Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Starvest Management, Inc. CRD: 162345 | - | 0 | 1 | - | Unknown |
| Starwood Capital Group Management, L.L.C. CRD: 110148 | - | 0 | 1 | - | Unknown |
| Starwood Capital, L.L.C. CRD: 146057 | CT | 0 | 7 | A | Active |
| Starwyn Group, PLLC CRD: 316700 | - | 0 | 0 | - | Unknown |
| Starz Realty Capital Limited CRD: 304590 | - | 0 | 0 | - | Unknown |
| Stash CRD: 226550 | - | 0 | 2 | - | Unknown |
| Stash Capital LLC CRD: 287728 | NY | 1 | 2 | B | Active |
| Stash Wealth, LLC CRD: 167072 | - | 0 | 2 | - | Unknown |
| Stasi, James Richard CRD: 121568 | - | 0 | 0 | A | INACTIVE |
| Stat Financial Health CRD: 322575 | - | 0 | 0 | - | Unknown |
| Stat Trade Inc. CRD: 269950 | - | 0 | 0 | - | Unknown |
| Stat Trading, LLC CRD: 119206 | - | 0 | 0 | A | INACTIVE |
| Stata Venture Manager III, Inc. CRD: 268810 | - | 0 | 0 | - | Unknown |
| Statarb LLC CRD: 290886 | - | 0 | 0 | - | Unknown |
| State Capital Financial Services Corporation CRD: 10879 | - | 0 | 0 | A | INACTIVE |
| State Capital Markets Corporation CRD: 13685 | - | 0 | 0 | A | INACTIVE |
| State Equities, Inc. CRD: 18039 | - | 0 | 0 | A | INACTIVE |
| State Farm VP Management Corp. CRD: 43036 | IL | 7 | 2,490 | B | Active |
| State First Financial, Inc. CRD: 26375 | - | 0 | 0 | A | INACTIVE |
| State Line Wealth Management CRD: 330661 | - | 0 | 1 | - | Unknown |
| State Space Advisors LLC CRD: 307748 | - | 0 | 0 | - | Unknown |
| State Street Advisors, Inc. CRD: 112693 | - | 0 | 0 | - | Unknown |
| State Street Digital Ltd CRD: 340778 | - | 0 | 1 | - | Unknown |
| State Street Financial Advisors, LLC CRD: 155420 | - | 0 | 1 | - | Unknown |
| State Street Global Advisors Asia Limited CRD: 172364 | - | 0 | 0 | - | Unknown |
| State Street Global Advisors Europe Limited CRD: 172361 | - | 0 | 0 | - | Unknown |
| State Street Global Advisors Funds Distributors, L… CRD: 30107 | MA | 17 | 6 | D | Active |
| State Street Global Advisors Limited CRD: 112861 | - | 0 | 0 | - | Unknown |
| State Street Global Markets, LLC CRD: 285852 | MA | 4 | 4 | B | Active |
| State Street Research Investment Services, Inc. CRD: 17580 | - | 3 | 0 | C | INACTIVE |
| State Street Securities, Inc. CRD: 15105 | - | 0 | 0 | A | INACTIVE |
| Statefair Capital Management Company, LLC CRD: 316217 | - | 0 | 0 | - | Unknown |
| Stateful Capital I.M. LLC CRD: 325234 | - | 0 | 0 | - | Unknown |
| Staten Investment Advisory Firm CRD: 314030 | - | 0 | 0 | - | Unknown |
| Staten Securities Corporation CRD: 5632 | - | 1 | 0 | B | INACTIVE |
| Statera Capital, LLC CRD: 311862 | - | 0 | 1 | - | Unknown |
| Statera Financial, LLC CRD: 304957 | - | 0 | 2 | - | Unknown |
| Statera Wealth Management CRD: 333710 | - | 0 | 1 | - | Unknown |
| Statesman Capital CRD: 318853 | - | 0 | 0 | - | Unknown |
| Statesman Securities Corporation CRD: 17539 | - | 0 | 0 | A | INACTIVE |
| Statetrust Capital, LLC. CRD: 114052 | - | 0 | 1 | - | Unknown |
| Statetrust Investments Inc. CRD: 104651 | FL | 7 | 2 | C | Active |
| Statewide Discount Brokerage, Inc. CRD: 17478 | - | 0 | 0 | A | INACTIVE |
| Statewide Securities Group, Inc. CRD: 30046 | - | 0 | 0 | A | INACTIVE |
| Statheros Financial Solutions, Inc. CRD: 306217 | - | 0 | 4 | - | Unknown |
| Static Variable, L.L.C. CRD: 313822 | - | 0 | 0 | - | Unknown |
| Statim Holdings, Inc. CRD: 143419 | - | 0 | 0 | - | Unknown |
| Station Plaza Planning Co. Inc. CRD: 7858 | - | 0 | 0 | A | INACTIVE |
| Statistica Capital Ltd. CRD: 318081 | - | 0 | 0 | - | Unknown |
| Statler Financial Services, Inc. CRD: 140650 | - | 0 | 0 | - | Unknown |