Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Staton Financial Advisors, LLC CRD: 120238 | - | 0 | 0 | - | Unknown |
| Staton Investments CRD: 14580 | - | 0 | 0 | A | INACTIVE |
| Stats Investments CRD: 286231 | - | 0 | 0 | - | Unknown |
| Stauffer Financial Services, Inc. CRD: 18520 | - | 0 | 0 | A | INACTIVE |
| Stauffer Financial, LLC CRD: 340420 | - | 0 | 1 | - | Unknown |
| Stavis Wealth Transfer Solutions CRD: 328185 | - | 0 | 2 | - | Unknown |
| Stawnychy Financial Services, Inc. CRD: 128859 | - | 0 | 1 | - | Unknown |
| Stax Capital CRD: 300607 | CA | 0 | 2 | A | Active |
| Stcap Management LLC CRD: 311024 | - | 0 | 1 | - | Unknown |
| STCP North America LLC CRD: 305034 | - | 0 | 0 | - | Unknown |
| STE Wealth Advisors LLC CRD: 318389 | - | 0 | 0 | - | Unknown |
| Steadfast Capital Management (UK) Limited CRD: 311670 | - | 0 | 0 | - | Unknown |
| Steadfast Capital Management LP CRD: 157124 | - | 0 | 1 | - | Unknown |
| Steadfast Financial Services CRD: 115145 | - | 0 | 3 | - | Unknown |
| Steadmont Advisors, LLC CRD: 328882 | - | 0 | 1 | - | Unknown |
| Steadtrust CRD: 334416 | - | 0 | 6 | - | Unknown |
| Steady Eddy GP LLC CRD: 329677 | - | 0 | 0 | - | Unknown |
| Steady Returns CRD: 166834 | - | 0 | 2 | - | Unknown |
| Steadyvol Asset Advisors, LLC CRD: 333582 | - | 0 | 0 | - | Unknown |
| Stealthpoint, LLC CRD: 324180 | - | 0 | 1 | - | Unknown |
| Steamboat Ventures Asia Management, Ltd. CRD: 160213 | - | 0 | 1 | - | Unknown |
| Steamboat Ventures Management Corp. Inc. CRD: 160215 | - | 0 | 0 | - | Unknown |
| Steamwork Ventures CRD: 325224 | - | 0 | 1 | - | Unknown |
| Stearns Financial Group CRD: 106298 | - | 0 | 0 | - | Unknown |
| Steben & Company, LLC CRD: 117808 | - | 0 | 1 | A | INACTIVE |
| Stechler & Company, Incorporated CRD: 17732 | - | 0 | 0 | A | INACTIVE |
| Steed Investments, LLC CRD: 145804 | - | 0 | 1 | - | Unknown |
| Steel Canyon Capital, LLC CRD: 164025 | - | 0 | 1 | - | Unknown |
| Steel City Capital Investments, LLC CRD: 294114 | - | 0 | 0 | - | Unknown |
| Steel City Sports Fund GP, LLC CRD: 342576 | - | 0 | 1 | - | Unknown |
| Steel City Sports Management, LLC CRD: 342569 | - | 0 | 1 | - | Unknown |
| Steel Grove Capital Advisors, LLC CRD: 115231 | - | 0 | 2 | - | Unknown |
| Steel House Trading, LLC CRD: 134538 | - | 0 | 0 | A | INACTIVE |
| Steel Tower Investments CRD: 166742 | - | 0 | 2 | - | Unknown |
| Steel Valley Advisors LLC CRD: 289998 | - | 0 | 0 | - | Unknown |
| Steelbay Equity Partners LLC CRD: 304816 | - | 0 | 0 | - | Unknown |
| Steele Asset Management CRD: 128806 | - | 0 | 2 | - | Unknown |
| Steele Financial Inc. CRD: 139863 | - | 0 | 0 | - | Unknown |
| Steele Financial Studios CRD: 336717 | - | 0 | 1 | - | Unknown |
| Steele Investments, LLC CRD: 129269 | - | 0 | 0 | A | INACTIVE |
| Steele Partners GP LLC CRD: 283688 | - | 0 | 0 | - | Unknown |
| Steele Street Capital LLC CRD: 331520 | - | 0 | 1 | - | Unknown |
| Steele Street Private Wealth Management CRD: 299856 | - | 0 | 1 | - | Unknown |
| Steeley Advisory, LLC CRD: 304870 | - | 0 | 1 | - | Unknown |
| Steelhead Partners, LLC CRD: 116569 | - | 0 | 1 | - | Unknown |
| Steelhead Wealth Management CRD: 338410 | - | 0 | 2 | - | Unknown |
| Steeloaks Investment Advisers, Inc. CRD: 108197 | - | 0 | 5 | - | Unknown |
| Steelpeak Wealth, LLC CRD: 165168 | - | 0 | 18 | - | Unknown |
| Steelpoint Securities, LLC CRD: 155847 | - | 2 | 0 | B | INACTIVE |
| Steelriver Infrastructure Management US LLC CRD: 144012 | - | 0 | 0 | - | Unknown |