- 0 0 A INACTIVE
Starpoint Securities, L.C.
CRD: 127692
- 0 0 A INACTIVE
Starquest Enterprises, LLC
CRD: 339880
- 0 1 - Unknown
Starr Investment Holdings, LLC
CRD: 161503
- 0 0 - Unknown
Starr Private Equity Partners, LLC
CRD: 297886
- 0 1 - Unknown
Starr Securities, Inc.
CRD: 13336
- 4 0 C INACTIVE
Starr Strategic Partners, LLC
CRD: 128569
- 0 0 A INACTIVE
Starr-Mathews Financial, LLC
CRD: 166199
- 0 3 - Unknown
Starre Financial LLC
CRD: 288627
- 0 0 - Unknown
Stars & Stripes Financial Advisors
CRD: 317606
- 0 1 - Unknown
Starshak Winzenburg & Co
CRD: 26195
IL 1 2 B Active
Starship Securities LLC
CRD: 306945
- 0 0 - Unknown
Starship Ventures, LLC
CRD: 332228
- 0 1 - Unknown
Starshot Capital, LLC
CRD: 320770
- 0 1 - Unknown
Start Smart, Inc.
CRD: 288487
- 0 0 - Unknown
Startengine Primary LLC
CRD: 291773
CA 0 2 A Active
Starting Line
CRD: 318174
- 0 1 - Unknown
Startinvest Financial LLC
CRD: 330542
- 0 0 - Unknown
Startup Capital Ventures Management Co III, LLC
CRD: 325291
- 0 0 - Unknown
Startup Capital Ventures Management Co III, LLC
CRD: 341911
- 0 1 - Unknown
Startup Capital Ventures Management Co, LLC
CRD: 161335
- 0 0 - Unknown
Startup Haven Ventures
CRD: 312571
- 0 1 - Unknown
Startup Health
CRD: 313875
- 0 1 - Unknown
Startup Professional Network, Inc.
CRD: 329334
- 0 0 - Unknown
Starvangrouw Financial
CRD: 127499
- 0 0 - Unknown
Page 1342 of 1601 (80,028 total)